STOCK TITAN

Klarna (KLAR) director Ferguson discloses ordinary shares, warrants and options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Klarna Group plc director Roger W. Ferguson Jr. filed an initial ownership report showing he directly holds 76,939 Klarna ordinary shares. He also holds a fully vested warrant linked to 19,344 underlying ordinary shares and stock options over 9,135 underlying ordinary shares, all subject to stated vesting and expiry terms. The filing notes he additionally beneficially owns Class B shares that carry 10 votes per share but cannot be transferred or converted into ordinary shares.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ferguson Roger W. Jr.

(Last)(First)(Middle)
CORNING INCORPORATED
ONE RIVERFRONT PLAZA

(Street)
CORNING NEW YORK 14831

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Klarna Group plc [ KLAR ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Klarna Group plc Ordinary Shares76,939(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Larkan SPV Warrants L10:109/01/202811/30/2028Klarna Group plc Ordinary Shares19,344$2,295.11(2)(4)D
Klarna Group plc Options09/11/202603/11/2031Klarna Group plc Ordinary Shares9,135$40(3)D
Explanation of Responses:
1. In addition to the ordinary shares reported in this Form 3, the reporting person beneficially owns a number of the Klarna Group plcs (the Issuer) Class B shares. Each Class B share is entitled to 10 votes per share. Class B shares are not transferable and are not exchangeable for or convertible into ordinary shares.
2. Represents a fully vested warrant to acquire 1,612 shares of Larkan X AB, a direct subsidiary of the Issuer. Each underlying share of Larkan X AB is convertible into approximately twelve Shares based on a formula set forth in the applicable award agreement, resulting in 19,344 Shares being subject to the warrant, that is vesting annually for a period of four years in equal instalments, beginning on the first anniversary of the grant date.
3. Represents an option to acquire Shares that vest in four equal annual instalments starting from the first anniversary of the grant date.
4. This is in SEK
Boudien Moerman, as attorney-in-fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What did Roger W. Ferguson Jr. report in his Klarna (KLAR) Form 3 filing?

Roger W. Ferguson Jr. reported his initial ownership as a director of Klarna Group plc. He disclosed direct holdings of ordinary shares, as well as warrants and stock options tied to additional ordinary shares, along with separate Class B shares that carry enhanced voting rights.

How many Klarna (KLAR) ordinary shares does Roger W. Ferguson Jr. directly own?

He directly owns 76,939 Klarna Group plc ordinary shares as reported in the Form 3. This figure reflects his post-reporting ownership position in the common equity, separate from any derivative securities such as warrants or stock options over additional ordinary shares.

What derivative securities tied to Klarna (KLAR) ordinary shares does Ferguson hold?

He holds a fully vested warrant linked to 19,344 underlying ordinary shares and Klarna options over 9,135 underlying ordinary shares. These instruments have specified exercise prices, vesting in installments and expiring between 2028 and 2031 according to the disclosed award terms.

What are the key terms of Roger W. Ferguson Jr.’s Klarna warrants and options?

The warrant relates to 19,344 underlying ordinary shares and vests annually over four years from the grant’s first anniversary. The options over 9,135 underlying shares vest in four equal annual installments, with the disclosed exercise prices and expiration dates set between 2028 and 2031.

What Klarna (KLAR) Class B shares does Roger W. Ferguson Jr. beneficially own?

He beneficially owns Klarna Class B shares in addition to the ordinary shares. Each Class B share carries 10 votes, is not transferable, and cannot be exchanged for or converted into ordinary shares, giving voting power without adding to the public ordinary share count.

Does the Klarna (KLAR) Form 3 show any recent buying or selling by Roger W. Ferguson Jr.?

No explicit buying or selling is shown; the Form 3 presents his existing holdings. It lists direct ownership of ordinary shares plus outstanding warrants and options, serving as a baseline ownership snapshot when he became a reporting insider at Klarna Group plc.
Klarna Group plc

NYSE:KLAR

View KLAR Stock Overview

KLAR Rankings

KLAR Latest News

KLAR Latest SEC Filings

KLAR Stock Data

4.76B
266.26M
Software - Infrastructure
Technology
Link
United Kingdom
London