Welcome to our dedicated page for LendingClub SEC filings (Ticker: LC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
LendingClub Corporation filings document formal disclosures for a Delaware bank holding company and digital marketplace bank. Its 8-K reports record quarterly and annual operating results, Regulation FD presentations, capital actions such as common stock repurchase authorization, and governance or executive-transition matters.
Annual proxy materials cover director elections, executive compensation, auditor ratification and proposed charter governance changes, including board classification and voting-threshold provisions. The filing record also supports review of LendingClub's balance-sheet funding, loan origination economics, capital structure, risk oversight and public-company governance framework.
Happen, Inc. senior vice president and corporate controller Fergal Stack reported an open-market sale of common stock. He sold 50,000 shares of Happen common stock at a weighted-average price of $21.0138 per share in a transaction executed under a Rule 10b5-1 trading plan. After this sale, Stack directly holds 154,977 shares of Happen common stock.
Happen, Inc. CEO and director Sanborn Scott sold 25,000 shares of Common Stock in an open-market transaction at a weighted-average price of $21.0011 per share. After the sale, he directly holds 1,536,063 shares.
The sale was executed under a pre-arranged Rule 10b5-1 trading plan to diversify his assets. As previously disclosed, the maximum number of shares that can be sold under this plan, including this transaction, represents 9.4% of his equity interest in Happen.
Happen, Inc.’s General Counsel & Secretary, Cheng Jordan, reported an open-market sale of company stock. On this date, Jordan sold 5,500 shares of Happen common stock at a weighted-average price of $20.8534 per share, in multiple trades priced between $20.62 and $20.95.
The sale was executed pursuant to a pre-arranged Rule 10b5-1 trading plan. Following these transactions, Jordan directly holds 102,574 shares of Happen common stock, indicating the sale represents a relatively small portion of the reported overall equity position.
Happen, Inc. CEO and director Sanborn Scott sold 28,750 shares of Common Stock in an open-market transaction at a weighted-average price of $19.1726 per share. After this sale, he directly holds 1,561,063 shares.
The transaction was made under a pre-arranged Rule 10b5-1 trading plan designed to diversify his assets. According to the company’s Form 10-Q referenced in the footnote, the maximum number of shares that can be sold under this plan, including this sale, represents 9.4% of his equity interest in Happen, Inc.
Happen, Inc., formerly LendingClub Corporation, has officially changed its corporate name and rebranded its wholly owned bank as Happen Bank, National Association. The company transferred its common stock listing from the New York Stock Exchange to the Nasdaq Global Select Market and changed its trading symbol to HAPN, effective June 22, 2026. The rebrand highlights a digital-first banking strategy, with award-winning personal loans, high-yield savings, and checking products that reward positive financial behaviors such as on-time loan payments and regular savings contributions.
LendingClub Corp senior vice president and corporate controller Fergal Stack reported an open-market sale of 60,000 shares of Common Stock. The shares were sold on June 16, 2026 at a weighted-average price of $19.0038 per share in multiple trades between $19.00 and $19.02. After the sale, Stack directly holds 204,977 LendingClub shares. The filing notes that this transaction was carried out under a pre-arranged Rule 10b5-1 trading plan, indicating it was scheduled in advance.
Form 144 notice: Morgan Stanley Smith Barney LLC submitted a Form 144 on 06/18/2026 reporting proposed sales of previously restricted Common shares that vested under registered plans. The filing lists 1,766 shares with a vest/issue date of 09/06/2017, and two entries of 2,733 shares with vest/issue dates of 09/01/2021 and 12/01/2021. The transactions are described as Restricted Stock Vesting Under a Registered Plan and the seller is identified as the Issuer.
LendingClub Corporation filed a Form 25 to withdraw the listing and registration of its Common Stock, par value $0.01 per share from the New York Stock Exchange.
The filing is made "Pursuant to 17 CFR 240.12d2-2(c)" and the submission is signed by Andrew Labenne, Chief Financial Officer on June 18, 2026.
LendingClub Corp CEO Scott Sanborn sold 4,899 shares of common stock in an open-market transaction at $18.00 per share. After the sale, he directly holds 1,589,813 shares. The transaction was executed under a pre-arranged Rule 10b5-1 trading plan designed to diversify his assets, with the plan allowing sales of up to 9.4% of his equity interest in the company, including this trade.