STOCK TITAN

Knowles (NYSE: KN) HR chief exercises stock options and withholds shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Knowles Corp SVP and Chief HR Officer Raymond D. Cabrera exercised non-qualified stock options for 25,210 shares of common stock at $16.77 per share. To cover the option exercise price and tax liability, 17,599 shares were withheld at $36.62 per share. After these transactions, he directly holds 151,722 shares of common stock.

Positive

  • None.

Negative

  • None.
Insider Cabrera Raymond D.
Role SVP, Chief HR Officer
Type Security Shares Price Value
Exercise Non-Qualified Stock Option (right to buy) 25,210 $16.77 $423K
Exercise Common Stock 25,210 $16.77 $423K
Tax Withholding Common Stock 17,599 $36.62 $644K
Holdings After Transaction: Non-Qualified Stock Option (right to buy) — 0 shares (Direct, null); Common Stock — 151,722 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares exercised 25,210 shares Non-qualified stock option exercise for common stock
Option exercise price $16.77/share Exercise price of non-qualified stock option
Shares withheld for taxes and exercise 17,599 shares Withheld to pay option exercise price and tax liability
Withholding price $36.62/share Value used for withheld shares covering costs and taxes
Shares held after transactions 151,722 shares Direct KN common stock holdings after Form 4 transactions
Option expiration date 2027-02-09 Expiration date of exercised non-qualified stock option grant
Non-Qualified Stock Option (right to buy) financial
"security_title: "Non-Qualified Stock Option (right to buy)""
tax liability financial
"payment of the option exercise price and tax liability by withholding securities"
withholding securities financial
"payment of the option exercise price and tax liability by withholding securities"
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cabrera Raymond D.

(Last)(First)(Middle)
1151 MAPLEWOOD DRIVE

(Street)
ITASCA ILLINOIS 60143

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Knowles Corp [ KN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Chief HR Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026M25,210A$16.77151,722D
Common Stock05/13/2026F17,599(1)D$36.62134,123D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-Qualified Stock Option (right to buy)$16.7705/13/2026M25,21002/10/202102/09/2027Common Stock25,210$16.770D
Explanation of Responses:
1. These shares represent the payment of the option exercise price and tax liability by withholding securities.
By: Robyn B. Martin For: POA for Raymond D. Cabrera05/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did KN executive Raymond D. Cabrera report?

Raymond D. Cabrera, SVP and Chief HR Officer of Knowles Corp (KN), exercised options for 25,210 common shares. These were non-qualified stock options converted into shares, reflecting compensation-related activity rather than an open-market purchase or sale.

Did the KN insider sell shares on the open market in this Form 4?

The Form 4 for KN shows no open-market sale. Instead, 17,599 shares were withheld to pay the option exercise price and related tax liability, a common non-market mechanism rather than a discretionary sale into the market.

How many Knowles (KN) shares did Cabrera receive from exercising options?

Cabrera exercised non-qualified stock options covering 25,210 shares of Knowles common stock at $16.77 per share. These option exercises convert derivative awards into actual shares as part of his equity compensation package with the company.

How many Knowles (KN) shares were withheld for taxes and exercise costs?

To cover the option exercise price and tax liability, 17,599 Knowles shares were withheld at $36.62 per share. This withholding is recorded as a disposition but functions as payment, not an elective sale in the open market.

What are Raymond D. Cabrera’s KN holdings after this Form 4?

Following the reported transactions, Raymond D. Cabrera directly holds 151,722 shares of Knowles common stock. This figure reflects his updated equity position after exercising 25,210 options and having 17,599 shares withheld for the exercise price and taxes.

What type of derivative security did the KN executive exercise?

The filing shows Cabrera exercised a Non-Qualified Stock Option (right to buy) for 25,210 underlying KN common shares at a $16.77 exercise price. This eliminated that specific option position, converting it fully into common stock holdings.