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Lincoln International (LCLN) General Counsel reports equity awards and reorganization shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lincoln International, Inc. General Counsel Kristin Marie Marvin reported equity awards and a restructuring-related share acquisition. She acquired 79,950 shares of Class A Common Stock in a company reorganization and now holds 104,950 shares directly. She also received 25,000 restricted stock units that vest in two equal installments on the third and fourth anniversaries of May 21, 2026.

In addition, she was granted several stock options to buy Class A Common Stock at a strike price of $9.09 per share, each vesting fully on January 1 of 2027, 2028, 2029, and 2030. These are compensation-related grants, not open‑market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Marvin Kristin Marie
Role General Counsel
Type Security Shares Price Value
Grant/Award Class A Common Stock 25,000 $0.00 --
Grant/Award Stock Option 20,800 $0.00 --
Grant/Award Stock Option 20,150 $0.00 --
Grant/Award Stock Option 20,150 $0.00 --
Grant/Award Stock Option 20,150 $0.00 --
Grant/Award Class A Common Stock 79,950 $0.00 --
Holdings After Transaction: Class A Common Stock — 104,950 shares (Direct); Stock Option — 20,800 shares (Direct)
Footnotes (1)
  1. This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a). Represents an acquisition of Class A Common Stock, Common Units and a corresponding number of Class C Common Stock pursuant to a reorganization of the Issuer. Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock. The RSUs vest in two substantially equal annual installments on each of the third and fourth anniversaries of May 21, 2026. The stock option vests in full on January 1, 2027. The stock option vests in full on January 1, 2028. The stock option vests in full on January 1, 2029. The stock option vests in full on January 1, 2030.
Reorganization acquisition 79,950 shares Class A Common Stock acquired in issuer reorganization
RSU award 25,000 RSUs Each RSU equals one Class A share; vest on third and fourth anniversaries of May 21, 2026
Post-transaction holdings 104,950 shares Class A Common Stock held directly after transactions
Stock option grant 1 20,150 options at $9.09 Vests in full on January 1, 2027; expires December 31, 2027
Stock option grant 2 20,150 options at $9.09 Vests in full on January 1, 2028; expires December 31, 2028
Stock option grant 3 20,150 options at $9.09 Vests in full on January 1, 2029; expires December 31, 2029
Stock option grant 4 20,800 options at $9.09 Vests in full on January 1, 2030; expires December 31, 2030
restricted stock units ("RSUs") financial
"Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Stock Option financial
"security_title": "Stock Option""
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
initial public offering regulatory
"in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a)"
An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.
Rule 16a-2(a) regulatory
"and is reported herein pursuant to Rule 16a-2(a)"
Class A Common Stock financial
"Represents an acquisition of Class A Common Stock, Common Units and a corresponding number of Class C Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Class C Common Stock financial
"Common Units and a corresponding number of Class C Common Stock pursuant to a reorganization"
A class C common stock is a type of company share that usually represents ownership but often carries limited or no voting power compared with other share classes. For investors, that matters because it can affect influence over company decisions and sometimes the stock’s price or dividend priority — think of it as owning a ticket to the same event but in a section with less say in how the event is run.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Marvin Kristin Marie

(Last)(First)(Middle)
110 NORTH WACKER DRIVE, 51ST FLOOR

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Lincoln International, Inc. [ LCLN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/19/2026(1)A79,950A(2)79,950D
Class A Common Stock05/21/2026A25,000(3)A$0104,950D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$9.0905/19/2026(1)A20,800 (4)12/31/2027Class A Common Stock20,800$020,800D
Stock Option$9.0905/19/2026(1)A20,150 (5)12/31/2028Class A Common Stock20,150$020,150D
Stock Option$9.0905/19/2026(1)A20,150 (6)12/31/2029Class A Common Stock20,150$020,150D
Stock Option$9.0905/19/2026(1)A20,150 (7)12/31/2030Class A Common Stock20,150$020,150D
Explanation of Responses:
1. This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).
2. Represents an acquisition of Class A Common Stock, Common Units and a corresponding number of Class C Common Stock pursuant to a reorganization of the Issuer.
3. Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock. The RSUs vest in two substantially equal annual installments on each of the third and fourth anniversaries of May 21, 2026.
4. The stock option vests in full on January 1, 2027.
5. The stock option vests in full on January 1, 2028.
6. The stock option vests in full on January 1, 2029.
7. The stock option vests in full on January 1, 2030.
Remarks:
/s/ Julie Nelson, Attorney-in-Fact05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)