Knowles (NYSE: KN) director gets RSU grant, gifts 14,848 shares

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Knowles Corp director Li Ye Jane reported a mix of stock awards and gifts involving the company’s common stock. She received 6,265 shares as a compensation-related stock award valued at $30.33 per share, structured as Restricted Stock Units that vest on the first anniversary of the grant. On the same Form 4, she recorded bona fide gifts totaling 14,848 shares, including transfers to a Grantor Retained Annuity Trust where she serves as trustee and family members are beneficiaries. After these transactions, she directly holds 66,717 shares and indirectly holds 12,576 shares through the trust, indicating the gifts represent a portion of her overall position rather than a full exit.

Insider Trade Summary

14,848 shares gifted

Mixed 3 txns

Insider Li Ye Jane

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	6,265	$30.33	$190K
Gift	Common Stock	7,424	$0.00	--
Gift	Common Stock	7,424	$0.00	--

Holdings After Transaction: Common Stock — 66,717 shares (Direct, null); Common Stock — 12,576 shares (Indirect, by Trust)

Footnotes (1)

Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant. Reporting person transferred shares of Knowles common stock to a Grantor Retained Annuity Trust (GRAT) of which reporting person is trustee. The reporting person and members of her immediate family are the sole beneficiaries of the GRAT.

Key Figures

RSU award size: 6,265 shares RSU grant price: $30.33 per share Gifted shares total: 14,848 shares +3 more

6 metrics

RSU award size 6,265 shares Restricted Stock Units granted as director compensation

RSU grant price $30.33 per share Value per share for the 6,265-share award

Gifted shares total 14,848 shares Two bona fide gifts of 7,424 shares each

Direct holdings after 66,717 shares Direct Knowles common stock held following transactions

Indirect holdings after 12,576 shares Indirect holdings through a Grantor Retained Annuity Trust

RSU vesting schedule Vests on first anniversary Restricted Stock Units vest one year after grant date

Key Terms

Restricted Stock Units (RSU), Grantor Retained Annuity Trust (GRAT), bona fide gift, 2018 Equity and Cash Incentive Plan

4 terms

Restricted Stock Units (RSU) financial

"Restricted Stock Units (RSU) awarded as compensation for services as a Director"

Grantor Retained Annuity Trust (GRAT) financial

"transferred shares of Knowles common stock to a Grantor Retained Annuity Trust (GRAT)"

bona fide gift financial

"transaction_code_description": "Bona fide gift""

2018 Equity and Cash Incentive Plan financial

"pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan"

Form 4 Insider Transactions: What Each Field Means →

04/29/2026 - 07:01 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Li Ye Jane

(Last)

(First)

(Middle)

1151 MAPLEWOOD DRIVE

(Street)

ITASCA

ILLINOIS

60143

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Knowles Corp [ KN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/03/2026		G		7,424	A	$0.0	60,452	D
Common Stock	04/28/2026		A		6,265⁽¹⁾	A	$30.33	66,717	D
Common Stock	02/03/2026		G		7,424⁽²⁾	D	$0.0	12,576	I	by Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

2. Reporting person transferred shares of Knowles common stock to a Grantor Retained Annuity Trust (GRAT) of which reporting person is trustee. The reporting person and members of her immediate family are the sole beneficiaries of the GRAT.

	By: Robyn B. Martin For: POA for Ye Jane Li	04/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Knowles (KN) director Li Ye Jane report?

She reported a stock award and two gifts of Knowles common stock. The award covered 6,265 shares as compensation, while the gifts totaled 14,848 shares, including transfers to a Grantor Retained Annuity Trust associated with her and her immediate family.

How many Knowles (KN) shares did Li Ye Jane receive as a stock award?

She received 6,265 shares as a compensation-related stock award valued at $30.33 per share. The award was granted in the form of Restricted Stock Units that will vest on the first anniversary of the grant under the company’s 2018 equity and cash incentive plan.

What is the size of the stock gifts reported by Knowles (KN) director Li Ye Jane?

She reported bona fide gifts totaling 14,848 shares of Knowles common stock. These gifts include transfers to a Grantor Retained Annuity Trust, where she is trustee and she and her immediate family members are the sole beneficiaries of the trust.

How many Knowles (KN) shares does Li Ye Jane hold after these transactions?

After the reported transactions, she directly holds 66,717 shares of Knowles common stock. She also indirectly holds 12,576 shares through a Grantor Retained Annuity Trust, reflecting both personal and trust-based positions in the company’s stock.

Are the Knowles (KN) stock gifts by Li Ye Jane market sales?

No, the filing classifies them as bona fide gifts with a $0.00 per-share transaction price. The shares were transferred, including to a Grantor Retained Annuity Trust, and do not represent open-market sales or purchases of Knowles stock.

How do the Restricted Stock Units for Knowles (KN) director Li Ye Jane vest?

The Restricted Stock Units granted as compensation will vest on the first anniversary of the grant date. They were issued under the Knowles Corporation 2018 Equity and Cash Incentive Plan as part of her compensation for service on the company’s board.