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[Form 4] Kratos Defense & Security Solutions, Inc. Insider Trading Activity

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Form Type
4
Rhea-AI Filing Summary

Marie Mendoza, SVP & General Counsel of Kratos Defense & Security Solutions (KTOS), executed planned stock sales on June 16, 2025 under a pre-established 10b5-1 trading plan from March 17, 2025. The transactions included:

  • Sale of 1,719 shares at weighted average price of $41.7295 (range: $41.18-$42.16)
  • Sale of 700 shares at weighted average price of $42.2129 (range: $42.18-$42.26)

Following these transactions, Mendoza retains beneficial ownership of 67,488 shares, including 1,971 shares from Employee Stock Purchase Plan and approximately 14,524 shares through the company's 401(k) Plan. The sales were executed according to the predetermined trading plan, which serves as an affirmative defense against insider trading allegations under Rule 10b5-1(c).

Marie Mendoza, SVP e Consigliere Generale di Kratos Defense & Security Solutions (KTOS), ha effettuato vendite di azioni pianificate il 16 giugno 2025 secondo un piano di trading 10b5-1 predefinito risalente al 17 marzo 2025. Le transazioni comprendevano:

  • Vendita di 1.719 azioni a un prezzo medio ponderato di 41,7295$ (intervallo: 41,18$-42,16$)
  • Vendita di 700 azioni a un prezzo medio ponderato di 42,2129$ (intervallo: 42,18$-42,26$)

Dopo queste operazioni, Mendoza mantiene la proprietà effettiva di 67.488 azioni, inclusi 1.971 azioni derivanti dal Piano di Acquisto Azionario per Dipendenti e circa 14.524 azioni tramite il Piano 401(k) dell'azienda. Le vendite sono state eseguite in conformità con il piano di trading predeterminato, che funge da difesa contro accuse di insider trading secondo la Regola 10b5-1(c).

Marie Mendoza, SVP y Asesora General de Kratos Defense & Security Solutions (KTOS), realizó ventas planificadas de acciones el 16 de junio de 2025 bajo un plan de trading 10b5-1 preestablecido desde el 17 de marzo de 2025. Las transacciones incluyeron:

  • Venta de 1,719 acciones a un precio promedio ponderado de $41.7295 (rango: $41.18-$42.16)
  • Venta de 700 acciones a un precio promedio ponderado de $42.2129 (rango: $42.18-$42.26)

Tras estas transacciones, Mendoza mantiene la propiedad beneficiaria de 67,488 acciones, incluyendo 1,971 acciones del Plan de Compra de Acciones para Empleados y aproximadamente 14,524 acciones a través del Plan 401(k) de la compañía. Las ventas se ejecutaron conforme al plan de trading predeterminado, que sirve como defensa afirmativa contra acusaciones de uso de información privilegiada bajo la Regla 10b5-1(c).

마리 멘도자, Kratos Defense & Security Solutions(KTOS)의 SVP 겸 법률 고문은 2025년 3월 17일에 설정된 10b5-1 거래 계획에 따라 2025년 6월 16일에 예정된 주식 매도를 실행했습니다. 거래 내역은 다음과 같습니다:

  • 1,719주를 가중 평균 가격 $41.7295 (범위: $41.18-$42.16)에 매도
  • 700주를 가중 평균 가격 $42.2129 (범위: $42.18-$42.26)에 매도

이 거래 후 멘도자는 직원 주식 구매 계획에서 1,971주를 포함하여 총 67,488주의 실질 소유권을 유지하며, 회사의 401(k) 플랜을 통해 약 14,524주를 보유하고 있습니다. 이 매도는 사전에 정해진 거래 계획에 따라 실행되었으며, 이는 10b5-1(c) 규칙에 따른 내부자 거래 혐의에 대한 긍정적인 방어 수단으로 작용합니다.

Marie Mendoza, SVP et conseillère juridique générale de Kratos Defense & Security Solutions (KTOS), a réalisé des ventes d'actions planifiées le 16 juin 2025 dans le cadre d'un plan de trading 10b5-1 préétabli depuis le 17 mars 2025. Les transactions comprenaient :

  • Vente de 1 719 actions à un prix moyen pondéré de 41,7295 $ (fourchette : 41,18 $ - 42,16 $)
  • Vente de 700 actions à un prix moyen pondéré de 42,2129 $ (fourchette : 42,18 $ - 42,26 $)

À la suite de ces transactions, Mendoza conserve la propriété bénéficiaire de 67 488 actions, incluant 1 971 actions issues du Plan d'Achat d'Actions des Employés et environ 14 524 actions via le Plan 401(k) de l'entreprise. Les ventes ont été effectuées conformément au plan de trading prédéterminé, qui constitue une défense affirmative contre les accusations d'initié selon la règle 10b5-1(c).

