STOCK TITAN

Kopin (NASDAQ: KOPN) director awarded 64,500 restricted shares in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NIEUWSMA DAVID J reported acquisition or exercise transactions in this Form 4 filing.

KOPIN CORP director David J. Nieuwsma received a grant of 64,500 shares of restricted common stock. The shares were awarded at no cash cost and increase his direct holdings to 258,000 shares. The restricted stock is scheduled to vest on May 25, 2027 under Kopin’s A&R 2020 Equity Incentive Plan.

Positive

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Negative

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Insider NIEUWSMA DAVID J
Role null
Type Security Shares Price Value
Grant/Award Common Stock 64,500 $0.00 --
Holdings After Transaction: Common Stock — 258,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Restricted stock grant 64,500 shares Common Stock grant on June 10, 2026
Price per share $0.0000 per share Reported transaction price for grant
Shares after transaction 258,000 shares Total direct holdings following grant
Vesting date May 25, 2027 Restricted stock vesting under A&R 2020 Equity Incentive Plan
Restricted stock financial
"Restricted stock shall vest on May 25, 2027 and is subject to restrictions"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
A&R 2020 Equity Incentive Plan financial
"subject to restrictions pursuant to the terms of the Issuer's A&R 2020 Equity Incentive Plan"
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
NIEUWSMA DAVID J

(Last)(First)(Middle)
C/O KOPIN CORPORATION
125 NORTH DRIVE

(Street)
WESTBOROUGH MASSACHUSETTS 01581

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
KOPIN CORP [ KOPN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/10/2026A(1)64,500A$0.00258,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock shall vest on May 25, 2027 and is subject to restrictions pursuant to the terms of the Issuer's A&R 2020 Equity Incentive Plan.
/s/ John J. Concannon, as Attorney-in-fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did KOPIN CORP director David J. Nieuwsma report on this Form 4 for KOPN?

Director David J. Nieuwsma reported receiving 64,500 shares of restricted common stock in KOPIN CORP. This was a compensation-related grant at no cash cost, increasing his direct ownership stake as part of the company’s equity incentive program.

How many KOPIN CORP (KOPN) shares does David J. Nieuwsma own after this transaction?

After the award, David J. Nieuwsma directly holds 258,000 shares of KOPIN CORP common stock. The Form 4 shows this total ownership following the 64,500-share restricted stock grant reported in the filing.

What type of transaction is reported in this KOPIN CORP (KOPN) Form 4?

The Form 4 shows an acquisition by grant, coded “A” for grant, award, or other acquisition. Nieuwsma received 64,500 restricted shares as equity compensation rather than buying them in the open market.

When do the newly granted KOPIN CORP restricted shares vest?

The 64,500 restricted shares are scheduled to vest on May 25, 2027. Until vesting, they remain subject to restrictions under Kopin’s Amended and Restated 2020 Equity Incentive Plan, as described in the Form 4 footnote.

Was there a purchase price for the KOPIN CORP restricted stock granted to David J. Nieuwsma?

The Form 4 reports a transaction price of $0.0000 per share for the 64,500 restricted shares. This indicates the grant was equity compensation and did not involve an open-market cash purchase by the director.