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KULR Technology awards 13,130 RSUs to director Aron Schwartz

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

KULR Technology Group, Inc. (KULR) reported a director equity award for board member Aron Schwartz. On November 24, 2025, the Board, following its Compensation Committee’s recommendation, approved issuing 13,130 restricted stock units (RSUs) of common stock. On November 26, 2025, the company granted Mr. Schwartz these 13,130 RSUs as board compensation under its 2025 Equity Incentive Plan at a price of $0.

The RSUs will vest in two equal installments: 6,565 RSUs on December 6, 2025 and 6,565 RSUs six months later, subject to Mr. Schwartz’s continued service with the company. All share figures reflect an 8-to-1 reverse stock split that became effective on June 23, 2025.

Positive

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Negative

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Insider Schwartz Aron I
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 13,130 $0.00 --
Holdings After Transaction: Common Stock — 13,130 shares (Direct)
Footnotes (1)
  1. On November 24, on recommendation of the Compensation Committee of the Board of Directors ("Board") of the Company, the Board approved the issuance of 13,130 restricted stock units of common stock of the Company. On November 26, 2025, the Company issued Mr. Schwartz, as board compensation, 13,130 restricted stock units of common stock of the Company, under its 2025 Equity Incentive Plan. The shares will vest in two equal installments, with 6,565 RSU shares vesting on December 6, 2025, and 6,565 RSU shares will vest six months thereafter. The vesting of shares is subject to Mr. Schwartz's continued services with the Company. All share and share related information gives retrospective effect to the 8-to-1 reverse stock split effective on June 23, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Schwartz Aron I
(Last) (First) (Middle)
C/O KULR TECHNOLOGY GROUP, INC.,
555 FORGE RIVER ROAD, SUITE 100
(Street)
WEBSTER TX 77598
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
KULR Technology Group, Inc. [ KULR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 11/24/2025(1) 11/26/2025(1)(2) A 13,130(1)(2)(3) A $0 13,130(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On November 24, on recommendation of the Compensation Committee of the Board of Directors ("Board") of the Company, the Board approved the issuance of 13,130 restricted stock units of common stock of the Company.
2. On November 26, 2025, the Company issued Mr. Schwartz, as board compensation, 13,130 restricted stock units of common stock of the Company, under its 2025 Equity Incentive Plan. The shares will vest in two equal installments, with 6,565 RSU shares vesting on December 6, 2025, and 6,565 RSU shares will vest six months thereafter. The vesting of shares is subject to Mr. Schwartz's continued services with the Company.
3. All share and share related information gives retrospective effect to the 8-to-1 reverse stock split effective on June 23, 2025.
/s/ Aron Schwartz 11/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What equity award did KULR (KULR) grant to director Aron Schwartz?

KULR granted 13,130 restricted stock units (RSUs) of its common stock to director Aron Schwartz as board compensation under the 2025 Equity Incentive Plan.

When did KULR approve and issue the 13,130 RSUs reported in this Form 4?

The Board approved the issuance on November 24, 2025, and KULR issued the 13,130 RSUs to Mr. Schwartz on November 26, 2025.

What is the vesting schedule for Aron Schwartz’s 13,130 KULR RSUs?

The 13,130 RSUs vest in two equal installments: 6,565 RSUs on December 6, 2025 and 6,565 RSUs six months after that date, subject to continued service.

Is continued service required for Aron Schwartz’s KULR RSUs to vest?

Yes. The filing states that the vesting of the RSU shares is subject to Mr. Schwartz's continued services with the company.

How did KULR’s reverse stock split affect the RSU numbers in this Form 4?

The company notes that all share and share-related information, including the 13,130 RSUs, gives retrospective effect to an 8-to-1 reverse stock split effective on June 23, 2025.

What ownership type is reported for Aron Schwartz’s KULR shares after this transaction?

The Form 4 shows 13,130 common shares beneficially owned following the transaction, reported with direct (D) ownership.