Marie Mendoza, SVP und General Counsel von Kratos Defense & Security Solutions (KTOS), führte am 16. Juni 2025 planmäßige Aktienverkäufe im Rahmen eines vorab festgelegten 10b5-1-Handelsplans vom 17. März 2025 durch. Die Transaktionen umfassten:

  • Verkauf von 1.719 Aktien zum gewichteten Durchschnittspreis von 41,7295$ (Spanne: 41,18$-42,16$)
  • Verkauf von 700 Aktien zum gewichteten Durchschnittspreis von 42,2129$ (Spanne: 42,18$-42,26$)

Nach diesen Transaktionen behält Mendoza das wirtschaftliche Eigentum an 67.488 Aktien, darunter 1.971 Aktien aus dem Mitarbeiter-Aktienkaufplan und etwa 14.524 Aktien über den 401(k)-Plan des Unternehmens. Die Verkäufe wurden gemäß dem vorab festgelegten Handelsplan ausgeführt, der als positive Verteidigung gegen Insiderhandelsvorwürfe gemäß Regel 10b5-1(c) dient.

Positive
  • None.
Negative
  • None.

Marie Mendoza, SVP e Consigliere Generale di Kratos Defense & Security Solutions (KTOS), ha effettuato vendite di azioni pianificate il 16 giugno 2025 secondo un piano di trading 10b5-1 predefinito risalente al 17 marzo 2025. Le transazioni comprendevano:

  • Vendita di 1.719 azioni a un prezzo medio ponderato di 41,7295$ (intervallo: 41,18$-42,16$)
  • Vendita di 700 azioni a un prezzo medio ponderato di 42,2129$ (intervallo: 42,18$-42,26$)

Dopo queste operazioni, Mendoza mantiene la proprietà effettiva di 67.488 azioni, inclusi 1.971 azioni derivanti dal Piano di Acquisto Azionario per Dipendenti e circa 14.524 azioni tramite il Piano 401(k) dell'azienda. Le vendite sono state eseguite in conformità con il piano di trading predeterminato, che funge da difesa contro accuse di insider trading secondo la Regola 10b5-1(c).

Marie Mendoza, SVP y Asesora General de Kratos Defense & Security Solutions (KTOS), realizó ventas planificadas de acciones el 16 de junio de 2025 bajo un plan de trading 10b5-1 preestablecido desde el 17 de marzo de 2025. Las transacciones incluyeron:

  • Venta de 1,719 acciones a un precio promedio ponderado de $41.7295 (rango: $41.18-$42.16)
  • Venta de 700 acciones a un precio promedio ponderado de $42.2129 (rango: $42.18-$42.26)

Tras estas transacciones, Mendoza mantiene la propiedad beneficiaria de 67,488 acciones, incluyendo 1,971 acciones del Plan de Compra de Acciones para Empleados y aproximadamente 14,524 acciones a través del Plan 401(k) de la compañía. Las ventas se ejecutaron conforme al plan de trading predeterminado, que sirve como defensa afirmativa contra acusaciones de uso de información privilegiada bajo la Regla 10b5-1(c).

마리 멘도자, Kratos Defense & Security Solutions(KTOS)의 SVP 겸 법률 고문은 2025년 3월 17일에 설정된 10b5-1 거래 계획에 따라 2025년 6월 16일에 예정된 주식 매도를 실행했습니다. 거래 내역은 다음과 같습니다:

  • 1,719주를 가중 평균 가격 $41.7295 (범위: $41.18-$42.16)에 매도
  • 700주를 가중 평균 가격 $42.2129 (범위: $42.18-$42.26)에 매도

이 거래 후 멘도자는 직원 주식 구매 계획에서 1,971주를 포함하여 총 67,488주의 실질 소유권을 유지하며, 회사의 401(k) 플랜을 통해 약 14,524주를 보유하고 있습니다. 이 매도는 사전에 정해진 거래 계획에 따라 실행되었으며, 이는 10b5-1(c) 규칙에 따른 내부자 거래 혐의에 대한 긍정적인 방어 수단으로 작용합니다.

