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LITHIUM AMERICAS (LAC) SEC Filings

LAC NYSE

Lithium Americas Corp. filings document its Thacker Pass lithium project, consolidated financial reporting, project financing, and public-company governance. Form 10-K and 10-Q disclosures cover audited and interim financial statements, operating updates, construction spending, and risk factors related to a development-stage lithium resource and processing project.

Material-event reports describe at-the-market equity distribution agreements, DOE ATVM loan amendments, warrant and registration-rights arrangements, and other capital-structure matters. Proxy materials cover annual meeting business, director elections, board composition, executive compensation, and shareholder voting for the company’s common shares listed on the NYSE and Toronto Stock Exchange.

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Lithium Americas Corp. (LAC) reported that Aubree Barnum, VP, Human Resources, converted 11,417 restricted share units into 11,417 common shares on October 24, 2026. Each RSU represents a contingent right to receive one common share. Barnum’s reported direct common-share holdings after the transaction were 110,511 shares; the reported indirect holding included 24 common shares held by her spouse.

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Lithium Americas Corp. (LAC) SVP, Finance Robert Russell-Smith had 5,990 restricted share units vest and convert into 5,990 common shares on October 22, 2026. His reported post-transaction holdings were 7,834 common shares and 11,980 restricted share units. The units were part of a 17,970-RSU grant made October 22, 2025, with one-third vesting annually beginning October 22, 2026.

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Edward Grandy, Sr VP, GC & Secretary of Lithium Americas Corp. (LAC), converted 13,285 restricted stock units into 13,285 common shares on October 24, 2026. His reported common-share holdings following the transaction were 186,592 shares. The units were part of a 66,426-RSU grant made October 24, 2023, vesting 1/5 annually beginning on that date.

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Lithium Americas Corp. (LAC) Executive Chair Kelvin Paul Michael Dushnisky reported conversion of 48,989 restricted share units into 48,989 common shares on October 24, 2026. Each RSU represents a contingent right to receive one common share. The units were part of a grant of 244,945 RSUs on October 24, 2023, vesting 1/5 annually commencing that date. No Rule 10b5-1 plan is reported.

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Lithium Americas Corp. (LAC) reported that Timothy Ambrose Crowley, SVP, Gov & External Affairs, exercised or converted 11,417 RSUs, alongside an acquisition of 11,417 common shares, on October 24, 2026. The RSUs were granted on October 24, 2023; each represents a contingent right to one common share, with 1/5 vesting annually beginning October 23, 2023. No Rule 10b5-1 plan is reported.

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Lithium Americas Corp. EVP, Capital Projects & Ops Richard Gerspacher reported disposition of 12,870 RSUs and exercise or conversion of derivative securities to acquire 12,870 Common Shares on October 24, 2026. The transaction rows report resulting direct holdings of 159,708 Common Shares and 12,870 RSUs. Each RSU is a contingent right to receive one common share. No Rule 10b5-1 plan is reported.

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LITHIUM AMERICAS CORP. (LAC) had a Form 4 filed by Alexi Illya Zawadzki, identified as a former VP Resource Development, reporting insider status but no transactions and no reported holdings in this filing. The report shows zero shares bought, sold, acquired, disposed of, or subject to derivative transactions.

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Lithium Americas Corp. (LAC) reported that Alexi Zawadzki has notified its board of his intention to retire from his role as Vice President, Corporate Development, effective September 11, 2026. The company states that his retirement is not due to any disagreement regarding operations, policies, or practices.

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Lithium Americas Corp. is registering for resale up to 72,553,609 common shares, issuable to YA II PN, Ltd. upon conversion of subordinated convertible debentures. These shares represent 19.99% of the 363,042,943 common shares outstanding as of August 13, 2026; this is a baseline figure, not the amount being offered.

The company has issued $150 million in Yorkville Debentures, with an option for an additional $25 million. The debentures are convertible at the lower of a fixed $4.56 price or 95% of the lowest five-day VWAP, subject to a floor of $1.63 (not below $0.65). Conversions are limited by a 4.99% Beneficial Ownership Limitation (electable to 9.99%) and the exchange-based 19.99% Exchange Cap. Lithium Americas will not receive proceeds from any resale of these shares, though it pays registration-related expenses. The company is a Canadian-based lithium developer whose flagship Thacker Pass project targets staged production of battery-grade lithium carbonate up to 160,000 t/y across multiple phases.

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Lithium Americas Corp. entered into a Securities Purchase Agreement with YA II PN, Ltd. and completed an initial closing for $150.0 million in aggregate principal amount of subordinated convertible debentures, with an additional $25.0 million available for future issuance at the company’s option. The debentures are subordinated and convertible into common shares, subject to conversion limits.

While notes previously issued to OMF Fund IV SPV M LLC remain outstanding, cash principal repayments on the new debentures are capped at $35 million and must be funded only from new equity financings or cash distributions from the General Motors joint venture, and coordinated with offers to repurchase the Orion notes. After 181 days, the company may optionally redeem amounts outstanding at principal plus a 10% premium plus accrued interest, with the investor retaining a 10-trading-day conversion election window.

Conversions are limited to no more than 19.99% of outstanding common shares without stockholder approval and are also subject to a 4.99% beneficial ownership cap, which may be increased to 9.99% on notice. The securities were issued in a private placement to an accredited investor under Section 4(a)(2) and Rule 506 of Regulation D, and are subject to resale registration rights.

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FAQ

How many LITHIUM AMERICAS (LAC) SEC filings are available on StockTitan?

StockTitan tracks 126 SEC filings for LITHIUM AMERICAS (LAC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for LITHIUM AMERICAS (LAC)?

The most recent SEC filing for LITHIUM AMERICAS (LAC) was filed on October 26, 2026.