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Li Auto (LAAOF) director Xiao Xing submits initial Form 3 ownership report

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Li Auto Inc. director Xiao Xing filed an initial ownership report on Form 3. The filing lists Xiao Xing as a director of the company but does not report any equity transactions or derivative positions, indicating this is an opening disclosure rather than a record of recent trading activity.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Xiao Xing

(Last)(First)(Middle)
11 WENLIANG STREET, SHUNYI DISTRICT

(Street)
BEIJING101399

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Li Auto Inc. [ LI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Xing Xiao03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Xiao Xing’s Form 3 filing for Li Auto (LAAOF) show?

The Form 3 filing shows Xiao Xing as a director of Li Auto Inc. It functions as an initial beneficial ownership report and does not list any equity transactions or derivative positions in the company.

Does Xiao Xing’s Li Auto (LAAOF) Form 3 include any stock purchases or sales?

No, the Form 3 does not include any stock purchases or sales. The transaction summary shows zero buys, zero sells, and no derivative exercises, indicating no reported trading activity in this filing.

Are any derivative securities reported for Xiao Xing in Li Auto (LAAOF)?

No derivative securities are reported for Xiao Xing. The derivativeSummary section is empty and the transaction summary shows zero derivative transactions or exercises, so no options or similar instruments appear in this filing.

What is the purpose of Xiao Xing’s Form 3 for Li Auto (LAAOF)?

The Form 3 serves as an initial statement of beneficial ownership for Xiao Xing as a director of Li Auto Inc. It establishes a baseline disclosure and does not by itself indicate any recent trading or changes in holdings.

Does the Li Auto (LAAOF) Form 3 suggest any change in Xiao Xing’s holdings?

The Form 3 itself does not indicate a change in holdings. It is an initial ownership report with no recorded transactions, so it does not show any increase or decrease in Xiao Xing’s position.
LI AUTO INC

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19.45B
1.23B
Auto Manufacturers
Consumer Cyclical
Link
China
Beijing