STOCK TITAN

SEALSQ Corp (LAES): Anson group discloses 4.9% beneficial stake via shares and warrants

(Moderate)
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

SEALSQ Corp is reported to have 10,059,050 Ordinary Shares of its stock beneficially owned by Anson Funds Management LP and related entities and individuals, including shares underlying warrants. This position represents 4.9% of SEALSQ’s outstanding Ordinary Shares, based on 201,584,179 shares, which combines 191,525,129 shares reported as issued and outstanding and 10,059,050 shares issuable upon warrant exercise.

The reporting group, comprising Anson Funds Management LP, Anson Management GP LLC, Tony Moore, Anson Advisors Inc., Amin Nathoo and Moez Kassam, has shared voting and dispositive power over these 10,059,050 shares. Certain warrants include a beneficial ownership limitation of 4.99%, which restricts exercise to prevent the group from exceeding that ownership threshold.

Positive

  • None.

Negative

  • None.
Beneficially owned shares 10,059,050 Ordinary Shares Shares beneficially owned by Anson-affiliated entities and individuals, including warrant shares
Ownership percentage 4.9% Portion of SEALSQ Corp outstanding Ordinary Shares beneficially owned by the reporting group
Shares outstanding baseline 191,525,129 Ordinary Shares Number of Ordinary Shares issued and outstanding as reported in SEALSQ’s Annual Report on Form 20-F
Adjusted share count for calculation 201,584,179 Ordinary Shares Outstanding shares plus 10,059,050 shares issuable upon exercise of warrants held by the funds
Beneficial ownership cap 4.99% Beneficial ownership limitation embedded in certain warrants held by the reporting persons
beneficial ownership financial
"Anson Funds Management LP, Anson Management GP LLC, Mr. Moore, Anson Advisors Inc., Mr. Nathoo and Mr. Kassam are the beneficial owners of 4.9%"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
beneficial ownership limitation financial
"Each Warrant includes a beneficial ownership limitation. The Warrants may not be exercised"
A beneficial ownership limitation is a rule that caps the percentage of a company’s shares an investor can be treated as owning or controlling for voting, regulatory or tax purposes. It matters to investors because it can restrict how many shares a person or group can buy or vote, affect takeover chances, and influence share liquidity and value — like a speed limit that prevents any single driver from taking over the whole road.
Ordinary Shares financial
"relating to Ordinary Shares, $0.01 par value per share (the "Ordinary Shares"), of SEALSQ Corp"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
Warrants financial
"includes Ordinary Shares underlying outstanding warrants (each, a "Warrant," and collectively, the "Warrants")"
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
shared voting power financial
"Shared Voting Power 10,059,050.00 7 | Sole Dispositive Power 0.00 8 | Shared Dispositive Power 10,059,050.00"
Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.

FAQ

What percentage of SEALSQ Corp (LAES) shares does the Anson group report owning?

The Anson group reports beneficial ownership of 4.9% of SEALSQ Corp’s Ordinary Shares. This percentage is based on 201,584,179 shares, including 191,525,129 outstanding shares and 10,059,050 shares issuable upon exercise of warrants held by the funds.

How many SEALSQ Corp (LAES) shares are beneficially owned by the Anson group?

The Anson group reports beneficial ownership of 10,059,050 Ordinary Shares of SEALSQ Corp. This total includes existing shares and shares underlying outstanding warrants held by private funds advised by Anson Funds Management LP and Anson Advisors Inc.

Who are the reporting persons in the SEALSQ Corp (LAES) Schedule 13G/A amendment?

The reporting persons are Anson Funds Management LP, Anson Management GP LLC, Tony Moore, Anson Advisors Inc., Amin Nathoo and Moez Kassam. They act as investment advisors, general partner, principal or directors associated with private funds holding SEALSQ Ordinary Shares and warrants.

What is the beneficial ownership limitation on SEALSQ Corp (LAES) warrants held by the Anson group?

Certain warrants held by the Anson group contain a beneficial ownership limitation of 4.99%. These warrants may not be exercised if such exercise would cause the reporting persons to beneficially own more than 4.99% of SEALSQ’s outstanding Ordinary Shares.

How was the 4.9% ownership of SEALSQ Corp (LAES) calculated for the Anson group?

The 4.9% ownership was calculated by dividing 10,059,050 by 201,584,179. The denominator reflects 191,525,129 Ordinary Shares issued and outstanding plus 10,059,050 shares receivable upon exercise of warrants held by the funds.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





G79483106

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Anson Funds Management LP
Signature:/s/ Tony Moore
Name/Title:Tony Moore, Manager
Date:08/14/2026
Anson Management GP LLC
Signature:/s/ Tony Moore
Name/Title:Tony Moore, Manager
Date:08/14/2026
Tony Moore
Signature:/s/ Tony Moore
Name/Title:Tony Moore, Manager
Date:08/14/2026
Anson Advisors Inc.
Signature:/s/ Amin Nathoo
Name/Title:Amin Nathoo, Director
Date:08/14/2026
Signature:/s/ Moez Kassam
Name/Title:Moez Kassam, Director
Date:08/14/2026
Amin Nathoo
Signature:/s/ Amin Nathoo
Name/Title:Amin Nathoo, Director
Date:08/14/2026
Moez Kassam
Signature:/s/ Moez Kassam
Name/Title:Moez Kassam, Director
Date:08/14/2026