Morgan Stanley Smith Barney (LC) files Form 144 reporting 1,766 and 2,733 restricted shares

Rhea-AI Filing Summary

Form 144 notice: Morgan Stanley Smith Barney LLC submitted a Form 144 on 06/18/2026 reporting proposed sales of previously restricted Common shares that vested under registered plans. The filing lists 1,766 shares with a vest/issue date of 09/06/2017, and two entries of 2,733 shares with vest/issue dates of 09/01/2021 and 12/01/2021. The transactions are described as Restricted Stock Vesting Under a Registered Plan and the seller is identified as the Issuer.

Key Figures

Filing date: 06/18/2026 Shares listed (entry 1): 1,766 shares Shares listed (entry 2): 2,733 shares +1 more

4 metrics

Filing date 06/18/2026 Form 144 submission date

Shares listed (entry 1) 1,766 shares Vesting/issue date 09/06/2017

Shares listed (entry 2) 2,733 shares Vesting/issue date 09/01/2021

Shares listed (entry 3) 2,733 shares Vesting/issue date 12/01/2021

Key Terms

Restricted Stock Vesting Under a Registered Plan, Form 144, Issuer

3 terms

Restricted Stock Vesting Under a Registered Plan regulatory

"Restricted Stock Vesting Under a Registered Plan | Issuer"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer financial

"Restricted Stock Vesting Under a Registered Plan | Issuer"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	7232	138131.20	115350925	06/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/06/2017	Restricted Stock Vesting Under a Registered Plan	Issuer			1766	09/06/2017	Compensation
Common	09/01/2021	Restricted Stock Vesting Under a Registered Plan	Issuer			2733	09/01/2021	Compensation
Common	12/01/2021	Restricted Stock Vesting Under a Registered Plan	Issuer			2733	12/01/2021	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for LC disclose about the shares being sold?

It discloses proposed sales of vested restricted Common shares under registered plans. The filing shows 1,766 shares (09/06/2017) and two entries of 2,733 shares (09/01/2021 and 12/01/2021). These are described as issuer-released restricted stock.

Who is the filer listed on the LC Form 144 and when was it filed?

The filer is Morgan Stanley Smith Barney LLC and the notice bears the date 06/18/2026. The filing identifies the transactions as related to restricted stock vesting under a registered plan.

Are the shares on the LC Form 144 described as issuer-held or third-party sales?

The filing describes the seller role as the Issuer for these entries. Each line is labeled 'Restricted Stock Vesting Under a Registered Plan' with the issuer listed as the selling party.

Which vesting/issue dates are listed on the LC Form 144 entries?

The entries show vest/issue dates of 09/06/2017, 09/01/2021, and 12/01/2021. Each date is tied to a corresponding restricted-stock entry and share count.

Does the Form 144 show the total number of shares involved for LC?

The filing lists individual entries of 1,766 and 2,733 (two lines), which are the quantities shown. The document presents these per‑line share counts rather than an explicit aggregated total.