STOCK TITAN

KULR (KULR) CFO reports 16,170-share RSU tax withholding, holds 346,347

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

KULR Technology Group’s Chief Financial Officer and director Shawn Canter reported an automatic share withholding related to equity compensation. On January 21, 2026, the company withheld 16,170 shares of Common Stock to cover income tax obligations tied to the net settlement of previously granted restricted stock units, at a reference price of $4.18 per share. The filing states this does not represent a sale in the market. After this tax withholding, Canter beneficially owned 346,347 shares of Common Stock directly, an amount that reflects a one-for-eight reverse stock split effective June 23, 2025 and the inclusion of shares underlying earlier RSU grants that were previously omitted.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Canter Shawn

(Last) (First) (Middle)
C/O KULR TECHNOLOGY GROUP, INC.
555 FORGE RIVER ROAD, SUITE 100

(Street)
WEBSTER TX 77598

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
KULR Technology Group, Inc. [ KULR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/21/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/21/2026 F 16,170(1) D $4.18(2) 346,347(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares of Common Stock that were withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plan and does not represent a sale.
2. Represents the previous closing price of the Issuer's Common Stock on the vesting date and does not represent a sale.
3. Amount has been adjusted pursuant to a one-for-eight reverse stock split effected on June 23, 2025 and to include shares underlying previously granted restricted stock units that were previously omitted from this amount.
/s/ Shawn Canter 01/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did KULR (KULR) report for Shawn Canter?

The filing shows that 16,170 KULR common shares were withheld from Shawn Canter on January 21, 2026 to satisfy income tax obligations on vested RSUs. The transaction is coded F, indicating a tax withholding event rather than an open market trade.

Did the KULR CFO sell shares in the open market in this Form 4?

No. The Form 4 explains that the 16,170 shares were withheld by the issuer to cover income tax withholding for vested RSUs and explicitly states that this does not represent a sale of shares into the market.

What price is associated with the KULR share withholding for Shawn Canter?

The transaction shows a price of $4.18 per share, described as the previous closing price of KULR’s common stock on the vesting date of the RSUs. The footnote clarifies this price is a reference point and does not represent a sale.

How many KULR shares does Shawn Canter own after the reported transaction?

Following the tax withholding, Shawn Canter beneficially owned 346,347 shares of KULR common stock directly. A footnote notes this amount was adjusted for a one-for-eight reverse stock split effective June 23, 2025 and to include shares underlying previously granted RSUs.

What is the role of Shawn Canter at KULR Technology Group (KULR)?

Shawn Canter is identified as both a director and an officer of KULR Technology Group, serving as the company’s Chief Financial Officer. The reported holdings and transaction in the Form 4 relate to his position as a reporting insider.

Why were KULR share amounts adjusted in Shawn Canter’s holdings?

The footnotes state that the 346,347-share beneficial ownership figure was adjusted to reflect a one-for-eight reverse stock split that took effect on June 23, 2025 and to add shares underlying previously granted RSUs that had been omitted earlier.

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