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LendingClub (NYSE: LC) CEO RSUs vest with 14,856 shares withheld for taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LendingClub Corp CEO Scott Sanborn reported routine equity compensation activity involving restricted stock units and related tax withholding. On May 25, 2026, RSUs converted into a total of 27,815 shares of common stock through derivative exercises recorded at $0.0000 per share.

To satisfy tax obligations from the RSU vesting, 14,856 common shares were withheld by the company at $15.63 per share, as noted in the footnotes, and this did not represent an open-market sale. After these transactions, Sanborn directly held 1,618,754 shares of LendingClub common stock and continued to hold 39,453 RSUs representing additional contingent rights to future shares.

Positive

  • None.

Negative

  • None.
Insider Sanborn Scott
Role CEO
Type Security Shares Price Value
Exercise Restricted Stock Unit (RSU) 13,150 $0.00 $0.00
Exercise Restricted Stock Unit (RSU) 8,045 $0.00 $0.00
Exercise Restricted Stock Unit (RSU) 6,620 $0.00 $0.00
Exercise Common Stock 13,150 $0.00 $0.00
Exercise Common Stock 8,045 $0.00 $0.00
Exercise Common Stock 6,620 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 14,856 $15.63 $232K
Holdings After Transaction: Restricted Stock Unit (RSU) — 168,598 shares (Direct); Common Stock — 1,618,563 shares (Direct)
Footnotes (6)
  1. F1. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  2. F2. Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
  3. F3. The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
  4. F4. Not applicable.
  5. F5. The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
  6. F6. The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Shares withheld for taxes 14,856 shares at $15.63 Common stock withheld to cover RSU tax obligations on May 25, 2026
Shares from RSU conversion 27,815 shares Common shares acquired via RSU exercises on May 25, 2026
Post-transaction common shares 1,618,754 shares Direct common stock holdings after reported transactions
Remaining RSUs 39,453 units Restricted stock units remaining after the May 25, 2026 vesting events
Tax withholding price $15.63 per share Value used for 14,856 withheld shares covering RSU tax obligations
Restricted Stock Unit (RSU) financial
"Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock."
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
tax withholding obligations financial
"Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs."
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did LendingClub (LC) CEO Scott Sanborn do in this Form 4?

Scott Sanborn recorded RSU vesting and related tax withholding, not an open-market trade. RSUs converted into 27,815 common shares, while 14,856 shares were withheld by the company to cover tax obligations tied to the equity compensation event.

Did LendingClub (LC) CEO Scott Sanborn sell shares in the market?

The entry does not represent an open-market sale. 14,856 shares were withheld by LendingClub to satisfy tax withholding obligations triggered by RSU vesting, as disclosed in the footnotes, rather than being sold to outside investors on an exchange.

How many LendingClub (LC) shares does Scott Sanborn hold after these transactions?

Following the RSU conversions and tax withholding, Scott Sanborn directly holds 1,618,754 shares of LendingClub common stock. He also retains 39,453 restricted stock units, which each represent a contingent right to receive one additional share upon future vesting.

What RSU activity did LendingClub (LC) report for its CEO?

The company reported RSUs converting into 27,815 shares of common stock for Scott Sanborn. These vesting events follow a schedule where 8.33% of the total RSUs vest initially, with additional 8.33% tranches vesting quarterly subject to continued service.

How were taxes handled on Scott Sanborn’s LendingClub (LC) RSU vesting?

Taxes were settled through share withholding rather than cash. LendingClub withheld 14,856 common shares at a value of $15.63 per share to cover tax obligations arising from the RSU vesting, as explicitly described in the accompanying footnote disclosure.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sanborn Scott

(Last)(First)(Middle)
C/O LENDINGCLUB CORPORATION
88 KEARNY ST., SUITE 600

(Street)
SAN FRANCISCO CALIFORNIA 94108

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LendingClub Corp [ LC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/25/2026M13,150A$0(1)1,618,754D
Common Stock05/25/2026M8,045A$0(1)1,626,799D
Common Stock05/25/2026M6,620A$0(1)1,633,419D
Common Stock05/25/2026F14,856(2)D$15.631,618,563D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (RSU)$0(1)05/25/2026M13,150 (3) (4)Common Stock13,150$039,453D
Restricted Stock Unit (RSU)$0(1)05/25/2026M8,045 (5) (4)Common Stock8,045$056,315D
Restricted Stock Unit (RSU)$0(1)05/25/2026M6,620 (6) (4)Common Stock6,620$072,830D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
2. Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
3. The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
4. Not applicable.
5. The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
6. The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
/s/ Bhavit Sheth, attorney-in-fact05/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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* Form 4: SEC 1474 (03-26)