Broker files Form 144 reporting 9,364 restricted KLIC shares (KLIC)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting the proposed sale of 9,364 shares of restricted common stock of the issuer KLIC. The filing lists multiple restricted stock lots dated between 01/03/2022 and 01/02/2024.

Insights

Securities Compliance Analyst

Form 144 notifies the market of an intended sale under Rule 144.

Rule 144 notices like this list the securities a broker proposes to sell; the filing identifies 9,364 shares of restricted common stock across several grant dates from 2021 to 2024

Actual sale timing, proceeds recipient, and transaction method are not stated in the excerpt; subsequent Form 4 or broker reports would show execution details.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	9364	676033.98	52326516	02/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/04/2022	Restricted Stock	Issuer			711	04/04/2022	Not Applicable
Common	05/29/2022	Restricted Stock	Issuer			1789	05/29/2022	Not Applicable
Common	01/03/2022	Restricted Stock	Issuer			604	01/03/2022	Not Applicable
Common	10/04/2021	Restricted Stock	Issuer			716	10/04/2021	Not Applicable
Common	04/05/2021	Restricted Stock	Issuer			665	04/05/2021	Not Applicable
Common	07/03/2023	Restricted Stock	Issuer			767	07/03/2023	Not Applicable
Common	07/06/2021	Restricted Stock	Issuer			710	07/06/2021	Not Applicable
Common	05/29/2023	Restricted Stock	Issuer			1789	05/29/2023	Not Applicable
Common	04/03/2023	Restricted Stock	Issuer			760	04/03/2023	Not Applicable
Common	01/02/2024	Restricted Stock	Issuer			853	01/02/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for KLIC mean?

It notifies the SEC and market of an intended sale under Rule 144 for 9,364 shares. The filing lists specific restricted stock lots by grant date, signaling a broker intends to sell those shares subject to Rule 144 conditions.

Who is the filer on the KLIC Form 144 and what role do they have?

The filer is Morgan Stanley Smith Barney LLC, acting as the broker or intermediary. The filing lists the broker's address and the securities the broker proposes to sell on behalf of a holder.

Which shares are listed on the KLIC Form 144?

The filing lists multiple restricted common stock lots totaling 9,364 shares. Grant dates shown range from 07/06/2021 through 01/02/2024, with individual lot counts documented.

Does the Form 144 show when the KLIC shares will be sold?

No specific sale date or execution timing is provided in the excerpt. The filing lists intended securities for sale but does not disclose the planned transaction date or sale method.