Welcome to our dedicated page for Kopin SEC filings (Ticker: KOPN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Kopin Corporation (NASDAQ: KOPN) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures, including registration statements, current reports and financial reports filed with the U.S. Securities and Exchange Commission. Kopin describes itself in these documents as a Delaware corporation, incorporated in 1984 and headquartered in Westborough, Massachusetts, focused on high-performance microdisplays and application-specific optical solutions for defense, enterprise, industrial, consumer and medical products.
Among the key filings, Kopin has submitted Form S-1 and S-1/A registration statements related to the resale of common stock issued in a private placement. These documents outline the terms of a PIPE financing, the number of shares registered for resale, the Nasdaq Capital Market listing under the symbol KOPN, and risk factor and business overview sections that describe its microdisplay portfolio, Application Specific Optical Solutions (ASOS), and global defense and industrial markets.
The company also files multiple Form 8-K current reports to disclose material events. Recent 8-Ks describe a $15 million strategic investment from Theon International Plc, including the issuance of Series A Convertible Preferred Stock and a 49% interest in Kopin Europe Ltd., agreements to co-develop military-grade displays and color MicroLED products, a $41 million private placement of common stock, litigation-related financing arrangements, and leadership and compensation changes. Another 8-K incorporates by reference quarterly financial results, which detail revenue by category (defense, industrial/enterprise, medical, research and development, and license and royalties), expenses and net income or loss.
On Stock Titan, these filings are updated in near real time from EDGAR and can be paired with AI-powered summaries that explain the significance of each document. Users can quickly understand how a new S-1, 8-K or other filing affects Kopin’s capital structure, strategic partnerships, litigation exposure or operating performance. Investors can also use the filings page to monitor developments related to preferred stock terms, registration rights agreements, licensing and collaboration agreements, and other contracts referenced in Kopin’s disclosures.
Kopin Corporation filed a current report to disclose that it issued a press release announcing its financial results for the third quarter ended September 27, 2025. The press release, dated November 12, 2025, is attached as an exhibit and provides the detailed results and commentary on the company’s operations during the quarter. The company notes that this earnings information is being furnished, rather than filed, which affects how it is treated under securities law.
Kopin Corporation filed a Form S-1 registering the resale by selling stockholders of up to 19,545,950 shares of common stock. These shares were issued in a September 29, 2025 private placement at $2.10 per share, and the company states it is not selling any securities and will not receive proceeds from stockholder sales.
Shares of common stock outstanding prior to this offering were 184,755,629. Kopin’s stock trades on Nasdaq as KOPN; the last reported sale price was $3.12 on November 5, 2025.
Recent activity includes approximate $38.1 million in net proceeds from the private placement, a $15.4 million U.S. defense award to advance MicroLED displays, and a strategic investment by Theon consisting of $8.0 million for 49% of Kopin Europe and $7.0 million of Series A Convertible Preferred Stock convertible at $3.00 per share with a 4% dividend and a forced-conversion trigger at $5.50. A post-trial order awarded approximately $19.7 million against the company; Kopin appealed and posted a $23.0 million bond.
Kopin Corporation (KOPN) reported an insider equity award on Form 4. Chief Financial Officer Mr. Manz acquired 400,000 shares of common stock on 09/02/2025 at $0.00, reported as a direct holding of 400,000 shares following the transaction.
The filing states these are restricted shares, with 25% vesting each December 10 beginning in 2026, conditioned on continued employment on each vesting date. The report notes it was filed late due to an administrative delay in obtaining EDGAR codes.
Kopin Corp (KOPN) reported an initial Statement of Beneficial Ownership on Form 3 for its Chief Financial Officer. The filing indicates 0 shares of common stock beneficially owned, shown as direct ownership. No derivative securities were reported.
The Date of Event was 09/02/2025. According to the remarks, the submission was filed late due to an administrative delay in obtaining the reporting person’s EDGAR codes, and not due to any error by the reporting person.
Kopin Corporation completed a $15 million strategic investment with Theon International. Theon acquired a 49% interest in Kopin Europe Ltd. for $8.0 million and entered licensing, development, and funding agreements for joint military product development. Theon also purchased $7.0 million of Series A Convertible Preferred Stock.
Each preferred share is convertible into common stock at an initial fixed conversion price of $3.00 per share, and Kopin may force conversion if the common stock trades at $5.50 or higher for 10 trading days within a 30-day period. The preferred carries a base dividend rate of 4%, payable in cash and stock. Kopin filed the Certificate of Designation to reflect the preferred terms and announced closing via press release.
Kopin Corporation (KOPN) filed a Form D for a Regulation D equity offering claiming the Rule 506(b) exemption with a first sale on
Kopin Corporation has appealed a
Kopin deposited
Kopin Corporation reported an amendment to its agreement with Theon International that changes the Mandatory Conversion Price of its Series A Convertible Preferred Stock from $4.50 to $5.50 per share. This makes conversion into common stock occur at a higher share price than previously agreed.
Through a related side letter, the companies also expanded their collaboration to include production of colour μLED products and development of a dedicated μLED micro-display for Theon, with defined pricing, exclusivity terms, U.S. commercialization terms for Kopin, and revenue-sharing mechanics. Theon agreed to pre-pay $4.0 million of development costs for the Theon μLED once a development plan is agreed, with the option to convert this amount into a 4% interest loan to Kopin repayable within 12 months if Theon concludes the plan does not justify the prepayment.
Kopin Corporation entered into a private investment in public equity (PIPE) financing for 19,545,950 shares of common stock. The company expects net proceeds of approximately $38.1 million after placement agent fees, commissions and estimated expenses, with closing expected on September 30, 2025 subject to customary conditions.
The company plans to use the cash to advance color MicroLED development, its Neuraldisplay™ artificial intelligence platform, commercialization of sovereign microdisplay and optical solutions, First Person Visualization (FPV) solutions for drones, and for general corporate purposes. The shares are being sold in a private placement to accredited investors under Section 4(a)(2) and Regulation D exemptions, and are not registered for public sale.
Kopin also entered into a registration rights agreement requiring it to file a resale registration statement with the SEC on or before the 40th day after the purchase agreement date and to keep that registration effective until the covered shares can be freely sold or have been sold.
Kopin Corporation filed a current report to note that it has issued a press release dated September 5, 2025 providing an update on its litigation with Blue Radios Inc. The press release is furnished as Exhibit 99.1 to the report and is titled “Kopin Corporation Versus BlueRadios Inc. Update.” The company specifies that the information in this exhibit is being furnished, not filed, so it is not subject to certain liability provisions of the Securities Exchange Act and will only be incorporated into future reports if explicitly stated.