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36Kr Holdings (NASDAQ: KRKR) CFO discloses 500,000-share option stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

36Kr Holdings Inc. director and Chief Financial Officer Neil Xiang Li filed an initial ownership report showing he holds two employee share option grants over Class A ordinary shares. The options cover 150,000 and 350,000 underlying shares at an exercise price of $0.0001 per share and are fully vested and exercisable, expiring on September 7, 2029 and June 19, 2031, respectively.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
LI XIANG NEIL

(Last)(First)(Middle)
36KR B6 HENGTONG SHANGWUYUAN

(Street)
BEIJING100000

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
36Kr Holdings Inc. [ KRKR ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Share Option (1)09/07/2029Class A Ordinary Shares150,000$0.0001D
Employee Share Option (2)06/19/2031Class A Ordinary Shares350,000$0.0001D
Explanation of Responses:
1. These options were granted on September 7, 2019, and vest in equal installments over a four-year period. As of the date of this Form 3, these options are fully vested and exercisable.
2. These options were granted on June 19, 2021, and vest in equal installments over a four-year period .As of the date of this Form 3, these options are fully vested and exercisable.
/s/ Xiang Li03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What insider position does KRKR’s Neil Xiang Li report on this Form 3?

Neil Xiang Li, a director and Chief Financial Officer of 36Kr Holdings Inc. (KRKR), reports beneficial ownership of two employee share option grants. These options give him rights over Class A ordinary shares at a very low exercise price, reflecting equity-based compensation.

How many 36Kr (KRKR) shares are covered by Neil Xiang Li’s options?

The reported options cover a total of 500,000 Class A ordinary shares of 36Kr Holdings Inc. One grant relates to 150,000 underlying shares and the second to 350,000 underlying shares, representing the equity exposure tied to his compensation awards.

What are the exercise prices and expirations of Neil Xiang Li’s KRKR options?

Both employee share option grants have an exercise price of $0.0001 per share. One option expires on September 7, 2029, and the other on June 19, 2031, defining the periods during which he can choose to exercise these rights.

Are Neil Xiang Li’s reported KRKR options vested and exercisable?

Yes. The footnotes state both option grants, originally issued in 2019 and 2021, were structured to vest over four years and are fully vested and exercisable as of the Form 3 date, giving him immediate ability to exercise them.

Does this KRKR Form 3 show any recent insider buying or selling?

No explicit insider purchases or sales are reported here. The Form 3 primarily discloses existing employee share option holdings and their terms, rather than new market transactions, providing a baseline view of the CFO’s derivative equity position.
36Kr Holdings Inc.

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