[144] nLIGHT, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 submitted for nLIGHT, Inc. (LASR) records proposed and recent insider sales of common stock. The filing notifies a planned sale of 1,113 common shares through Fidelity Brokerage Services with an aggregate market value of $29,750.49 and an approximate sale date of 08/14/2025 on NASDAQ. The shares were acquired via the company ESPP in three purchases dated 11/13/2020 (429 shares), 05/14/2021 (348 shares) and 11/15/2021 (336 shares). The filer also reported a prior sale on 05/20/2025 of 1,173 shares for $15,249.00. The notice includes the filer’s attestation that they are unaware of undisclosed material adverse information.

Positive

• None.

Negative

• Insider sale reported: Proposed sale of 1,113 shares valued at $29,750.49 and a prior sale of 1,173 shares for $15,249.00, which may be viewed negatively by some investors.
• Small but public disposition: The sales reduce insider-held stock acquired via the ESPP, potentially signaling personal liquidity needs rather than confidence in equity.

Insights

Securities Analyst

TL;DR: Routine Form 144 discloses an insider sale of modest size relative to public float; not clearly material.

The filing documents a proposed sale of 1,113 shares valued at $29,750.49 and a recent sale of 1,173 shares for $15,249.00. The shares originated from employee stock purchase plan purchases in 2020 and 2021, indicating these are routine employee-originated holdings rather than large block dispositions. The transaction size (1,113 shares) is small relative to the reported outstanding shares (49,899,461), suggesting limited immediate market impact. The attestation of no undisclosed material adverse information is standard for Rule 144 notices.

Corporate Governance Expert

TL;DR: Insider is following Rule 144 procedures; disclosures are procedural with no new governance concerns disclosed.

The form shows sales tied to ESPP acquisitions and a prior recent sale, and includes the required representation about material information. There is no indication of a trading plan date or mention of Rule 10b5-1 adoption in the remarks, and no other governance or executive changes are stated. Based solely on the filing, this appears to be routine compliance with liquidation rules for employee-held shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1113	29750.49	49899461	08/14/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/13/2020	ESPP Purchase	Issuer			429	11/13/2020	Cash
Common	05/14/2021	ESPP Purchase	Issuer			348	05/14/2021	Cash
Common	11/15/2021	ESPP Purchase	Issuer			336	11/15/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
James Nias 4637 NW 18th Avenue Camas WA 98607	Common	05/20/2025	1173	15249.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for nLIGHT (LASR) disclose?

The filing discloses a proposed sale of 1,113 common shares valued at $29,750.49 with an approximate sale date of 08/14/2025, and a prior sale of 1,173 shares on 05/20/2025 for $15,249.00.

How were the shares being sold by the filer acquired?

The shares were acquired through the company's Employee Stock Purchase Plan (ESPP) on 11/13/2020 (429 shares), 05/14/2021 (348 shares), and 11/15/2021 (336 shares).

Which broker is handling the proposed sale in the Form 144?

The proposed sale lists Fidelity Brokerage Services LLC at the address provided, and the sale is to occur on NASDAQ.

Does the filing state any undisclosed material adverse information about nLIGHT (LASR)?

The filer signs an attestation representing they do not know any material adverse information about the issuer that has not been publicly disclosed.

Are the disclosed sales large relative to the company's outstanding shares?

No. The proposed 1,113-share sale is small relative to the reported 49,899,461 shares outstanding listed in the filing.