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LDI CEO Anthony Hsieh reports major Rule 10b5-1 share sale

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

loanDepot, Inc. (LDI) Executive Chair, CEO and President Anthony Hsieh reported open-market sales of Class A Common Stock under a pre-arranged Rule 10b5-1 trading plan. On November 14, 2025, a trust for which he serves as trustee sold 1,121,499 shares at a weighted average price of $2.499 per share. On November 17, 2025, the same trust sold an additional 178,501 shares at a weighted average price of $2.505 per share. Following these transactions, Hsieh is reported as directly owning 143,677 shares of loanDepot Class A Common Stock.

Positive

  • None.

Negative

  • None.

Insights

Senior insider sold JLSSAA Trust shares under a 10b5-1 plan, sharply reducing indirect holdings while retaining a smaller direct stake.

The filing shows that **Anthony Li Hsieh**, the **Executive Chair, CEO, President, Director, and 10% owner** of **loanDepot, Inc.**, executed pre-planned sales of Class A Common Stock held indirectly through the **JLSSAA Trust**. On 11/14/2025, the trust sold **1,121,499** shares at a weighted average price of about $2.499, and on 11/17/2025 it sold **178,501** shares at about $2.505, both coded as open-market sales under transaction code "S".

These transactions, made under a **Rule 10b5-1 trading plan** adopted on 11/20/2024, eliminate the reported trust position, leaving **0** shares held indirectly via JLSSAA Trust and **143,677** shares held directly. A 10b5-1 plan helps show the trades were scheduled in advance, though the economic effect is still a sizable reduction in his reported beneficial ownership. The filing also notes that the disclosed prices are weighted averages, with actual trades spanning stated price ranges on each day.

This kind of concentrated selling by a top executive with multiple leadership roles can matter because it changes the alignment between personal equity exposure and company performance. A key detail to monitor over the coming quarters is whether additional Form 4 filings report further reductions from the remaining **143,677** directly held shares, or any new acquisitions or grants that rebuild ownership.

Insider Hsieh Anthony Li
Role Executive Chair, CEO & Pres.
Sold 1,300,000 shs ($3.25M)
Type Security Shares Price Value
Sale Class A Common Stock 178,501 $2.505 $447K
Sale Class A Common Stock 1,121,499 $2.499 $2.80M
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 0 shares (Indirect, By JLSSAA Trust); Class A Common Stock — 143,677 shares (Direct)
Footnotes (1)
  1. Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.435 to $2.61. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.475 to $2.54. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hsieh Anthony Li
(Last) (First) (Middle)
C/O LOANDEPOT, INC.
6561 IRVINE CENTER DR.
(Street)
IRVINE CA 92618
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
loanDepot, Inc. [ LDI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive Chair, CEO & Pres.
3. Date of Earliest Transaction (Month/Day/Year)
11/14/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/14/2025 S(1) 1,121,499 D $2.499(2) 178,501 I By JLSSAA Trust(3)
Class A Common Stock 11/17/2025 S(1) 178,501 D $2.505(4) 0 I By JLSSAA Trust(3)
Class A Common Stock 143,677 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.
2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.435 to $2.61. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
3. As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").
4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.475 to $2.54. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
Remarks:
/s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh 11/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did loanDepot (LDI) insider Anthony Hsieh report in this Form 4?

Anthony Hsieh, Executive Chair, CEO, President, director and 10% owner of loanDepot, Inc. (LDI), reported sales of Class A Common Stock and updated his remaining share ownership.

How many loanDepot (LDI) shares did Anthony Hsieh sell in November 2025?

On November 14, 2025 a trust sold 1,121,499 shares, and on November 17, 2025 it sold another 178,501 shares of loanDepot Class A Common Stock.

At what prices were the loanDepot (LDI) shares sold by Anthony Hsieh?

The November 14 sale had a weighted average price of $2.499 per share, and the November 17 sale had a weighted average price of $2.505 per share, each across multiple trades within stated price ranges.

What trading plan governed Anthony Hsieh’s loanDepot (LDI) share sales?

The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Anthony Hsieh on November 20, 2024.

How many loanDepot (LDI) shares does Anthony Hsieh hold after these transactions?

After the reported sales, Anthony Hsieh is shown as beneficially owning 143,677 shares of loanDepot Class A Common Stock directly.

What role does the JLSSAA Trust play in these loanDepot (LDI) transactions?

The sold shares were held indirectly through The JLSSAA Trust, over whose assets Anthony Hsieh has voting and investment power as trustee.