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Kopin SEC Filings

KOPN NASDAQ

Welcome to our dedicated page for Kopin SEC filings (Ticker: KOPN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Kopin Corporation filings document the regulatory record for a public developer of microdisplays and application-specific optical systems. The company’s 8-K reports cover operating results, material agreements, strategic development arrangements, executive compensation awards, and other corporate events tied to its defense, enterprise, industrial, consumer and medical display markets.

Proxy filings describe stockholder meeting matters, board governance, executive compensation, and equity-incentive plan disclosures. Registration statements address securities offerings and capital-structure matters, while periodic-report notices and earnings-related filings provide formal records of reporting status, financial results, revenue categories, research and development activity, funded programs, and risk disclosures associated with Kopin’s display technologies and optical assemblies.

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Kopin Corporation has exited its equity positions in Lightning Silicon Technology (LST) and LS Assets (LSA). On June 10, 2026, LST repurchased 18,000,000 shares of its Series Seed-1 preferred stock from Kopin for $1.00, and LSA repurchased 18,000,000 common shares from Kopin for $1.00, with all such shares cancelled.

A separate Mutual Transition and Services Termination Agreement confirms the prior termination of a Technology License Agreement and expiration of a Services Agreement, and sets limited transition services funded by a $25,000 purchase order plus royalties of $7.50 per qualifying display. Kopin receives a perpetual, worldwide, royalty-free license to certain LST OLED microdisplay technology. The company states it does not expect these actions to have a material effect on its consolidated financial statements.

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Walsh Paul V Jr reported acquisition or exercise transactions in this Form 4 filing.

KOPIN CORP director Paul V. Walsh Jr received a grant of 64,500 shares of Common Stock as a stock award. The shares were granted at $0.00 per share, indicating a compensation-related equity award rather than an open-market purchase or sale.

The award is in the form of restricted stock that will vest on May 25, 2027 under the issuer's A&R 2020 Equity Incentive Plan. After this grant, Walsh directly holds 193,500 shares of Kopin common stock.

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NIEUWSMA DAVID J reported acquisition or exercise transactions in this Form 4 filing.

KOPIN CORP director David J. Nieuwsma received a grant of 64,500 shares of restricted common stock. The shares were awarded at no cash cost and increase his direct holdings to 258,000 shares. The restricted stock is scheduled to vest on May 25, 2027 under Kopin’s A&R 2020 Equity Incentive Plan.

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Avery Jill Janice reported acquisition or exercise transactions in this Form 4 filing.

KOPIN CORP director Jill Janice Avery received a grant of 64,500 shares of restricted common stock. The award was made at a price of $0.00 per share as equity compensation and increases her direct holdings to 223,500 common shares following the transaction.

The restricted stock is scheduled to vest on May 25, 2027 and is subject to restrictions under the company’s A&R 2020 Equity Incentive Plan, meaning Avery must satisfy the plan’s conditions before the shares fully vest.

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SEIF MARGARET K reported acquisition or exercise transactions in this Form 4 filing.

KOPIN CORP director Margaret K. Seif received a grant of 64,500 shares of restricted common stock as compensation. These shares were awarded at no cash cost and will vest on May 25, 2027 under Kopin’s Amended and Restated 2020 Equity Incentive Plan, bringing her direct holdings to 193,500 shares.

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Kopin Corporation reports that Theon International Plc has converted all of its Series A Convertible Preferred Stock into common shares. Theon held 1,000 preferred shares purchased in a prior $15 million strategic investment, which included $8.0 million for a 49% interest in Kopin Europe Ltd. and $7.0 million of preferred stock. On May 28, 2026, Theon exercised its conversion right at a fixed price of $3.00 per share, receiving 2,380,973 shares of Kopin common stock. The Series A Convertible Preferred, which carried a 4% annual dividend payable in cash and stock, has now been fully retired with no preferred shares outstanding.

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Kopin Corporation filed Post-Effective Amendment No. 2 to convert its previously effective registration into a Form S-3 and to incorporate its Form 10-Q for the quarter ended March 28, 2026. This prospectus registers the resale by selling stockholders of up to 15,789,576 shares of Common Stock; the Company will not receive proceeds from these resales.

The prospectus discloses 185,841,861 shares outstanding prior to this offering (based on stated figures) and references prior financings including a PIPE that closed September 30, 2025 with estimated net proceeds of $38.1M. The filing also summarizes recent strategic agreements, including a Joint Development and License Agreement with Fabric AI and supply/commercial terms tied to potential development funding up to $15,000,000 (initial purchase order $5,000,000), and notes material weaknesses in internal control and historical operating losses.

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Kopin Corporation reported results from its 2026 Annual Meeting of Stockholders. Shareholders approved an amendment and restatement of the 2020 Equity Incentive Plan, which increases the shares available for issuance under the plan and extends its term. They also elected five directors to serve until the 2027 annual meeting, ratified BDO USA, P.C. as the independent registered public accounting firm for the fiscal year ending December 26, 2026, and approved on an advisory basis the compensation of the company’s named executive officers.

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Kopin Corporation filed a Post-Effective Amendment converting its previously effective Form S-1 (File No. 333-291345) into a Form S-3 and registering for resale up to 15,789,576 shares of Common Stock by existing selling stockholders.

The registration covers resale shares issued in a private placement at $2.10 per share and was filed pursuant to a registration rights agreement; Kopin will receive no proceeds from resales. The prospectus incorporates Kopin’s audited fiscal 2025 financial statements and discloses 185,841,861 shares outstanding prior to the offering (based on 183,508,528 as of March 28, 2026 plus 2,333,333 shares issuable upon conversion of Series A Preferred).

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FAQ

How many Kopin (KOPN) SEC filings are available on StockTitan?

StockTitan tracks 67 SEC filings for Kopin (KOPN), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Kopin (KOPN)?

The most recent SEC filing for Kopin (KOPN) was filed on June 18, 2026.