Morgan Stanley Smith Barney (KLIC) files Form 144 to sell 60,000 shares

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting sale notice for Common stock, showing 60,000 shares in the filer header. The filing lists multiple tranches of restricted stock vesting under a registered plan with individual vesting dates and share counts tied to services rendered.

Insights

Securities Attorney

Form 144 notice records proposed reseller activity for restricted shares.

The filing lists a header value of 60,000 shares and enumerates numerous restricted stock vesting events (dates and share counts) described as "Restricted Stock Vesting Under a Registered Plan" tied to "Services Rendered."

Timing and cash‑flow treatment are not specified beyond the sale notice; subsequent filings or transaction confirmations will show actual dispositions.

Key Figures

Header reported shares: 60,000 shares Numeric field: 7,302,552.00 Numeric field: 52,332,877 +3 more

6 metrics

Header reported shares 60,000 shares Filer header line

Numeric field 7,302,552.00 Numeric value shown in filer header

Numeric field 52,332,877 Numeric value shown in filer header

Header date 06/18/2026 Date shown in filer header

Vesting example 1 1,152 shares Restricted stock vesting on 10/11/2019 (services rendered)

Vesting example 2 10,951 shares Restricted stock vesting on 10/14/2025 (services rendered)

Key Terms

Restricted Stock Vesting Under a Registered Plan, Form 144, Services Rendered

3 terms

Restricted Stock Vesting Under a Registered Plan financial

"Restricted Stock Vesting Under a Registered Plan | Issuer"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Services Rendered financial

"10/11/2019 | Services Rendered Common"

FAQ

What does the Form 144 for KLIC show about shares offered?

The Form 144 header shows 60,000 shares of Common stock in the filer line. The filing also lists multiple restricted stock vesting entries with specific dates and share counts tied to services rendered.

Who is the filer listed on the Form 144 for KLIC?

The filing lists Morgan Stanley Smith Barney LLC at 1 New York Plaza as the filer. The record shows the firm in the header alongside the reported share figure and exchange designation.

Are the vested restricted shares described in the filing transferrable now?

The filing enumerates multiple "Restricted Stock Vesting Under a Registered Plan" entries with dates and counts, indicating vesting events. The document does not specify actual sale transactions or proceeds; it is a notice of intent to sell.

Does the Form 144 state how proceeds will be used or who receives them?

The excerpt provides filer, share counts, vesting dates, and labels like "Services Rendered." It does not state any use‑of‑proceeds or who will receive cash from any sale in the provided content.

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Available on EDGAR 06/18/2026 - 04:15 PM Accepted by SEC EDGAR 06/18/2026 - 04:14 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	60000	7302552.00	52332877	06/18/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/11/2019	Restricted Stock Vesting Under a Registered Plan	Issuer			1152	10/11/2019	Services Rendered
Common	10/31/2019	Restricted Stock Vesting Under a Registered Plan	Issuer			4072	10/31/2019	Services Rendered
Common	11/27/2019	Restricted Stock Vesting Under a Registered Plan	Issuer			1397	11/27/2019	Services Rendered
Common	01/02/2020	Restricted Stock Vesting Under a Registered Plan	Issuer			1052	01/02/2020	Services Rendered
Common	10/02/2020	Restricted Stock Vesting Under a Registered Plan	Issuer			2395	10/02/2020	Services Rendered
Common	10/10/2020	Restricted Stock Vesting Under a Registered Plan	Issuer			2376	10/10/2020	Services Rendered
Common	10/11/2020	Restricted Stock Vesting Under a Registered Plan	Issuer			2611	10/11/2020	Services Rendered
Common	11/07/2020	Restricted Stock Vesting Under a Registered Plan	Issuer			305	11/07/2020	Services Rendered
Common	11/27/2020	Restricted Stock Vesting Under a Registered Plan	Issuer			178	11/27/2020	Services Rendered
Common	11/27/2020	Restricted Stock Vesting Under a Registered Plan	Issuer			2985	11/27/2020	Services Rendered
Common	11/27/2020	Restricted Stock Vesting Under a Registered Plan	Issuer			1397	11/27/2020	Services Rendered
Common	01/02/2021	Restricted Stock Vesting Under a Registered Plan	Issuer			1052	01/02/2021	Services Rendered
Common	10/07/2021	Restricted Stock Vesting Under a Registered Plan	Issuer			2438	10/07/2021	Services Rendered
Common	10/10/2021	Restricted Stock Vesting Under a Registered Plan	Issuer			2376	10/10/2021	Services Rendered
Common	10/11/2021	Restricted Stock Vesting Under a Registered Plan	Issuer			2611	10/11/2021	Services Rendered
Common	11/18/2021	Restricted Stock Vesting Under a Registered Plan	Issuer			164	11/18/2021	Services Rendered
Common	01/02/2022	Restricted Stock Vesting Under a Registered Plan	Issuer			1053	01/02/2022	Services Rendered
Common	01/02/2022	Restricted Stock Vesting Under a Registered Plan	Issuer			4736	01/02/2022	Services Rendered
Common	10/07/2022	Restricted Stock Vesting Under a Registered Plan	Issuer			2438	10/07/2022	Services Rendered
Common	10/10/2022	Restricted Stock Vesting Under a Registered Plan	Issuer			2377	10/10/2022	Services Rendered
Common	10/15/2022	Restricted Stock Vesting Under a Registered Plan	Issuer			1444	10/15/2022	Services Rendered
Common	10/07/2023	Restricted Stock Vesting Under a Registered Plan	Issuer			281	10/07/2023	Services Rendered
Common	10/14/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			10951	10/14/2025	Services Rendered
Common	10/16/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			2803	10/16/2025	Services Rendered
Common	11/20/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			356	11/20/2025	Services Rendered
Common	10/15/2024	Restricted Stock Vesting Under a Registered Plan	Issuer			5000	10/15/2024	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)