Lincoln International (LCLN) insider files Form 3 detailing large ownership
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Lincoln International, Inc. director and officer Eric Dennis Malchow filed a Form 3 showing his beneficial ownership in the company. He directly holds 5,525,000 shares of Class C Common Stock and an equal number of Common Units that may be redeemed on a 1‑for‑1 basis for Class A Common Stock, with Class C shares forfeited on redemption.
The filing also lists several stock options on Common Units, including grants covering 16,250 underlying units each at an exercise price of $9.09 per unit, expiring between the end of 2027 and 2030, and an option over 65,000 units at $7.38 per unit expiring in 2027. These options vest in full on dates from January 1, 2027 through January 1, 2030. The report reflects holdings only and shows no buy or sell transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Malchow Eric Dennis
Role
President & Global Head of M&A
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Units | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Class C Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Units — 5,525,000 shares (Direct, null);
Stock Option — 65,000 shares (Direct, null);
Class C Common Stock — 5,525,000 shares (Direct, null)
Footnotes (1)
- The common units of Lincoln International, LP ("Common Units") may be redeemed by the Reporting Person at any time at the option of the holder for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. The stock option vests in full on January 1, 2027. The stock option vests in full on January 1, 2028. The stock option vests in full on January 1, 2029. The stock option vests in full on January 1, 2030.
Key Figures
Class C Common Stock held: 5,525,000 shares
Redeemable Common Units: 5,525,000 units
Stock option block: 16,250 underlying units at $9.09
+4 more
7 metrics
Class C Common Stock held
5,525,000 shares
Direct holding reported as of 2026-05-20
Redeemable Common Units
5,525,000 units
Exchangeable 1‑for‑1 into Class A Common Stock
Stock option block
16,250 underlying units at $9.09
Stock option expiring 2030-12-31
Stock option block
16,250 underlying units at $9.09
Stock option expiring 2029-12-31
Stock option block
16,250 underlying units at $9.09
Stock option expiring 2028-12-31
Stock option block
16,250 underlying units at $9.09
Stock option expiring 2027-12-31
Stock option grant
65,000 underlying units at $7.38
Stock option expiring 2027-12-31
Key Terms
Class C Common Stock, Common Units, stock option, exercise price, +1 more
5 terms
Class C Common Stock financial
"The common units of Lincoln International, LP ("Common Units") may be redeemed ... and a corresponding number of shares of Class C Common Stock will be forfeited"
A class C common stock is a type of company share that usually represents ownership but often carries limited or no voting power compared with other share classes. For investors, that matters because it can affect influence over company decisions and sometimes the stock’s price or dividend priority — think of it as owning a ticket to the same event but in a section with less say in how the event is run.
Common Units financial
"The common units of Lincoln International, LP ("Common Units") may be redeemed by the Reporting Person at any time"
Common units are the basic ownership stakes in a company, limited partnership, or trust that function like common stock: they give holders a claim on profits and often voting rights. Think of them as the ordinary seats at a table—the most directly affected by the business’s success or failure, so they typically offer higher upside but carry greater risk than preferred claims or creditors, which matters to investors evaluating potential return and safety.
stock option financial
"The stock option vests in full on January 1, 2027."
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
exercise price financial
"The stock option shows a conversion or exercise price of 9.0900 per unit."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vests in full financial
"The stock option vests in full on January 1, 2028."
FAQ
What does Eric Dennis Malchow report owning in Lincoln International (LCLN)?
He reports direct ownership of 5,525,000 shares of Class C Common Stock and the same number of Common Units exchangeable into Class A shares on a 1‑for‑1 basis, indicating a substantial equity stake.
Are there any stock options disclosed for Eric Dennis Malchow in LCLN?
Yes. He holds several stock options on Common Units, including blocks over 16,250 units at $9.09 and 65,000 units at $7.38 per unit, with expirations between 2027 and 2030 and future vesting dates.
Does this Lincoln International (LCLN) Form 3 show any insider buying or selling?
No. The Form 3 lists existing holdings only, and the transaction summary shows no recorded buy or sell transactions, indicating this is an initial ownership report rather than a record of trades.
How can Lincoln International Common Units reported by Malchow be used?
The filing states the Common Units may be redeemed by the holder for Class A Common Stock on a 1‑to‑1 basis, and a corresponding number of Class C shares will be forfeited when a redemption occurs.
When do Eric Dennis Malchow’s Lincoln International stock options vest?
Footnotes explain that several stock option grants vest in full on January 1, 2027, 2028, 2029, and 2030, providing a schedule for when these option awards become fully exercisable if he remains eligible.