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KOPN CFO Form 3 filed late citing EDGAR code delay; 0 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Kopin Corp (KOPN) reported an initial Statement of Beneficial Ownership on Form 3 for its Chief Financial Officer. The filing indicates 0 shares of common stock beneficially owned, shown as direct ownership. No derivative securities were reported.

The Date of Event was 09/02/2025. According to the remarks, the submission was filed late due to an administrative delay in obtaining the reporting person’s EDGAR codes, and not due to any error by the reporting person.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Manz Erich

(Last) (First) (Middle)
125 NORTH DRIVE

(Street)
WESTBOROUGH MA 01581

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/02/2025
3. Issuer Name and Ticker or Trading Symbol
KOPIN CORP [ KOPN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Ex. 24 - Power of Attorney. This Form 3 is being filed late due to an administrative delay in obtaining the reporting person's EDGAR codes. This late filing is not due to any error of the reporting person.
/s/ John J. Concannon, as Attorney-in-fact 10/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Kopin (KOPN) disclose on Form 3?

Kopin filed an initial Statement of Beneficial Ownership for its CFO, reporting 0 shares of common stock beneficially owned.

Who is the reporting person in this KOPN Form 3?

The reporting person is the company’s Chief Financial Officer.

How many KOPN common shares were reported as owned?

The filing lists 0 shares of common stock beneficially owned, with direct ownership.

What is the Date of Event on the KOPN Form 3?

The Date of Event is 09/02/2025.

Was the KOPN Form 3 filed late and why?

Yes. The remarks state it was filed late due to an administrative delay in obtaining EDGAR codes.

Were any derivative securities reported on this Form 3?

No derivative securities were listed in the filing.

When was the Form 3 signed?

It was signed by an attorney-in-fact on 10/23/2025 under a Power of Attorney.
Kopin

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United States
WESTBOROUGH