Proposed sale of KOPN (NASDAQ: KOPN) common shares via UBS Financial Services

Rhea-AI Filing Summary

KOPN submitted a Form 144 reporting proposed sales of Common Stock through UBS Financial Services.

The filing lists proposed sales dated 12/08/2023 of 10,000 shares, 12/11/2023 of 54,500 shares, and 03/15/2024 of 52,360 shares. The filing shows 183,363,415 shares outstanding as of 04/28/2026.

Key Figures

Proposed sale: 10,000 shares Proposed sale: 54,500 shares Proposed sale: 52,360 shares +1 more

4 metrics

Proposed sale 10,000 shares proposed sale dated 12/08/2023

Proposed sale 54,500 shares proposed sale dated 12/11/2023

Proposed sale 52,360 shares proposed sale dated 03/15/2024

Shares outstanding 183,363,415 shares as of 04/28/2026

Key Terms

Form 144, Incentive and Retention Shares, UBS Financial Services Inc.

3 terms

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Incentive and Retention Shares financial

"Incentive and Retention Shares | Issuer"

UBS Financial Services Inc. other

"UBS Financial Services Inc. 11 Madison Ave"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc. 11 Madison Ave 4th Floor New York NY 10010	116860	461597.00	183363415	04/28/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/08/2023	Incentive and Retention Shares	Issuer			10000	12/08/2023	N/A
Common	12/11/2023	Incentive and Retention Shares	Issuer			54500	12/11/2023	N/A
Common	03/15/2024	Incentive and Retention Shares	Issuer			52360	03/15/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the KOPN Form 144 report?

The Form 144 reports proposed sales of Common Stock through UBS Financial Services. It lists specific proposed sale dates and share counts, not completed market trades or proceeds information.

How many shares does the filing list for proposed sale for KOPN?

The filing lists proposed sales of 10,000; 54,500; and 52,360 shares on the dates shown. These are the individual share amounts the filing reports as proposed sales.

Who is the broker/dealer named in the KOPN filing?

The broker/dealer named is UBS Financial Services Inc. at 11 Madison Ave, New York. The filing lists UBS as the intermediary for the proposed sales.

What is KOPN's shares outstanding according to the filing?

The filing shows 183,363,415 shares outstanding as of 04/28/2026. This figure is presented in the filing as the outstanding share count with that date.

Does the Form 144 show proceeds or completion of the sales?

No. The Form 144 excerpt lists proposed sale dates and share counts but does not state sale proceeds or confirm execution of the transactions.