Welcome to our dedicated page for LendingClub SEC filings (Ticker: LC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
LendingClub Corporation filings document formal disclosures for a Delaware bank holding company and digital marketplace bank. Its 8-K reports record quarterly and annual operating results, Regulation FD presentations, capital actions such as common stock repurchase authorization, and governance or executive-transition matters.
Annual proxy materials cover director elections, executive compensation, auditor ratification and proposed charter governance changes, including board classification and voting-threshold provisions. The filing record also supports review of LendingClub's balance-sheet funding, loan origination economics, capital structure, risk oversight and public-company governance framework.
LendingClub Corp CEO Scott Sanborn reported an open-market sale of 23,851 shares of Common Stock on June 2, 2026. The shares were sold at a weighted-average price of $17.8587 per share, in multiple trades between $17.35 and $18.18.
This transaction was carried out under a pre-arranged Rule 10b5-1 trading plan designed to diversify his holdings. After the sale, Sanborn directly owns 1,594,712 shares of LendingClub common stock. The company previously disclosed that the maximum shares that can be sold under the plan, including this sale, represent 9.4% of his equity interest in LendingClub.
LendingClub Corporation held its annual stockholder meeting, where investors approved all five management proposals. A quorum of 92,014,166 shares, or 79.66% of shares entitled to vote as of April 9, 2026, was present.
Class III directors Kathryn Reimann, Scott Sanborn and Michael Zeisser were elected to terms ending at the 2029 annual meeting. Stockholders approved, on a non-binding advisory basis, the compensation of named executive officers and ratified Deloitte & Touche LLP as independent auditor for the year ending December 31, 2026.
Investors also approved amendments to the Eighth Amended and Restated Certificate of Incorporation to phase in declassification of the board and to remove supermajority voting requirements to amend the company’s governing documents, each requiring and receiving at least a two-thirds vote of outstanding shares.
LendingClub Corporation is moving its stock listing from the New York Stock Exchange to Nasdaq as part of a broader rebranding to Happen Bank and Happen, Inc. The company expects its common stock to stop trading on the NYSE under the “LC” ticker at market close on June 18, 2026. Trading is expected to begin on the Nasdaq Global Select Market on June 22, 2026 under the new “HAPN” ticker symbol, aligning the listing with the upcoming Happen Bank brand. Existing shareholders do not need to take any action for the transfer or ticker change, and the company plans to mark the transition by ringing the Nasdaq Opening Bell on June 30, 2026.
LendingClub Corp Chief Financial Officer Andrew LaBenne reported an open-market sale of 20,000 shares of common stock on May 28, 2026 at a weighted-average price of $17.0032 per share. The transaction was executed under a pre-arranged Rule 10b5-1 trading plan intended to diversify his assets, and the plan allows sales of up to 7.0% of his equity interest in LendingClub, inclusive of this sale.
Following the transaction, LaBenne holds 234,955 shares of LendingClub common stock directly. In addition, 12,000 shares are held indirectly in two UTMA accounts for his children, with 6,000 shares in each account.
LendingClub Corp General Counsel and Secretary Jordan Cheng reported an open-market sale of company common stock. On May 28, 2026, he sold 5,500 shares at $17.00 per share in a planned transaction under a Rule 10b5-1 trading plan.
After the sale, Cheng directly holds 113,574 shares of LendingClub common stock. Because the transaction was executed pursuant to a pre-arranged trading plan, its timing reflects ongoing portfolio management rather than a discretionary one-off trade.
LendingClub Corp senior vice president and corporate controller Fergal Stack reported routine equity compensation activity involving restricted stock units. On May 25, 2026, RSUs converted into a total of 6,593 shares of common stock at a conversion price of $0.00 per share.
To cover tax withholding obligations from this vesting, 2,680 shares of common stock were withheld by the company at $15.63 per share, which the filing notes does not represent an open-market sale. Following these transactions, Stack holds 264,181 shares of common stock directly and 9,352 RSUs that remain outstanding.
LendingClub Corp Bank Chief Lending Officer Steven C. Mattics reported routine equity compensation activity tied to restricted stock units (RSUs). On May 25, 2026, RSUs converted into 90,313 shares of common stock, reflecting derivative exercises rather than open‑market purchases.
To cover tax obligations from the RSU vesting, 38,574 shares of common stock were withheld by the company at $15.63 per share, and the filing states this does not represent a sale. Following these transactions, Mattics directly holds 51,739 shares of LendingClub common stock.