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LendingClub (LC) Chief Risk Officer awarded 105,933 RSUs in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Haselkorn Dov Eytan reported acquisition or exercise transactions in this Form 4 filing.

LendingClub Corp Chief Risk Officer Dov Eytan Haselkorn reported receiving a grant of 105,933 Restricted Stock Units (RSUs), each representing the right to receive one share of common stock upon vesting. The award was granted under the company’s 2014 Equity Incentive Plan.

The RSUs will vest as to 33.33% of the total shares on February 25, 2027, with an additional 8.33% of the total shares vesting quarterly thereafter, contingent on Mr. Haselkorn’s continued service through each vesting date.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Haselkorn Dov Eytan

(Last) (First) (Middle)
C/O LENDINGCLUB CORPORATION
595 MARKET STREET #200

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LendingClub Corp [ LC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Risk Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (RSU) $0(1) 03/05/2026 A 105,933 (2) (3) Common Stock 105,933 $0 105,933 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
2. Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 33.33% of the total shares on February 25, 2027, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
3. Not applicable.
/s/ Bhavit Sheth, attorney-in-fact 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did LendingClub (LC) report for Dov Eytan Haselkorn?

LendingClub reported that Chief Risk Officer Dov Eytan Haselkorn received a grant of 105,933 restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of LendingClub common stock, subject to a multi-year vesting schedule and continued service conditions.

How many RSUs did LendingClub’s Chief Risk Officer receive in this Form 4?

The Chief Risk Officer received a grant of 105,933 restricted stock units. These RSUs were awarded under LendingClub’s 2014 Equity Incentive Plan and will convert into common shares only as they vest over time, provided the executive continues to serve through each vesting date.

What is the vesting schedule for the 105,933 LendingClub RSUs granted?

The RSUs vest 33.33% of the total shares on February 25, 2027. After that initial cliff vesting, an additional 8.33% of the total shares will vest quarterly, with each installment conditioned on the executive’s continued service with LendingClub through the applicable vesting dates.

Under which plan were the LendingClub RSUs to Dov Eytan Haselkorn granted?

The RSUs were granted under LendingClub’s 2014 Equity Incentive Plan. This plan allows the company to award equity-based incentives like restricted stock units, which convert into common shares only upon satisfying vesting conditions tied to time, service, or other specified requirements.

Does the LendingClub Form 4 indicate a cash purchase or sale of shares?

The filing reflects a grant or award acquisition of RSUs with a reported price per unit of 0.0000, indicating no cash purchase. It does not report any sale of LendingClub common stock, only the award of restricted stock units subject to vesting conditions.

What does each LendingClub RSU granted to the Chief Risk Officer represent?

Each RSU represents the contingent right to receive one share of LendingClub common stock upon vesting. The units themselves are not shares until they vest, at which point they can settle in common stock if the vesting and continued service conditions have been satisfied.
LendingClub Corp

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