STOCK TITAN

KODK (EASTMAN KODAK CO) CEO logs RSU vesting and tax-related share disposal

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Eastman Kodak Executive Chairman and CEO James V. Continenza reported equity compensation activity involving restricted stock units (RSUs) and common stock. On February 26, 2026, 100,000 RSUs that convert into common stock on a one-for-one basis vested and were exercised into 100,000 shares of common stock at a price of $0.0000 per share. To cover tax withholding obligations on this RSU vesting, 39,350 shares of common stock were disposed of at $7.53 per share, leaving 3,111,546 shares of common stock held directly following the transactions. The filing also shows ongoing holdings of RSUs, phantom stock, and stock options that vest or become payable on various future dates.

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  • None.

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Insider CONTINENZA JAMES V
Role Executive Chairman and CEO
Type Security Shares Price Value
Exercise Restricted Stock Units 100,000 $0.00 --
Exercise Common Stock, par value $.01 100,000 $0.00 --
Tax Withholding Common Stock, par value $.01 39,350 $7.53 $296K
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Phantom Stock -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock, par value $.01 — 3,150,896 shares (Direct); Phantom Stock — 241,589 shares (Direct); Stock Option (Right to Buy) — 298,780 shares (Direct)
Footnotes (1)
  1. These restricted stock units, which convert into common stock on a one-for-one basis ("RSUs"), vested on 2/26/2026. Shares withheld to cover tax withholding obligations on the vesting of RSUs. These RSUs will vest annually in five equal installments commencing 12/31/2026, except as otherwise provided in the award notice or the employment agreement between the reporting person and the Company. These RSUs will vest on 11/29/2026, except as otherwise provided in the award notice or the employment agreement between the reporting person and the Company. These RSUs will vest in substantially equal installments on each of 11/29/2026 and 11/29/2027, except as otherwise provided in the award notice or the employment agreement between the reporting person and the Company. These RSUs will vest in substantially equal installments on each of 11/29/2026, 11/29/2027 and 11/29/2028, except as otherwise provided in the award notice or the employment agreement between the reporting person and the Company. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. This option is fully vested as of the date of this report.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CONTINENZA JAMES V

(Last) (First) (Middle)
C/O EASTMAN KODAK COMPANY
343 STATE STREET

(Street)
ROCHESTER NY 14650

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ KODK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.01 02/26/2026 M 100,000 A $0(1) 3,150,896 D
Common Stock, par value $.01 02/26/2026 F 39,350(2) D $7.53 3,111,546 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0(1) 02/26/2026 M 100,000 (1) (1) Common stock, par value $.01 100,000 $0 0 D
Restricted Stock Units $0(3) (3) (3) Common stock, par value $.01 5,000,000 5,000,000 D
Restricted Stock Units $0(4) (4) (4) Common Stock, par value $.01 196,336 196,336 D
Restricted Stock Units $0(5) (5) (5) Common Stock, par value $.01 114,943 114,943 D
Restricted Stock Units $0(6) (6) (6) Common Stock, par value $.01 163,613 163,613 D
Phantom Stock $0(7) (7) (7) Common Stock, par value $.01 241,589 241,589 D
Stock Option (Right to Buy) $4.53 (8) 02/19/2029 Common Stock, par value $.01 298,780 298,780 D
Stock Option (Right to Buy) $6.03 (8) 02/19/2029 Common Stock, par value $.01 298,780 298,780 D
Stock Option (Right to Buy) $12 (8) 02/19/2029 Common Stock, par value $.01 170,733 170,733 D
Stock Option (Right to Buy) $4.53 (8) 02/19/2029 Common Stock, par value $.01 350,000 350,000 D
Stock Option (Right to Buy) $6.03 (8) 02/19/2029 Common Stock, par value $.01 350,000 350,000 D
Stock Option (Right to Buy) $12 (8) 02/19/2029 Common Stock, par value $.01 200,000 200,000 D
Explanation of Responses:
1. These restricted stock units, which convert into common stock on a one-for-one basis ("RSUs"), vested on 2/26/2026.
2. Shares withheld to cover tax withholding obligations on the vesting of RSUs.
3. These RSUs will vest annually in five equal installments commencing 12/31/2026, except as otherwise provided in the award notice or the employment agreement between the reporting person and the Company.
4. These RSUs will vest on 11/29/2026, except as otherwise provided in the award notice or the employment agreement between the reporting person and the Company.
5. These RSUs will vest in substantially equal installments on each of 11/29/2026 and 11/29/2027, except as otherwise provided in the award notice or the employment agreement between the reporting person and the Company.
6. These RSUs will vest in substantially equal installments on each of 11/29/2026, 11/29/2027 and 11/29/2028, except as otherwise provided in the award notice or the employment agreement between the reporting person and the Company.
7. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
8. This option is fully vested as of the date of this report.
/s/ Roger W. Byrd, Attorney-in-Fact for James V. Continenza 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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FAQ

What insider transactions did KODK CEO James V. Continenza report on February 26, 2026?

James V. Continenza reported vesting and exercise of 100,000 restricted stock units into common stock, plus a related tax-withholding disposition of 39,350 common shares at $7.53 per share, reflecting routine equity compensation activity rather than open-market buying or selling.

How many Eastman Kodak (KODK) shares does the CEO hold after these Form 4 transactions?

After the reported transactions, James V. Continenza directly holds 3,111,546 shares of Eastman Kodak common stock. This figure reflects the vesting of 100,000 RSUs and the disposition of 39,350 shares to satisfy tax withholding obligations related to that vesting event.

Were the KODK CEO’s disposed shares open-market sales or tax withholding?

The 39,350 KODK shares were disposed of under transaction code F, meaning they were withheld to cover tax obligations on RSU vesting. Footnote F2 confirms the shares were used for tax withholding, not discretionary open-market selling by the executive.

What restricted stock units (RSUs) vesting did KODK disclose for its CEO?

KODK disclosed that 100,000 RSUs vested on February 26, 2026, converting into common stock on a one-for-one basis. Additional RSU awards are scheduled to vest in annual or multi-year installments beginning December 31, 2026 and on specified November 29 dates, subject to award terms.

What other equity awards does the KODK CEO hold besides common stock?

Beyond common stock, the CEO holds RSUs, phantom stock, and stock options. The filing lists 241,589 units of phantom stock and several stock option grants, including positions such as 350,000 and 298,780 options, with at least one option reported as fully vested as of the report date.

How do KODK phantom stock units for the CEO pay out according to the Form 4?

Each phantom stock unit represents a right to receive one common share and becomes payable after the CEO’s separation as a director. Payment occurs in the following year, either as a single lump sum or in up to ten annual installments, at Mr. Continenza’s election.