STOCK TITAN

[Form 4] KNOWLES CORPORATION Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

GTES Form 4 (filed 29-Jul-25) details Chief Financial Officer Lawrence B. Mallard’s 27-Jul-25 equity transactions.

  • RSU conversion: 39,461 time-based restricted stock units (TBRSUs) were converted into an equal number of ordinary shares (Transaction Code M, price $0.00).
  • Withholding for taxes: 17,273 of the newly issued shares were automatically withheld (Code F) at $25.31 to cover par value and tax obligations.
  • Net result: Mallard’s direct ownership increased by 22,188 shares to 199,815 ordinary shares.
  • Remaining equity incentives: 85,530 unvested TBRSUs continue to vest in roughly equal annual tranches.

No open-market purchases or sales occurred; activity stems from routine vesting of previously granted equity.

Modulo GTES 4 (presentato il 29-lug-25) riporta le transazioni azionarie del Chief Financial Officer Lawrence B. Mallard del 27-lug-25.

  • Conversione RSU: 39.461 unità di azioni ristrette basate sul tempo (TBRSU) sono state convertite in un numero uguale di azioni ordinarie (Codice Transazione M, prezzo $0,00).
  • Ritenuta per tasse: 17.273 delle nuove azioni emesse sono state automaticamente trattenute (Codice F) a $25,31 per coprire il valore nominale e gli obblighi fiscali.
  • Risultato netto: La proprietà diretta di Mallard è aumentata di 22.188 azioni, raggiungendo 199.815 azioni ordinarie.
  • Incentivi azionari residui: 85.530 TBRSU non ancora maturate continueranno a maturare in tranche annuali approssimativamente uguali.

Non si sono verificate compravendite sul mercato aperto; l’attività deriva dal normale vesting delle azioni precedentemente concesse.

Formulario GTES 4 (presentado el 29-jul-25) detalla las transacciones de acciones del Director Financiero Lawrence B. Mallard del 27-jul-25.

  • Conversión de RSU: 39,461 unidades de acciones restringidas basadas en tiempo (TBRSUs) se convirtieron en un número igual de acciones ordinarias (Código de Transacción M, precio $0.00).
  • Retención para impuestos: 17,273 de las acciones recién emitidas se retuvieron automáticamente (Código F) a $25.31 para cubrir el valor nominal y obligaciones fiscales.
  • Resultado neto: La propiedad directa de Mallard aumentó en 22,188 acciones hasta 199,815 acciones ordinarias.
  • Incentivos de capital restantes: 85,530 TBRSUs no consolidadas continúan consolidándose en tramos anuales aproximadamente iguales.

No hubo compras ni ventas en el mercado abierto; la actividad proviene del otorgamiento rutinario de acciones previamente concedidas.

GTES 양식 4 (2025년 7월 29일 제출)은 최고재무책임자 로렌스 B. 말라드의 2025년 7월 27일 주식 거래 내역을 상세히 설명합니다.

  • RSU 전환: 39,461개의 시간 기반 제한 주식 단위(TBRSU)가 동일 수량의 보통주로 전환되었습니다(거래 코드 M, 가격 $0.00).
  • 세금 원천징수: 새로 발행된 주식 중 17,273주가 자동으로 원천징수되었습니다(코드 F) 가격은 $25.31로 액면가 및 세금 의무를 충당하기 위함입니다.
  • 순 결과: 말라드의 직접 소유 주식 수가 22,188주 증가하여 199,815 보통주가 되었습니다.
  • 남은 주식 인센티브: 85,530개의 미확정 TBRSU가 대략 동일한 연간 분할로 계속 확정됩니다.

공개 시장에서의 매매는 없었으며, 활동은 이전에 부여된 주식의 정기적 확정에서 비롯되었습니다.

Formulaire GTES 4 (déposé le 29 juil. 25) détaille les transactions en actions du directeur financier Lawrence B. Mallard du 27 juil. 25.

