Li Auto (NASDAQ: LI) files to sell 98,000 Class A shares via Futu

Rhea-AI Filing Summary

Li Auto Inc. reports a Form 144 notice for the proposed disposition of 98,000 Class A Ordinary Shares, with transactions noted on 06/15/2026 through Futu Securities International (Hong Kong) Limited on Nasdaq. The shares are indicated as acquired under an Employee Incentive Plan.

This filing lists transaction details and numeric entries shown in the excerpt but does not state proceeds treatment or the selling individual/entity beyond the broker and acquisition source.

Insights

Securities Compliance Counsel

Form 144 notice signals a planned resale of employee‑issued shares under Rule 144 mechanics.

The filing lists a proposed disposition of 98,000 Class A Ordinary Shares with an execution date of 06/15/2026 and identifies Futu Securities International (Hong Kong) Limited as the broker. The shares are described as acquired under an Employee Incentive Plan, which commonly affects resale eligibility and holding‑period calculations.

Timing and cash‑flow treatment are not provided in the excerpt; subsequent Form 4/Form 144 updates or broker confirmations would clarify whether the sale occurred and who receives proceeds. Future public filings may show completion or adjustments.

Key Figures

Shares to be disposed: 98,000 shares Broker listed: Futu Securities International (Hong Kong) Limited Table numeric entry: 980000

3 metrics

Shares to be disposed 98,000 shares listed in 'Securities To Be Sold' row, <date>06/15/2026</date>

Broker listed Futu Securities International (Hong Kong) Limited appears in the securities information table alongside Nasdaq

Table numeric entry 980000 numeric field appearing in the securities information rows

Key Terms

Form 144, Class A Ordinary Shares, Employee Incentive Plan

3 terms

Form 144 regulatory

"Form 144 filing notice for proposed disposition (first line)"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Class A Ordinary Shares financial

"Listed as the security class to be sold in the excerpt"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

Employee Incentive Plan compensation

"Described as acquisition source for the securities to be sold"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Ordinary Shares	Futu Securities International (Hong Kong) Limited 34/F, United Centre, No. 95 Queensway Admiralty Hong Kong F4 000000	980000	6752200.00	1787703641	06/15/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Ordinary Shares	06/15/2026	Acquired under Employee Incentive Plan as employee of the Securities Issuer	Li Auto Inc.			98000	06/15/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Li Auto's Form 144 for 98,000 shares mean for shareholders?

It notifies regulators of a proposed sale of 98,000 Class A Ordinary Shares on 06/15/2026. The filing signals a planned resale by an employee holder; it does not itself confirm the sale or disclose proceeds or purchaser details.

Who is the broker handling the proposed sale in Li Auto's filing (LI)?

The excerpt lists Futu Securities International (Hong Kong) Limited as the broker on the notice. The broker is named for placement of the resale notice, but execution details and net proceeds are not provided in the excerpt.

Were the shares being sold by Li Auto or an employee under a compensation plan?

The filing indicates the shares were acquired under an Employee Incentive Plan as employee of the Securities Issuer. That phrasing attributes acquisition source to employee compensation rather than a primary issuance by the company.

Does this Form 144 state the amount of cash to be received from the sale?

No monetary proceeds are stated in the visible excerpt. The itemized numbers appear but the filing text does not explicitly label total proceeds or who will receive them.

On which market were the proposed Li Auto shares to be sold?

The excerpt identifies Nasdaq as the market. The notice pairs the share count and broker information with a Nasdaq listing in the securities table.