Welcome to our dedicated page for LendingClub SEC filings (Ticker: LC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
LendingClub Corporation filings document formal disclosures for a Delaware bank holding company and digital marketplace bank. Its 8-K reports record quarterly and annual operating results, Regulation FD presentations, capital actions such as common stock repurchase authorization, and governance or executive-transition matters.
Annual proxy materials cover director elections, executive compensation, auditor ratification and proposed charter governance changes, including board classification and voting-threshold provisions. The filing record also supports review of LendingClub's balance-sheet funding, loan origination economics, capital structure, risk oversight and public-company governance framework.
Selleck Erin reported acquisition or exercise transactions in this Form 4 filing.
LendingClub Corp director Erin Selleck reported an equity compensation grant rather than an open-market trade. She received an annual non-employee director award of 13,715 Restricted Stock Units (RSUs) under the LendingClub Corporation 2014 Equity Incentive Plan at a stated price of $0.00 per unit.
Each RSU represents the right to receive one share of LendingClub common stock upon vesting. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to her continued service. Following the reported transactions, she directly holds 83,548 shares of LendingClub common stock.
Reimann Kathryn reported acquisition or exercise transactions in this Form 4 filing.
LendingClub Corp director Kathryn Reimann reported a new equity grant and her current share holdings. The filing shows an annual non-employee director award of 13,715 Restricted Stock Units granted at no cash cost under the 2014 Equity Incentive Plan. Each RSU represents the right to receive one share of common stock and will vest quarterly over a one-year period beginning on June 2, 2026, contingent on continued board service. A separate holding entry reports 85,263 shares of common stock held directly as of the transaction date, providing context for her existing ownership position.
LendingClub Corp director Timothy J. Mayopoulos reported receiving an equity grant of 13,715 Restricted Stock Units (RSUs) of common stock at a stated price of $0.00 per share, reflecting a compensation award rather than an open‑market purchase.
The footnote explains this is the annual non‑employee director equity award under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU converts into one share of common stock upon vesting. The RSUs will vest quarterly over a one‑year period beginning on June 2, 2026, subject to continued board service through each vesting date. A separate holding entry shows 176,189 shares of common stock reported as directly owned after the transactions.
LANDON ALLAN R reported acquisition or exercise transactions in this Form 4 filing.
LendingClub Corp director Allan R. Landon received an annual non-employee director equity award of 13,715 Restricted Stock Units (RSUs) on common stock. Each RSU represents the right to receive one LendingClub share upon vesting.
The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, conditioned on his continued service through each vesting date. A separate holding entry shows 145,327 shares of common stock held directly after the reported transactions.
Cutler Stephen M reported acquisition or exercise transactions in this Form 4 filing.
LendingClub Corp director Stephen M. Cutler received an equity grant of 13,715 Restricted Stock Units (RSUs). The award is the company’s annual non-employee director grant under the 2014 Equity Incentive Plan. Each RSU represents the right to receive one share of common stock upon vesting. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, as long as Cutler continues to serve on the board. Following the filing, he also directly holds 95,462 shares of LendingClub common stock.
Ahmad Syed Faiz reported acquisition or exercise transactions in this Form 4 filing.
LendingClub Corp director Ahmad Syed Faiz received an equity grant of 13,715 Restricted Stock Units (RSUs) of common stock. The award, granted under the LendingClub Corporation 2014 Equity Incentive Plan, carries a grant price of $0.00 per share as it is compensation, not a market purchase.
The footnote explains that each RSU represents the right to receive one share of common stock upon vesting. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to Mr. Faiz’s continued service through each vesting date. A separate entry in the filing shows 85,263 shares of common stock held directly as an existing position.
LendingClub Corp CEO Scott Sanborn reported an open-market sale of 23,851 shares of Common Stock on June 2, 2026. The shares were sold at a weighted-average price of $17.8587 per share, in multiple trades between $17.35 and $18.18.
This transaction was carried out under a pre-arranged Rule 10b5-1 trading plan designed to diversify his holdings. After the sale, Sanborn directly owns 1,594,712 shares of LendingClub common stock. The company previously disclosed that the maximum shares that can be sold under the plan, including this sale, represent 9.4% of his equity interest in LendingClub.
LendingClub Corporation held its annual stockholder meeting, where investors approved all five management proposals. A quorum of 92,014,166 shares, or 79.66% of shares entitled to vote as of April 9, 2026, was present.
Class III directors Kathryn Reimann, Scott Sanborn and Michael Zeisser were elected to terms ending at the 2029 annual meeting. Stockholders approved, on a non-binding advisory basis, the compensation of named executive officers and ratified Deloitte & Touche LLP as independent auditor for the year ending December 31, 2026.
Investors also approved amendments to the Eighth Amended and Restated Certificate of Incorporation to phase in declassification of the board and to remove supermajority voting requirements to amend the company’s governing documents, each requiring and receiving at least a two-thirds vote of outstanding shares.
LendingClub Corporation is moving its stock listing from the New York Stock Exchange to Nasdaq as part of a broader rebranding to Happen Bank and Happen, Inc. The company expects its common stock to stop trading on the NYSE under the “LC” ticker at market close on June 18, 2026. Trading is expected to begin on the Nasdaq Global Select Market on June 22, 2026 under the new “HAPN” ticker symbol, aligning the listing with the upcoming Happen Bank brand. Existing shareholders do not need to take any action for the transfer or ticker change, and the company plans to mark the transition by ringing the Nasdaq Opening Bell on June 30, 2026.