  • Conversion RSU : 39 461 unités d’actions restreintes basées sur le temps (TBRSU) ont été converties en un nombre égal d’actions ordinaires (Code de transaction M, prix 0,00 $).
  • Retenue pour impôts : 17 273 des actions nouvellement émises ont été automatiquement retenues (Code F) à 25,31 $ pour couvrir la valeur nominale et les obligations fiscales.
  • Résultat net : La détention directe de Mallard a augmenté de 22 188 actions pour atteindre 199 815 actions ordinaires.
  • Incitations en actions restantes : 85 530 TBRSU non acquises continuent de s’acquérir par tranches annuelles à peu près égales.

Aucun achat ou vente sur le marché libre n’a eu lieu ; l’activité provient de l’acquisition régulière des actions précédemment attribuées.

GTES Formular 4 (eingereicht am 29. Juli 2025) beschreibt die Aktiengeschäfte von Chief Financial Officer Lawrence B. Mallard vom 27. Juli 2025.

  • RSU-Umwandlung: 39.461 zeitbasierte Restricted Stock Units (TBRSUs) wurden in die gleiche Anzahl von Stammaktien umgewandelt (Transaktionscode M, Preis $0,00).
  • Steuerabzug: 17.273 der neu ausgegebenen Aktien wurden automatisch einbehalten (Code F) zu $25,31 zur Deckung des Nennwerts und der Steuerpflichten.
  • Nettoergebnis: Mallards direkte Beteiligung stieg um 22.188 Aktien auf 199.815 Stammaktien.
  • Verbleibende Aktienanreize: 85.530 unverfallbare TBRSUs werden weiterhin in etwa gleich großen jährlichen Tranchen vesten.

Es gab keine Käufe oder Verkäufe am offenen Markt; die Aktivität resultiert aus der routinemäßigen Vesting von zuvor gewährten Aktien.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine RSU vesting—CFO nets +22k shares; no cash sale—neutral corporate signal.

The filing shows an automatic conversion of vested TBRSUs, followed by share withholding for tax liabilities. Mallard’s stake rises to ~200k shares, suggesting continued alignment with shareholders, but there is no discretionary open-market buying. Remaining 85.5k TBRSUs keep future equity incentives intact. From a market-impact perspective this is standard compensation-related activity and should not materially alter the investment thesis for GTES.

Modulo GTES 4 (presentato il 29-lug-25) riporta le transazioni azionarie del Chief Financial Officer Lawrence B. Mallard del 27-lug-25.

  • Conversione RSU: 39.461 unità di azioni ristrette basate sul tempo (TBRSU) sono state convertite in un numero uguale di azioni ordinarie (Codice Transazione M, prezzo $0,00).
  • Ritenuta per tasse: 17.273 delle nuove azioni emesse sono state automaticamente trattenute (Codice F) a $25,31 per coprire il valore nominale e gli obblighi fiscali.
  • Risultato netto: La proprietà diretta di Mallard è aumentata di 22.188 azioni, raggiungendo 199.815 azioni ordinarie.
  • Incentivi azionari residui: 85.530 TBRSU non ancora maturate continueranno a maturare in tranche annuali approssimativamente uguali.

Non si sono verificate compravendite sul mercato aperto; l’attività deriva dal normale vesting delle azioni precedentemente concesse.

Formulario GTES 4 (presentado el 29-jul-25) detalla las transacciones de acciones del Director Financiero Lawrence B. Mallard del 27-jul-25.

  • Conversión de RSU: 39,461 unidades de acciones restringidas basadas en tiempo (TBRSUs) se convirtieron en un número igual de acciones ordinarias (Código de Transacción M, precio $0.00).
  • Retención para impuestos: 17,273 de las acciones recién emitidas se retuvieron automáticamente (Código F) a $25.31 para cubrir el valor nominal y obligaciones fiscales.
  • Resultado neto: La propiedad directa de Mallard aumentó en 22,188 acciones hasta 199,815 acciones ordinarias.
  • Incentivos de capital restantes: 85,530 TBRSUs no consolidadas continúan consolidándose en tramos anuales aproximadamente iguales.

No hubo compras ni ventas en el mercado abierto; la actividad proviene del otorgamiento rutinario de acciones previamente concedidas.

