Welcome to our dedicated page for Kratos Defense & Sec Solutions SEC filings (Ticker: KTOS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Kratos Defense & Security Solutions, Inc. filings document the regulatory record of a defense technology operating company with Kratos Government Solutions and Unmanned Systems businesses. The company’s 8-Ks report quarterly and annual financial results, bookings, guidance, material agreements, capital actions and completed acquisitions, including the Orbit Technologies Ltd. transaction.
Proxy materials disclose board composition, committee assignments, executive compensation, shareholder voting matters and governance practices. Registration and offering-related filings describe underwritten common stock offerings, share issuance mechanics and use-of-proceeds categories, while financial and event disclosures frame the company’s segment activity and capital structure across defense, space, unmanned systems, rocket, turbine and microwave product businesses.
Kratos Defense & Security Solutions, Inc. executive Thomas E. Mills IV, President of the C5ISR Division, reported multiple open-market sales of company common stock. On January 7, 2026, he sold 3,323, 1,000, 2,100, and 2,100 shares, each reported as separate transactions coded "S" for sales. The weighted average sale prices were $91.6523, $92.564, $93.6179, and $94.6326 per share, with underlying trades executed within stated price ranges. The filing notes these transactions were carried out under a Rule 10b5-1 trading plan adopted on June 3, 2025, indicating a pre-arranged selling program. Following these sales, Mills beneficially owned 9,802 shares of Kratos common stock, including 374 shares acquired through the company’s Employee Stock Purchase Plan and approximately 3,670 shares held through the company’s 401(k) plan.
Kratos Defense & Security Solutions executive David M. Carter, President of the DRSS Division, reported multiple open-market sales of company common stock. On January 7 and 8, 2026, he sold several blocks of shares at weighted average prices ranging from $91.7069 to $109.2433, as disclosed in Table I with detailed price ranges in the footnotes.
The transactions were carried out under a pre-established Rule 10b5-1 trading plan adopted on June 13, 2025. Following these sales, Carter beneficially owned 81,816 shares of Kratos common stock, including shares acquired through the employee stock purchase plan, his retirement account, and the company 401(k).
Kratos Defense & Security Solutions insider plans to sell common stock under Rule 144. The notice covers the proposed sale of 16,123 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $1,474,287.12, to be sold on or about 01/08/2026 on the NASDAQ market. The issuer has 168,840,708 shares of common stock outstanding.
The shares to be sold were acquired on 03/29/2016 as restricted stock units from the issuer, in an amount of 16,123 shares. The filing also lists recent Rule 10b5-1 sales for David Carter: 4,000 common shares on 11/06/2025 for gross proceeds of $294,558.00, 4,000 shares on 12/05/2025 for $305,192.00, and 4,000 shares on 01/07/2026 for $371,924.40. By signing, the seller represents they do not know of undisclosed material adverse information about the issuer.
Kratos Defense & Security Solutions insider plans to sell common stock under Rule 144. The notice covers the proposed sale of 16,123 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $1,474,287.12, to be sold on or about 01/08/2026 on the NASDAQ market. The issuer has 168,840,708 shares of common stock outstanding.
The shares to be sold were acquired on 03/29/2016 as restricted stock units from the issuer, in an amount of 16,123 shares. The filing also lists recent Rule 10b5-1 sales for David Carter: 4,000 common shares on 11/06/2025 for gross proceeds of $294,558.00, 4,000 shares on 12/05/2025 for $305,192.00, and 4,000 shares on 01/07/2026 for $371,924.40. By signing, the seller represents they do not know of undisclosed material adverse information about the issuer.
KTOS filed a notice of proposed sale under Rule 144 covering 14,281 shares of its common stock. The shares are to be sold through Morgan Stanley Smith Barney LLC’s Executive Financial Services unit at an aggregate market value of $1,312,852.33, with 168,840,708 common shares outstanding and an approximate sale date of January 7, 2026 on NASDAQ. The securities to be sold were acquired from the issuer as 8,523 restricted stock units on January 3, 2026 and 5,758 performance stock units on February 28, 2025, both noted as non-cash awards. The selling holder represents that they are not aware of any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.
