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Eastman Kodak (NYSE: KODK) Kennedy Lewis affiliates report director status, no holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Eastman Kodak Company director affiliates file initial ownership report showing no holdings. Several investment entities advised by Kennedy Lewis Management LP have jointly filed an initial Form 3 related to Eastman Kodak Company (ticker KODK). The filing notes that Darren Richman, an effective control person of Kennedy Lewis Investment Management LLC and Kennedy Lewis Investment Holdings II LLC, serves on Eastman Kodak's Board of Directors. Because of this board representation, the reporting entities are deemed directors of Eastman Kodak by deputization under Section 16 rules, even though the filing states that no securities of Eastman Kodak are beneficially owned by these reporting persons.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
KLIM Delta HQC3 LP
(Last) (First) (Middle)
C/O KENNEDY LEWIS MANAGEMENT LP
225 LIBERTY STREET, SUITE 4210
(Street)
NEW YORK NY 10281
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/05/2025 		3. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ KODK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
KLIM Delta HQC3 LP
(Last) (First) (Middle)
C/O KENNEDY LEWIS MANAGEMENT LP
225 LIBERTY STREET, SUITE 4210
(Street)
NEW YORK NY 10281
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Kennedy Lewis (EU) SPV LP
(Last) (First) (Middle)
C/O KENNEDY LEWIS MANAGEMENT LP
225 LIBERTY STREET, SUITE 4210
(Street)
NEW YORK NY 10281
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
KLCP Co-Investment Opportunities III LP
(Last) (First) (Middle)
C/O KENNEDY LEWIS MANAGEMENT LP
225 LIBERTY STREET, SUITE 4210
(Street)
NEW YORK NY 10281
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
Remarks:
Darren Richman, an effective control person of each of Kennedy Lewis Investment Management LLC and Kennedy Lewis Investment Holdings II LLC, serves on the Board of Directors of Eastman Kodak Company (the "Issuer"). By virtue of their representation on the Board of Directors of the Issuer, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the reporting persons are deemed directors by deputization of the Issuer.
No securities are beneficially owned.
KLIM DELTA HQC3 LP, By: Kennedy Lewis Management LP, its investment adviser, Name: /s/ Anthony Pasqua, Title: Authorized Person 12/05/2025
KENNEDY LEWIS (EU) SPV LP, By: Kennedy Lewis Management LP, its investment adviser, Name: /s/ Anthony Pasqua, Title: Authorized Person 12/05/2025
KLCP CO-INVESTMENT OPPORTUNITIES III LP, By: Kennedy Lewis Management LP, its investment adviser, Name: /s/ Anthony Pasqua, Title: Authorized Person 12/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What does this Form 3 filing mean for Eastman Kodak Co (KODK)?

This Form 3 is an initial statement of beneficial ownership filed by several Kennedy Lewis–affiliated entities in connection with Eastman Kodak Co. It discloses that they are deemed directors by deputization through their board representation but states that no Eastman Kodak securities are beneficially owned by these reporting persons.

Who is the individual connected to the reporting entities in the KODK Form 3?

Darren Richman is identified as an effective control person of Kennedy Lewis Investment Management LLC and Kennedy Lewis Investment Holdings II LLC. He serves on the Board of Directors of Eastman Kodak Company, which is the basis for the reporting persons being deemed directors by deputization.

Do the Kennedy Lewis–affiliated reporting persons own any Eastman Kodak (KODK) shares?

The filing explicitly states that no securities are beneficially owned by the reporting persons. Their filing obligation arises from their deemed director status under Section 16, not from current share ownership.

Why are the reporting persons considered directors of Eastman Kodak Co (KODK)?

The reporting persons are considered directors by deputization because of their representation on Eastman Kodak's Board of Directors through Darren Richman. Under Section 16 of the Securities Exchange Act of 1934, this board representation causes the affiliated entities to be deemed directors for reporting purposes.