KLIC files Form 144 for 1,500 shares

KLIC submitted a Form 144 notice regarding 1,500 shares of Common Stock tied to restricted stock vesting under a registered plan.

Accepted by SEC EDGAR 05/11/2026 - 04:10 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

KLIC submitted a Form 144 notice regarding 1,500 shares of Common Stock tied to restricted stock vesting under a registered plan. The filing lists 08/01/2025 as the vesting date and shows broker Morgan Stanley Smith Barney LLC; the filing date in the excerpt is 05/11/2026.

Key Figures

Shares to be sold: 1,500 shares Vesting date: 08/01/2025 Filing metadata date: 05/11/2026 +1 more

4 metrics

Shares to be sold 1,500 shares Securities To Be Sold; restricted stock vesting under a registered plan

Vesting date 08/01/2025 Restricted stock vesting date shown in the excerpt

Filing metadata date 05/11/2026 Date appearing in the filing excerpt

Exchange NASDAQ Exchange listed in the excerpt

Key Terms

Form 144, restricted stock vesting, registered plan

3 terms

Form 144 regulatory

""144: Securities To Be Sold""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

""Restricted stock vesting under a registered plan""

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

""restricted stock vesting under a registered plan""

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does KLIC's Form 144 report?

The Form 144 reports a proposed sale of 1,500 shares of Common Stock tied to restricted stock vesting under a registered plan. The filing lists the vesting date as 08/01/2025 and names Morgan Stanley Smith Barney LLC as the broker.

When is the restricted stock vesting date in the filing for KLIC?

The document shows the restricted stock vesting date as 08/01/2025. This date is tied to the shares described as being sold under the registered plan in the Form 144 excerpt.

Who is the broker listed on the KLIC Form 144?

The filing lists Morgan Stanley Smith Barney LLC at One New York Plaza as the broker handling the transaction. The broker name appears on the Securities To Be Sold line in the provided excerpt.

What is the filing date shown in the excerpt for KLIC's Form 144?

The excerpt shows a date of 05/11/2026, which appears alongside issuer and securities information. That date is presented in the filing metadata in the provided content.

How many shares are covered by the Form 144 notice for KLIC?

The Form 144 excerpt lists 1,500 shares of Common Stock to be sold. Those shares are described as restricted stock vesting under a registered plan with services rendered as the restriction reason.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002004903
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	KULICKE AND SOFFA INDUSTRIES, INC.
SEC File Number	000-00121
Address of Issuer	1005 VIRGINIA DRIVE FORT WASHINGTON PENNSYLVANIA 19034
Phone	215-784-6000
Name of Person for Whose Account the Securities are To Be Sold	ZI YAO LIM
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1500	154463.10	52332877	05/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/01/2025	Restricted stock vesting under a registered plan	Issuer			1500	08/01/2025	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/11/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Zi Yao Lim
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)