Kratos Defense & Security Solutions insider plans Rule 144 sale of 4,000 shares of common stock through Morgan Stanley Smith Barney on or about 01/07/2026 on NASDAQ. The shares to be sold were acquired as restricted stock units from the issuer on 01/04/2023 in a 4,000-share award.
Over the past three months, a person identified in the notice as David Carter completed 10b5-1 sales of 4,000 common shares on 11/06/2025 for gross proceeds of $294,558.00 and another 4,000 common shares on 12/05/2025 for gross proceeds of $305,192.00. The notice lists 168,840,708 common shares outstanding, providing context for the planned 4,000-share sale.
Kratos Defense & Security Solutions executive Stacey G. Rock, President of the KTT Division, reported equity compensation activity in early January 2026. On January 3, 2026, Rock received a new grant of 25,000 restricted stock units (RSUs), each representing one share of common stock, which will vest in installments on future anniversaries of the grant date pursuant to the RSU agreement.
On January 3 and 4, 2026, previously granted RSUs vested and were converted into multiple blocks of common stock through transactions coded "M" at an exercise price of $0. In connection with these vestings, the company withheld several blocks of shares, coded "F", to cover tax liabilities at a price of $79.29 per share, consistent with its trading policies. After these transactions, Rock beneficially owned 47,117 shares of Kratos common stock, including shares held through the employee stock purchase plan and 401(k), as well as remaining RSUs reported as derivative securities.
Kratos Defense & Security Solutions EVP & CFO Deanna H. Lund reported multiple equity transactions in early January 2026. On January 3, 2026, she received 75,000 restricted stock units (RSUs), each representing a contingent right to one share of common stock, which vest in equal installments on each of the first five anniversaries of the grant date.
On January 2, 2026, she executed several open-market sales of common stock under a Rule 10b5-1 trading plan adopted on May 20, 2025, at weighted average prices including $75.325, $76.5175, $78.0527, $79.0405 and $79.61. On January 3–4, 2026, RSU conversions (code M) increased her common stock holdings and shares were withheld (code F) at $79.29 to satisfy tax obligations. After these transactions, she beneficially owned 280,041 shares of common stock, including shares held via an employee stock purchase plan and 401(k).
Kratos Defense & Security Solutions executive Steven S. Fendley, President of the US Division, reported multiple equity transactions in early January 2026. On January 3, 2026, he received a grant of 50,000 restricted stock units (RSUs), each representing one share of common stock, which vest in equal installments on each of the first five anniversaries of the grant date.
On January 3 and 4, previously granted RSUs vested and were settled, with several blocks of 10,000 RSUs converted into common stock at an exercise price of $0. In connection with these vestings, the company withheld 4,045 and multiple blocks of 3,934 common shares at $79.29 per share to cover tax obligations, rather than these shares being sold on the open market. After these transactions, Fendley directly owned 348,653 shares of common stock, including approximately 2,307 shares held through the company’s 401(k) plan.
Kratos Defense & Security Solutions executive Jonah Adelman, President of the ME Division, reported new equity awards and RSU vesting in company stock. On January 3, 2026, he received 25,000 restricted stock units (RSUs), each representing a right to one share of common stock, which vest in equal installments on each of the first five anniversaries of the grant date, unless vested or terminated earlier under the RSU agreement.
On January 3 and 4, 2026, several previously granted RSU awards vested, and a total of 15,000 RSUs were converted into common stock at a price of $0 per share through multiple transactions of 3,000 shares each. Following these transactions, Adelman directly held 24,348 shares of Kratos common stock, along with the newly granted RSUs and remaining unvested RSUs from earlier grants.
Kratos Defense & Security Solutions senior vice president and general counsel Marie C. Mendoza reported a sale of company stock. On 12/15/2025, she sold 1,567 shares of common stock at a price of $76.27 per share in an open market transaction coded as a sale. The transaction was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on March 17, 2025, which is designed to allow insiders to trade according to a preset schedule.
After this sale, Mendoza beneficially owns 57,536 shares of Kratos common stock in total. This amount includes 2,144 shares acquired through the company’s Employee Stock Purchase Plan and approximately 14,222 shares held through the company’s 401(k) plan.