STOCK TITAN
  1. Home
  2. Sec-filings
  3. KLIC
  4. [Form 4] KULICKE & SOFFA INDUSTRIES INC Insider Trading Activity

Kulicke & Soffa (KLIC) director receives quarterly stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RICHARDSON DAVID JEFFREY reported acquisition or exercise transactions in this Form 4 filing.

Kulicke & Soffa Industries director David Jeffrey Richardson received a grant of 675 shares of Common Stock on a quarterly basis under the 2021 Omnibus Incentive Plan. The shares were awarded at no cash cost, increasing his directly held stake to 1,551 shares, alongside 17,694 shares held indirectly through a family trust. The Form 4 notes that the filing was submitted late due to an administrative error.

Positive

  • None.

Negative

  • None.
Insider RICHARDSON DAVID JEFFREY
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 675 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,551 shares (Direct); Common Stock — 17,694 shares (Indirect, By Family Trust)
Footnotes (1)
  1. This Form 4 is being filed late due to administrative error. Quarterly stock grant under the 2021 Omnibus Incentive Plan.
Director stock grant 675 shares Quarterly grant under 2021 Omnibus Incentive Plan on April 6, 2026
Grant price per share $0.00 per share Equity award with no cash paid by director
Direct holdings after grant 1,551 shares Common Stock directly owned by Richardson following the award
Indirect family trust holdings 17,694 shares Common Stock held indirectly through a family trust
Form 4 regulatory
"This Form 4 is being filed late due to administrative error."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Quarterly stock grant financial
"Quarterly stock grant under the 2021 Omnibus Incentive Plan."
2021 Omnibus Incentive Plan financial
"Quarterly stock grant under the 2021 Omnibus Incentive Plan."
Family Trust financial
"nature_of_ownership: By Family Trust"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RICHARDSON DAVID JEFFREY
(Last)(First)(Middle)
1005 VIRGINIA DRIVE
(Street)
FORT WASHINGTON PENNSYLVANIA 19034
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
KULICKE & SOFFA INDUSTRIES INC [ KLIC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/06/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/06/2026(1)A675(2)A$01,551D
Common Stock17,694IBy Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This Form 4 is being filed late due to administrative error.
2. Quarterly stock grant under the 2021 Omnibus Incentive Plan.
Remarks:
Zi Yao Lim, Attorney-in-Fact for David Jeffrey Richardson04/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did KLIC director David Jeffrey Richardson report?

David Jeffrey Richardson reported receiving a grant of 675 shares of Kulicke & Soffa Common Stock. The award was a quarterly stock grant under the 2021 Omnibus Incentive Plan and did not involve any cash payment, reflecting routine equity-based director compensation.

Was the Form 4 for Kulicke & Soffa (KLIC) filed late?

Yes. The filing explicitly states that the Form 4 was submitted late due to an administrative error. This indicates the delay was procedural rather than related to the substance of the stock grant or any change in ownership intentions disclosed in the report.

How many Kulicke & Soffa (KLIC) shares does Richardson hold directly after the grant?

After the 675-share grant, David Jeffrey Richardson directly holds 1,551 shares of Kulicke & Soffa Common Stock. This reflects only his direct ownership and excludes additional indirect holdings reported through a family trust structure in the same filing.

What are David Jeffrey Richardson’s indirect holdings in KLIC shares?

The filing reports that 17,694 shares of Kulicke & Soffa Common Stock are held indirectly by David Jeffrey Richardson through a family trust. These shares are separate from his 1,551 directly held shares and are identified as indirect ownership in the ownership table.

Was the KLIC insider transaction an open-market purchase or sale?

No. The transaction was coded as an award acquisition, not an open-market trade. Richardson received 675 shares as a quarterly stock grant under the 2021 Omnibus Incentive Plan at no stated purchase price per share, reflecting stock-based compensation rather than a market transaction.