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Kulicke & Soffa (KLIC) General Counsel reports sale of 1,000 shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Kulicke & Soffa Industries Inc. General Counsel Lim Zi Yao reported an open-market sale of company stock. On February 9, 2026, Lim sold 1,000 shares of Common Stock at an average price of $71.5401 per share. After this transaction, Lim directly beneficially owned 22,714 shares of Kulicke & Soffa common stock.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lim Zi Yao

(Last) (First) (Middle)
23A SERANGOON NORTH AVENUE 5
#01-01

(Street)
SINGAPORE U0 554369

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
KULICKE & SOFFA INDUSTRIES INC [ KLIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/09/2026 S 1,000 D $71.5401 22,714 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Zi Yao Lim 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did KULICKE & SOFFA INDUSTRIES INC (KLIC) report?

Kulicke & Soffa’s General Counsel reported selling 1,000 common shares. The Form 4 shows an open-market sale at $71.5401 per share on February 9, 2026, reducing but not eliminating the officer’s direct holdings in the company.

Who from KULICKE & SOFFA INDUSTRIES INC (KLIC) sold shares in this Form 4?

General Counsel Lim Zi Yao reported the share sale. Lim is listed as an officer of Kulicke & Soffa Industries Inc., with the title General Counsel, and filed the Form 4 as a single reporting person with direct ownership of the shares.

How many KULICKE & SOFFA INDUSTRIES INC (KLIC) shares were sold and at what price?

The filing reports a sale of 1,000 common shares at $71.5401 each. This open-market transaction involved non-derivative common stock, with the price per share clearly disclosed as $71.5401 on the February 9, 2026 trade date.

How many KULICKE & SOFFA INDUSTRIES INC (KLIC) shares does the insider own after the sale?

After the sale, Lim beneficially owns 22,714 common shares directly. The Form 4’s ownership column shows 22,714 shares of Kulicke & Soffa common stock remaining in direct ownership following the reported open-market transaction.

What transaction code is used in the KULICKE & SOFFA INDUSTRIES INC (KLIC) Form 4?

The Form 4 uses transaction code “S” for the trade. Code S indicates a sale in an open market or private transaction. The structured data confirms this as an open-market sale of common stock by the reporting officer.

Does the KULICKE & SOFFA INDUSTRIES INC (KLIC) Form 4 involve derivative securities?

No derivative securities are reported in this Form 4. The non-derivative table lists a single common stock sale, while the derivative securities table shows no entries for options, warrants, or other convertible instruments in this particular filing.
Kulicke & Soffa Inds Inc

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