Paul Baker to sell 116,860 Kopin shares

Kopin Corporation notice: a Form 144 filing relates to the proposed sale of Common stock by Paul Baker.

Rhea-AI Filing Summary

Kopin Corporation notice: a Form 144 filing relates to the proposed sale of Common stock by Paul Baker. The filing lists 116,860 shares with a transaction date of 04/28/2026. The record references Incentive and Retention Shares dated 03/16/2024.

Insights

Securities Compliance Analyst

Form 144 signals a reported intended resale by an affiliate under Section 144 rules.

Form 144 is a regulatory notice that an affiliate proposes to sell restricted or control securities. The excerpt lists 116,860 shares tied to Paul Baker with a transaction date of 04/28/2026. This notice does not itself execute a sale; it documents a planned resale pathway under applicable resale rules.

Key dependencies include whether the securities are restricted or control stock and any required holding periods. Subsequent filings or broker reports would show actual sale execution and proceeds.

Key Figures

Shares reported: 116,860 shares Related award date: 03/16/2024 Reported adjacent figure: $41,597.24

3 metrics

Shares reported 116,860 shares transaction date 04/28/2026

Related award date 03/16/2024 Incentive and Retention Shares grant date

Reported adjacent figure $41,597.24 amount shown alongside share count in excerpt

Key Terms

Form 144, Incentive and Retention Shares, Issuer

3 terms

Form 144 regulatory

"Form 144 filing relating to proposed resale by an affiliate"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Incentive and Retention Shares financial

"Incentive and Retention Shares dated 03/16/2024"

Issuer regulatory

"Listed role 'Issuer' beside Incentive and Retention Shares"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the KOPN Form 144 report show?

The Form 144 reports a proposed resale by Paul Baker of 116,860 shares of Common stock with a filing reference and a transaction date of 04/28/2026. It lists these shares as related to Incentive and Retention Shares dated 03/16/2024.

Does a Form 144 mean the shares have been sold for KOPN?

No. A Form 144 is a notice of an intended resale, not proof of sale. The filing lists a proposed transaction date of 04/28/2026; execution and settlement would be reported separately if completed.

Who is the reporting person on the KOPN Form 144?

The filing identifies Paul Baker with an address in Westborough, MA, as the reporting person associated with the listed Common shares and the 04/28/2026 transaction date.

What type of shares are referenced in the filing?

The filing references Common stock and specifically cites Incentive and Retention Shares dated 03/16/2024, indicating the resale relates to those share awards.

Is there a dollar amount reported in the Form 144 excerpt?

The excerpt shows the figure 41,597.24 adjacent to the listed shares; the filing text does not explicitly label the figure within the excerpt beyond placement beside the share count.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/05/2026 - 04:11 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001765672
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	KOPIN CORP
SEC File Number	000-19882
Address of Issuer	125 NORTH DRIVE WESTBOROUGH MASSACHUSETTS 01581
Phone	508-870-5959
Name of Person for Whose Account the Securities are To Be Sold	Baker Paul Christopher
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc. 11 Madison Ave 4th Floor New York NY 10010	1041	5100.90	183363415	05/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/16/2024	Incentive and Retention Shares	Issuer			1041	03/16/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Paul Baker 125 NORTH DRIVE WESTBOROUGH MA 01581	Common	04/28/2026	116860	41597.24

144: Remarks and Signature

Remarks
Date of Notice	05/05/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/19/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ UBS Financial Services Inc, as attorney-in-fact for Paul C. Baker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)