GTES 양식 4 (2025년 7월 29일 제출)은 최고재무책임자 로렌스 B. 말라드의 2025년 7월 27일 주식 거래 내역을 상세히 설명합니다.

  • RSU 전환: 39,461개의 시간 기반 제한 주식 단위(TBRSU)가 동일 수량의 보통주로 전환되었습니다(거래 코드 M, 가격 $0.00).
  • 세금 원천징수: 새로 발행된 주식 중 17,273주가 자동으로 원천징수되었습니다(코드 F) 가격은 $25.31로 액면가 및 세금 의무를 충당하기 위함입니다.
  • 순 결과: 말라드의 직접 소유 주식 수가 22,188주 증가하여 199,815 보통주가 되었습니다.
  • 남은 주식 인센티브: 85,530개의 미확정 TBRSU가 대략 동일한 연간 분할로 계속 확정됩니다.

공개 시장에서의 매매는 없었으며, 활동은 이전에 부여된 주식의 정기적 확정에서 비롯되었습니다.

Formulaire GTES 4 (déposé le 29 juil. 25) détaille les transactions en actions du directeur financier Lawrence B. Mallard du 27 juil. 25.

  • Conversion RSU : 39 461 unités d’actions restreintes basées sur le temps (TBRSU) ont été converties en un nombre égal d’actions ordinaires (Code de transaction M, prix 0,00 $).
  • Retenue pour impôts : 17 273 des actions nouvellement émises ont été automatiquement retenues (Code F) à 25,31 $ pour couvrir la valeur nominale et les obligations fiscales.
  • Résultat net : La détention directe de Mallard a augmenté de 22 188 actions pour atteindre 199 815 actions ordinaires.
  • Incitations en actions restantes : 85 530 TBRSU non acquises continuent de s’acquérir par tranches annuelles à peu près égales.

Aucun achat ou vente sur le marché libre n’a eu lieu ; l’activité provient de l’acquisition régulière des actions précédemment attribuées.

GTES Formular 4 (eingereicht am 29. Juli 2025) beschreibt die Aktiengeschäfte von Chief Financial Officer Lawrence B. Mallard vom 27. Juli 2025.

  • RSU-Umwandlung: 39.461 zeitbasierte Restricted Stock Units (TBRSUs) wurden in die gleiche Anzahl von Stammaktien umgewandelt (Transaktionscode M, Preis $0,00).
  • Steuerabzug: 17.273 der neu ausgegebenen Aktien wurden automatisch einbehalten (Code F) zu $25,31 zur Deckung des Nennwerts und der Steuerpflichten.
  • Nettoergebnis: Mallards direkte Beteiligung stieg um 22.188 Aktien auf 199.815 Stammaktien.
  • Verbleibende Aktienanreize: 85.530 unverfallbare TBRSUs werden weiterhin in etwa gleich großen jährlichen Tranchen vesten.

Es gab keine Käufe oder Verkäufe am offenen Markt; die Aktivität resultiert aus der routinemäßigen Vesting von zuvor gewährten Aktien.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
PERNA ROBERT J

(Last) (First) (Middle)
1151 MAPLEWOOD DRIVE

(Street)
ITASCA IL 60143

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Knowles Corp [ KN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, General Counsel & Sec
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/20/2025 G 9,221 D (1) 66,552 D
Common Stock 07/28/2025 M 26,718 A $17.39 93,270 D
Common Stock 07/28/2025 S 26,718 D $20.4724 66,552 D
Common Stock 07/28/2025 M 29,412 A $16.77 95,964 D
Common Stock 07/28/2025 S 29,412 D $20.4724 66,552 D
Common Stock 03/20/2025 G 9,221 A (1) 9,221 I by Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $16.77 07/28/2025 M 29,412 02/10/2021 02/09/2027 Common Stock 29,412 $16.77 0 D
Non-Qualified Stock Option (right to buy) $17.39 07/28/2025 M 26,718 05/13/2020 02/12/2026 Common Stock 26,718 $17.39 0 D
Explanation of Responses:
1. Not applicable to this transaction
By: Robyn B. Martin For: Robert J. Perna 07/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Knowles Corp

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