Marie Mendoza, SVP et conseillère juridique générale de Kratos Defense & Security Solutions (KTOS), a réalisé des ventes d'actions planifiées le 16 juin 2025 dans le cadre d'un plan de trading 10b5-1 préétabli depuis le 17 mars 2025. Les transactions comprenaient :

  • Vente de 1 719 actions à un prix moyen pondéré de 41,7295 $ (fourchette : 41,18 $ - 42,16 $)
  • Vente de 700 actions à un prix moyen pondéré de 42,2129 $ (fourchette : 42,18 $ - 42,26 $)

À la suite de ces transactions, Mendoza conserve la propriété bénéficiaire de 67 488 actions, incluant 1 971 actions issues du Plan d'Achat d'Actions des Employés et environ 14 524 actions via le Plan 401(k) de l'entreprise. Les ventes ont été effectuées conformément au plan de trading prédéterminé, qui constitue une défense affirmative contre les accusations d'initié selon la règle 10b5-1(c).

Marie Mendoza, SVP und General Counsel von Kratos Defense & Security Solutions (KTOS), führte am 16. Juni 2025 planmäßige Aktienverkäufe im Rahmen eines vorab festgelegten 10b5-1-Handelsplans vom 17. März 2025 durch. Die Transaktionen umfassten:

  • Verkauf von 1.719 Aktien zum gewichteten Durchschnittspreis von 41,7295$ (Spanne: 41,18$-42,16$)
  • Verkauf von 700 Aktien zum gewichteten Durchschnittspreis von 42,2129$ (Spanne: 42,18$-42,26$)

Nach diesen Transaktionen behält Mendoza das wirtschaftliche Eigentum an 67.488 Aktien, darunter 1.971 Aktien aus dem Mitarbeiter-Aktienkaufplan und etwa 14.524 Aktien über den 401(k)-Plan des Unternehmens. Die Verkäufe wurden gemäß dem vorab festgelegten Handelsplan ausgeführt, der als positive Verteidigung gegen Insiderhandelsvorwürfe gemäß Regel 10b5-1(c) dient.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mendoza Marie
(Last) (First) (Middle)
10680 TREENA STREET, SUITE 600
(Street)
SAN DIEGO CA 92131
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. [ KTOS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/16/2025 S 1,719(1) D $41.7295(2) 68,188(4) D
Common Stock 06/16/2025 S 700(1) D $42.2129(3) 67,488(4) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 17, 2025.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.18 to $42.16 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.18 to $42.26 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
4. Includes 1,971 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,524 shares held through Issuer's 401(k) Plan.
Marie C. Mendoza, by Eva Yee, Attorney-In-Fact 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

How many KTOS shares did SVP & General Counsel Marie Mendoza sell on June 16, 2025?

Marie Mendoza sold a total of 2,419 shares of KTOS common stock on June 16, 2025, consisting of 1,719 shares at an average price of $41.7295 and 700 shares at an average price of $42.2129.

What was the price range for KTOS shares sold by Marie Mendoza in the June 16, 2025 transactions?

The shares were sold in two price ranges: 1,719 shares were sold between $41.18 to $42.16, and 700 shares were sold between $42.18 to $42.26.

How many KTOS shares does Marie Mendoza own after the June 16, 2025 transactions?

After the transactions, Marie Mendoza beneficially owns 67,488 shares of KTOS, including 1,971 shares through the Employee Stock Purchase Plan and approximately 14,524 shares held through the company's 401(k) Plan.

Was the KTOS insider sale by Marie Mendoza part of a pre-planned trading arrangement?

Yes, the transactions were executed pursuant to a Rule 10b5-1 trading plan that Marie Mendoza adopted on March 17, 2025.
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Kratos Defense & Sec Solutions

NASDAQ:KTOS

KTOS Rankings

#1090 Ranked by Market Cap
N/A Ranked by Dividends

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KTOS Latest SEC Filings

Jun 27, 2025
[8-K] Kratos Defense & Security Solutions, Inc. Reports Material Event
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[424B5] Kratos Defense & Security Solutions, Inc. Prospectus Supplement (Debt Securities)
Jun 18, 2025
[Form 4] Kratos Defense & Security Solutions, Inc. Insider Trading Activity

KTOS Stock Data

6.61B
149.63M
1.88%
89.13%
3.33%
Aerospace & Defense
Guided Missiles & Space Vehicles & Parts
Link
United States
SAN DIEGO