Lucid (NASDAQ: LCID) COO reports 15,263-share tax withholding from vested PSUs and RSUs

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Lucid Group, Inc. Chief Operating Officer Marc Winterhoff reported a tax-related share disposition on Class A common stock. On June 5, 2026, 15,263 shares were withheld by the company at $5.68 per share to satisfy tax withholding and remittance obligations tied to vested performance-based stock units (PSUs) and time-based restricted stock units (RSUs). After this tax-withholding event, Winterhoff directly owned 339,802 shares of Lucid Group common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Winterhoff Marc

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Tax Withholding	Class A Common Stock	15,263	$5.68	$87K

Holdings After Transaction: Class A Common Stock — 339,802 shares (Direct, null)

Footnotes (1)

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Key Figures

Shares withheld for taxes: 15,263 shares Withholding price per share: $5.68 per share Shares owned after transaction: 339,802 shares +1 more

4 metrics

Shares withheld for taxes 15,263 shares Tax-withholding disposition on June 5, 2026

Withholding price per share $5.68 per share Value used for tax-withholding shares

Shares owned after transaction 339,802 shares Direct Class A common stock holdings after withholding

Tax-withholding shares (summary) 15,263 shares Form 4 transactionSummary taxWithholdingShares

Key Terms

performance-based stock units ("PSUs"), restricted stock units ("RSUs"), tax withholding and remittance obligations, Class A Common Stock

4 terms

performance-based stock units ("PSUs") financial

"in connection with the settlement of performance-based stock units ("PSUs"), for which service-based vesting requirements have been satisfied"

restricted stock units ("RSUs") financial

"and the vesting of time-based restricted stock units ("RSUs")."

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

tax withholding and remittance obligations financial

"shares withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of"

Class A Common Stock financial

"security_title: "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

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Form 4 Insider Transactions: What Each Field Means →

06/09/2026 - 05:03 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Winterhoff Marc

(Last)

(First)

(Middle)

C/O LUCID GROUP, INC.

7373 GATEWAY BOULEVARD

(Street)

NEWARK

CALIFORNIA

94560

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lucid Group, Inc. [ LCID ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/05/2026		F		15,263⁽¹⁾	D	$5.68	339,802	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of performance-based stock units ("PSUs"), for which service-based vesting requirements have been satisfied, and the vesting of time-based restricted stock units ("RSUs"). The acquisition of such PSUs and RSUs was previously reported on Form 4s filed by the reporting person.

Remarks:

	/s/ Bruce Wang, as attorney-in-fact for Marc Winterhoff	06/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Lucid (LCID) COO Marc Winterhoff report on this Form 4?

Marc Winterhoff reported a tax-related share disposition. Lucid Group withheld 15,263 Class A common shares to cover tax obligations from vested PSUs and RSUs, leaving him with 339,802 directly owned shares after the transaction.

How many Lucid (LCID) shares were withheld for taxes in this transaction?

Lucid withheld 15,263 Class A common shares from Marc Winterhoff. These shares were used to satisfy tax withholding and remittance obligations related to the settlement of PSUs and the vesting of RSUs previously granted to him.

Was this Lucid (LCID) Form 4 an open-market sale by the COO?

No, this was not an open-market sale. The filing shows Lucid withheld 15,263 shares to cover tax obligations on vested PSUs and RSUs, a routine compensation-related event rather than a discretionary share sale by Marc Winterhoff.

How many Lucid (LCID) shares does Marc Winterhoff hold after this Form 4?

After the tax-withholding transaction, Marc Winterhoff directly holds 339,802 shares of Lucid Group Class A common stock. This figure reflects his position immediately following the withholding of 15,263 shares for tax and remittance obligations.

What triggered the tax withholding reported in Lucid (LCID) COO’s Form 4?

The tax withholding was triggered by equity compensation vesting. Shares were withheld in connection with the settlement of performance-based stock units whose service vesting conditions were met and the vesting of time-based restricted stock units granted earlier.