STOCK TITAN

Kratos Defense (NASDAQ: KTOS) legal chief sells 1,513 shares

(Neutral)
(Negative)
Form Type
4

Rhea-AI Filing Summary

KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS) reported that officer Marie Mendoza, SVP & General Counsel, sold 1,513 shares of common stock on August 17, 2026 at $64.37 per share in an open-market or private transaction. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2025. After this transaction, Mendoza directly held 61,976 shares, which include 2,343 shares purchased through the company’s Employee Stock Purchase Plan and approximately 14,736 shares held through the company’s 401(k) Plan.

Positive

  • None.

Negative

  • None.
Insider Mendoza Marie
Role SVP & General Counsel
Sold 1,513 shs ($97K)
Type Security Shares Price Value
Sale Common Stock F1, F2 1,513 $64.37 $97K
Holdings After Transaction: Common Stock — 61,976 shares (Direct)
Footnotes (2)
  1. F1. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 17, 2025.
  2. F2. Includes 2,343 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,736 shares held through Issuer's 401(k) Plan.
Shares sold 1,513 shares Common stock sale reported on August 17, 2026
Sale price $64.37 per share Price for the 1,513 KTOS shares sold
Shares held after transaction 61,976 shares Direct ownership by Marie Mendoza following the sale
ESPP shares included 2,343 shares Shares purchased through the issuer's Employee Stock Purchase Plan
401(k) Plan shares included approximately 14,736 shares Shares held through the issuer's 401(k) Plan
10b5-1 plan adoption date March 17, 2025 Date Mendoza adopted the Rule 10b5-1 trading plan used for this sale
Rule 10b5-1 trading plan regulatory
"transaction was effected pursuant to a 10b5-1 trading plan adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Employee Stock Purchase Plan financial
"Includes 2,343 shares purchased through Issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
401(k) Plan financial
"approximately 14,736 shares held through Issuer's 401(k) Plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

FAQ

What insider transaction did KTOS report for Marie Mendoza on August 17, 2026?

KTOS reported that Marie Mendoza, SVP & General Counsel, sold 1,513 shares of common stock on August 17, 2026 at $64.37 per share. The transaction was a reported open-market or private sale.

Was the KTOS insider sale by Marie Mendoza under a Rule 10b5-1 plan?

Yes. The filing states the sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Marie Mendoza on March 17, 2025. Such pre-arranged plans automate trades under preset conditions.

How many KTOS shares does Marie Mendoza hold after this reported sale?

After the reported sale, Marie Mendoza directly held 61,976 KTOS shares. This figure includes 2,343 shares from the Employee Stock Purchase Plan and approximately 14,736 shares held through the company’s 401(k) Plan.

What was the total value of the KTOS shares sold by Marie Mendoza?

Marie Mendoza sold 1,513 KTOS shares at $64.37 per share. The filing specifies the per-share sale price and share count but does not itself present an aggregate transaction value figure.

What position does Marie Mendoza hold at KTOS according to this filing?

The filing identifies Marie Mendoza as Senior Vice President & General Counsel of KTOS. She is reported as an officer of the company and not as a director or ten percent owner in this Form 4.

How many KTOS shares tied to benefit plans are included in Mendoza’s holdings?

Mendoza’s post-transaction holdings of 61,976 KTOS shares include 2,343 shares purchased through the company’s Employee Stock Purchase Plan and approximately 14,736 shares held through the company’s 401(k) Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mendoza Marie

(Last)(First)(Middle)
10680 TREENA STREET, SUITE 600

(Street)
SAN DIEGO CALIFORNIA 92131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. [ KTOS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP & General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/17/2026S1,513(1)D$64.3761,976(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 17, 2025.
2. Includes 2,343 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,736 shares held through Issuer's 401(k) Plan.
Marie C. Mendoza, by Eva Yee, Attorney-In-Fact08/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)