STOCK TITAN
  1. Home
  2. Sec-filings
  3. LASR
  4. [Form 4] NLIGHT, INC. Insider Trading Activity

nLIGHT (LASR) CEO executes 62,507-share sale under Rule 10b5-1 plan

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

nLIGHT President and CEO Scott H. Keeney sold 62,507 shares of common stock on September 18, 2025, in open-market transactions executed under a Rule 10b5-1 trading plan as a broker trade correction for sales originally scheduled on September 12.

The sales occurred at weighted average prices of $30.76 and $31.36 within ranges from $30.17 to $31.64 per share. After these transactions he directly holds 2,319,038 shares, including common stock and unvested restricted stock units.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Insider sales of 62,507 shares were executed under a 10b5-1 plan to correct broker errors; transaction appears routine and pre-planned.

The Form 4 discloses planned, Rule 10b5-1 sales by the President and CEO, indicating the transactions were pre-authorized and corrected for broker error. The filings provide weighted average prices ($30.76 and $31.36) and confirm availability of per-price breakdown upon request. From an investor-impact perspective, these are planned dispositions rather than opportunistic trades tied to undisclosed company events. Reporting clarity and the offer to furnish detailed price-level information improve transparency.

TL;DR: Executed trades follow a documented 10b5-1 plan; correction for broker error is explicitly disclosed.

The disclosure identifies the adoption date of the trading plan and explains the September 18 execution as a correction of trades that should have occurred on September 12. This explicit explanation reduces ambiguity about the timing and motivation of the sales. The Form 4 also lists beneficial ownership including unvested restricted stock units, which helps interpret post-sale holdings. No additional governance or compliance concerns are stated in the filing.

Insider Keeney Scott H
Role President and CEO
Sold 62,507 shs ($1.94M)
Type Security Shares Price Value
Sale Common Stock 39,059 $30.76 $1.20M
Sale Common Stock 23,448 $31.36 $735K
Holdings After Transaction: Common Stock — 2,319,038 shares (Direct)
Footnotes (4)
  1. F1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2025. The sales that occurred on September 18, 2025, represent sales that should have occurred on September 12, 2025, pursuant to such trading plan but did not because of broker error. In accordance with the broker's policy and procedures for correcting trade errors, the broker executed a trade correction on September 18, 2025.
  2. F2. The reported transaction involves sale transactions from $30.17 to $31.165 per share. The weighted average price per share was $30.76. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
  3. F3. Includes common stock owned and unvested restricted stock units.
  4. F4. The reported transaction involves sale transactions from $31.17 to $31.64 per share. The weighted average price per share was $31.36. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
First sale tranche 39,059 shares Common stock sold on September 18, 2025 at $30.76 per share across a price range
Second sale tranche 23,448 shares Common stock sold on September 18, 2025 at $31.36 per share across a price range
Total shares sold 62,507 shares Aggregate common shares sold across two open-market transactions on September 18, 2025
Post-transaction holdings 2,319,038 shares Direct common stock and unvested restricted stock units held after reported sales
Rule 10b5-1 plan adoption date June 12, 2025 Date the trading plan governing the reported sales was adopted
Price range tranche 1 $30.17–$31.165 per share Price range for one set of sales with a weighted average of $30.76
Price range tranche 2 $31.17–$31.64 per share Price range for one set of sales with a weighted average of $31.36
Rule 10b5-1 trading plan regulatory
"The sales were effected pursuant to a Rule 10b5-1 trading plan adopted on June 12, 2025"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price per share financial
"The reported transaction involves sale transactions with a weighted average price per share"
restricted stock units financial
"Includes common stock owned and unvested restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
trade correction market
"The broker executed a trade correction on September 18, 2025"

FAQ

What insider transaction did LASR report for its CEO?
nLIGHT reported that President and CEO Scott H. Keeney sold 62,507 shares of common stock on September 18, 2025. The sales were open-market transactions executed under a prearranged Rule 10b5-1 trading plan as a broker trade correction.

How many LASR shares did Scott H. Keeney sell and at what prices?
Scott H. Keeney sold 62,507 shares of LASR common stock, split into two tranches of 39,059 and 23,448 shares. The weighted average prices were $30.76 and $31.36 per share, across ranges from $30.17 to $31.64.

Was the LASR CEO share sale made under a Rule 10b5-1 plan?
Yes. The CEO’s sales were carried out under a Rule 10b5-1 trading plan adopted on June 12, 2025. The September 18 trades represent a broker trade correction for sales that should have occurred on September 12 under that plan.

How many LASR shares does Scott H. Keeney still own after the sale?
After the reported sales, Scott H. Keeney directly holds 2,319,038 shares of nLIGHT common stock. This total includes both common stock and unvested restricted stock units, reflecting his remaining direct equity interest in LASR.

What caused the timing of the LASR CEO share sale on September 18, 2025?
The September 18, 2025 sales were executed as a broker trade correction. They represent trades that should have occurred on September 12, 2025, under the CEO’s Rule 10b5-1 trading plan but did not execute on that date due to broker error.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Keeney Scott H
(Last) (First) (Middle)
4637 NW 18TH AVENUE
(Street)
CAMAS WA 98607
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NLIGHT, INC. [ LASR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
09/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/18/2025 S 39,059(1)(2) D $30.76 2,342,486(3) D
Common Stock 09/18/2025 S 23,448(1)(4) D $31.36 2,319,038(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2025. The sales that occurred on September 18, 2025, represent sales that should have occurred on September 12, 2025, pursuant to such trading plan but did not because of broker error. In accordance with the broker's policy and procedures for correcting trade errors, the broker executed a trade correction on September 18, 2025.
2. The reported transaction involves sale transactions from $30.17 to $31.165 per share. The weighted average price per share was $30.76. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
3. Includes common stock owned and unvested restricted stock units.
4. The reported transaction involves sale transactions from $31.17 to $31.64 per share. The weighted average price per share was $31.36. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Remarks:
/s/ Julie Dimmick, as attorney-in-fact 09/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR