KTOS CFO Deanna Lund details RSU grant and stock trades in Form 4 (KTOS)
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Kratos Defense & Security Solutions EVP & CFO Deanna H. Lund reported multiple equity transactions in early January 2026. On January 3, 2026, she received 75,000 restricted stock units (RSUs), each representing a contingent right to one share of common stock, which vest in equal installments on each of the first five anniversaries of the grant date.
On January 2, 2026, she executed several open-market sales of common stock under a Rule 10b5-1 trading plan adopted on May 20, 2025, at weighted average prices including $75.325, $76.5175, $78.0527, $79.0405 and $79.61. On January 3–4, 2026, RSU conversions (code M) increased her common stock holdings and shares were withheld (code F) at $79.29 to satisfy tax obligations. After these transactions, she beneficially owned 280,041 shares of common stock, including shares held via an employee stock purchase plan and 401(k).
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 5,000 shares ($389,561)
Net Sell
21 txns
Insider
Lund Deanna H
Role
EVP & CFO
Sold
5,000 shs ($390K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 15,000 | $0.00 | -- |
| Exercise | Restricted Stock Units | 15,000 | $0.00 | -- |
| Exercise | Common Stock | 15,000 | $0.00 | -- |
| Tax Withholding | Common Stock | 7,617 | $79.29 | $604K |
| Exercise | Common Stock | 15,000 | $0.00 | -- |
| Tax Withholding | Common Stock | 7,617 | $79.29 | $604K |
| Grant/Award | Restricted Stock Units | 75,000 | $0.00 | -- |
| Exercise | Restricted Stock Units | 15,000 | $0.00 | -- |
| Exercise | Restricted Stock Units | 15,000 | $0.00 | -- |
| Exercise | Restricted Stock Units | 15,000 | $0.00 | -- |
| Exercise | Common Stock | 15,000 | $0.00 | -- |
| Tax Withholding | Common Stock | 7,726 | $79.29 | $613K |
| Exercise | Common Stock | 15,000 | $0.00 | -- |
| Tax Withholding | Common Stock | 7,617 | $79.29 | $604K |
| Exercise | Common Stock | 15,000 | $0.00 | -- |
| Tax Withholding | Common Stock | 7,617 | $79.29 | $604K |
| Sale | Common Stock | 800 | $75.325 | $60K |
| Sale | Common Stock | 400 | $76.5175 | $31K |
| Sale | Common Stock | 1,796 | $78.0527 | $140K |
| Sale | Common Stock | 1,804 | $79.0405 | $143K |
| Sale | Common Stock | 200 | $79.61 | $16K |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct);
Common Stock — 280,275 shares (Direct)
Footnotes (1)
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 20, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.95 to $75.70 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.26 to $76.90 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.56 to $78.40 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.57 to $79.51 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.60 to $79.62 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant. RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant. RSUs were granted and previously reported on a Form 4 filed January 7, 2025, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2025 date of grant. RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. RSUs were granted and previously reported on a Form 4 filed January 4, 2024, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant. Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,654 shares held through Issuer's 401(k).
