Kopin SEC Filings

Kopin Corporation disclosed an insider equity transaction by its CEO and director involving company common stock. On December 10, 2025, the insider disposed of 93,477 shares of Kopin common stock at $2.66 per share.

According to the footnote, these shares were remitted back to Kopin Corporation as payment for taxes due when restrictions lapsed on a restricted common stock grant. After this tax-withholding transaction, the insider beneficially owns 2,574,131 Kopin common shares in direct ownership.

Kopin Corporation has filed an amended Form S-1 to register up to 19,545,950 shares of common stock for resale by selling stockholders from a recent private placement.

The company is not issuing new shares in this offering and will not receive proceeds from these resales, though it previously raised an estimated $38.1 million of net proceeds in the PIPE at $2.10 per share. Before this resale, 184,755,629 shares of common stock are outstanding, based on 182,422,296 shares as of September 30, 2025 plus 2,333,333 shares issuable upon conversion of Series A preferred stock.

Recent developments include a $15.4 million U.S. defense award for MicroLED development, an approximate $9 million follow-on thermal imaging contract, and a $15 million strategic investment by Theon, including $7 million of Series A preferred stock convertible at $3.00 per share with a 4% annual dividend. Kopin also faces a $19.7 million litigation judgment under appeal, has posted a $23.0 million secured bond, carries a large accumulated deficit and recurring operating losses, and has identified material weaknesses in internal controls. The prospectus highlights significant risks from potential stock overhang, defense spending dependence, supply chain and geopolitical exposure, and high share-price volatility.

Kopin Corporation filed a Form S-8 to register 5,000,000 shares of common stock issuable under the Kopin Corporation 2020 Equity Incentive Plan.

Stockholders approved an amendment at the 2025 Annual Meeting on June 26, 2025 to authorize these additional shares. The filing uses General Instruction E to incorporate prior effective S-8 filings for the plan by reference and includes customary exhibits such as the legal opinion and auditor consents.

Kopin Corporation reported Q3 2025 results. Total revenue was $11.96 million versus $13.32 million a year ago, as lower research and development revenue offset steady defense-driven product sales. Operating income reached $4.53 million compared with a loss last year, primarily reflecting a $5.1 million litigation accrual reduction. Net income was $4.08 million (diluted EPS $0.02).

Year-to-date, revenue was $30.96 million versus $35.69 million and net loss narrowed to $4.20 million. Cash and cash equivalents were $26.51 million. The company ended the quarter with an accrued litigation liability of $19.7 million.

After quarter-end, Kopin posted a $23.0 million supersedeas bond related to the BlueRadios judgment, secured by a $24.2 million deposit classified as restricted cash. Remaining performance obligations totaled $39.1 million expected over the next 12 months. Shares outstanding were 182,513,346 as of November 12, 2025.

Kopin Corporation filed a Form S-1 registering the resale by selling stockholders of up to 19,545,950 shares of common stock. These shares were issued in a September 29, 2025 private placement at $2.10 per share, and the company states it is not selling any securities and will not receive proceeds from stockholder sales.

Shares of common stock outstanding prior to this offering were 184,755,629. Kopin’s stock trades on Nasdaq as KOPN; the last reported sale price was $3.12 on November 5, 2025.

Recent activity includes approximate $38.1 million in net proceeds from the private placement, a $15.4 million U.S. defense award to advance MicroLED displays, and a strategic investment by Theon consisting of $8.0 million for 49% of Kopin Europe and $7.0 million of Series A Convertible Preferred Stock convertible at $3.00 per share with a 4% dividend and a forced-conversion trigger at $5.50. A post-trial order awarded approximately $19.7 million against the company; Kopin appealed and posted a $23.0 million bond.

Kopin Corporation (KOPN) reported an insider equity award on Form 4. Chief Financial Officer Mr. Manz acquired 400,000 shares of common stock on 09/02/2025 at $0.00, reported as a direct holding of 400,000 shares following the transaction.

The filing states these are restricted shares, with 25% vesting each December 10 beginning in 2026, conditioned on continued employment on each vesting date. The report notes it was filed late due to an administrative delay in obtaining EDGAR codes.

Kopin Corp (KOPN) reported an initial Statement of Beneficial Ownership on Form 3 for its Chief Financial Officer. The filing indicates 0 shares of common stock beneficially owned, shown as direct ownership. No derivative securities were reported.

The Date of Event was 09/02/2025. According to the remarks, the submission was filed late due to an administrative delay in obtaining the reporting person’s EDGAR codes, and not due to any error by the reporting person.

Kopin Corporation completed a $15 million strategic investment with Theon International. Theon acquired a 49% interest in Kopin Europe Ltd. for $8.0 million and entered licensing, development, and funding agreements for joint military product development. Theon also purchased $7.0 million of Series A Convertible Preferred Stock.

Each preferred share is convertible into common stock at an initial fixed conversion price of $3.00 per share, and Kopin may force conversion if the common stock trades at $5.50 or higher for 10 trading days within a 30-day period. The preferred carries a base dividend rate of 4%, payable in cash and stock. Kopin filed the Certificate of Designation to reflect the preferred terms and announced closing via press release.