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Kulicke & Soffa (KLIC) director reports 876-share stock grant on Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Kulicke & Soffa Industries director David Jeffrey Richardson reported receiving 876 shares of common stock on January 5, 2026. The shares were acquired at a price of $0 as a quarterly stock grant under the company’s 2021 Omnibus Incentive Plan. After this grant, he directly holds 876 common shares and has an additional 27,058 shares reported as indirectly owned through a family trust.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RICHARDSON DAVID JEFFREY

(Last) (First) (Middle)
1005 VIRGINIA DRIVE

(Street)
FORT WASHINGTON PA 19034

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
KULICKE & SOFFA INDUSTRIES INC [ KLIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/05/2026 A 876(1) A $0 876 D
Common Stock 27,058 I By Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Quarterly stock grant under the 2021 Omnibus Incentive Plan.
Remarks:
Zi Yao Lim, Attorney-in-Fact for David Jeffrey Richardson 01/07/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did KLIC director David Jeffrey Richardson report on this Form 4?

Director David Jeffrey Richardson reported receiving 876 shares of Kulicke & Soffa common stock on January 5, 2026, as shown in Table I.

What was the price of the Kulicke & Soffa (KLIC) shares granted?

The 876 shares of Kulicke & Soffa common stock were acquired at a reported price of $0 per share as part of an equity grant.

What is the source of the 876-share grant reported by KLIC’s director?

The 876-share grant is described as a quarterly stock grant under the 2021 Omnibus Incentive Plan, according to the footnote.

How many Kulicke & Soffa shares does Richardson hold after this transaction?

After the transaction, Richardson directly owns 876 common shares and indirectly reports 27,058 shares held by a family trust.

How are Richardson’s indirect Kulicke & Soffa holdings reported?

Indirect holdings are listed as 27,058 shares of common stock with the nature of ownership noted as "By Family Trust".

Is this Form 4 filed for more than one reporting person?

No. The filing indicates it is a Form filed by one reporting person, covering director David Jeffrey Richardson.

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