Welcome to our dedicated page for loanDepot SEC filings (Ticker: LDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
loanDepot, Inc. filings document the reporting, capital structure and financing activities of a publicly traded mortgage lender. Form 8-K reports furnish quarterly financial results, investor presentation materials, non-GAAP reconciliations and other material events for the company’s residential mortgage origination and servicing operations.
Other disclosures cover material definitive agreements involving mortgage-related financing structures, including warehouse securitization notes, mortgage servicing rights, excess spread interests and trust subsidiaries. Proxy materials describe board matters, executive compensation and shareholder voting items, while capital-structure filings identify the company’s Class A common stock listed on the New York Stock Exchange and changes involving its common stock classes.
loanDepot, Inc. Chief Investment Officer Jeffrey Michael DerGurahian elected on September 23, 2026, to have Trilogy Management Investors Seven, LLC exchange 1,598,390 Common Units for an equal number of Class A Common Stock shares, effective October 1, 2026. The corresponding 1,598,390 Class B Common Stock shares were canceled for no consideration. After the conversion, DerGurahian reported 2,916,074 Class A shares held directly. Separately, 5,842,969 Class A shares were held by CDG Financial LLC; DerGurahian, its managing member, disclaims beneficial ownership except to the extent of his pecuniary interest.
loanDepot, Inc. (LDI) reported that Chief Digital Officer Dominick Edilio Marchetti exercised 48,790 Restricted Stock Units into an equal number of shares of Class A Common Stock on September 15, 2026. In a related transaction, 24,825 shares of Class A Common Stock were delivered or withheld at $0.7318 per share to pay the exercise price or tax liability. Following the derivative transaction, Marchetti held 97,580 RSUs directly.
loanDepot, Inc. (LDI) reported that Chief Legal & Risk Officer Joseph J. Grassi III settled equity awards tied to the company’s stock. On September 14, 2026, 31,250 Restricted Stock Units that had vested on September 12, 2026 converted into 31,250 shares of Class A Common Stock. On the same date, 14,094 shares of Class A Common Stock were delivered or withheld at $0.8333 per share for payment of exercise price or tax liability.
loanDepot, Inc. (LDI) director Dawn G. Lepore reported an exchange of LLC interests into Class A common stock. On September 8, 2026, she caused Trilogy Management Investors Six, LLC to convert 147,130 Common Units and the corresponding 147,130 shares of Class B Common Stock into 147,130 shares of Class A Common Stock, effective as of October 1, 2026. The Class B shares corresponding to the exchanged Common Units were cancelled for no consideration, and her indirect interest in those Trilogy Six-held securities was eliminated; she disclaims beneficial ownership of any remaining Trilogy Six holdings. After the conversion, she holds 486,020 Class A shares directly, including 79,449 unvested restricted stock units that vest in installments through May 28, 2027. No Rule 10b5-1 trading plan is reported.
loanDepot, Inc. (LDI) insider Anthony Hsieh, Executive Chair, CEO and President, reported open-market purchases of Class A common stock through the JLSSAA Trust. On August 31, 2026 he purchased 145,365 shares at a weighted average of $0.9449 per share, and on September 1, 2026 he purchased 60,208 shares at a weighted average of $0.9172 per share. As of August 31, 2026, he also reported 217,496 shares of Class A common stock held directly.
loanDepot, Inc. (LDI) reported that Executive Chair, CEO & President Anthony Hsieh, a director and ten-percent owner, indirectly purchased 322,961 shares of Class A Common Stock across two days through The JLSSAA Trust, over which he has voting and investment power. The purchases were executed on 2026-08-26 and 2026-08-27 at weighted average prices of $0.8898 and $0.9390 per share, respectively, in multiple trades within stated price ranges. Separately, a holding entry shows 217,496 shares of Class A Common Stock held directly after the reported transactions.
loanDepot, Inc. (LDI) reported that Executive Chair, CEO and President Anthony Hsieh, through the JLSSAA Trust for which he serves as trustee, purchased 471,466 shares of Class A Common Stock in open-market or private transactions on August 24–25, 2026. These included 107,099 shares at a weighted average price of $0.8944 (with individual prices ranging from $0.8727 to $0.9052) and 364,367 shares at a weighted average price of $0.9196 (with prices ranging from $0.8962 to $0.9387). Separately, Hsieh is reported to hold 217,496 Class A shares directly as of August 24, 2026.
loanDepot, Inc. (LDI) disclosed that it received a notice from the New York Stock Exchange on August 21, 2026 stating that the company is not in compliance with the NYSE continued listing standard in Section 802.01C, because the average closing price of its Class A common stock was below $1.00 per share over a consecutive 30 trading-day period. Trading in the shares continues and the notice has no immediate impact on NYSE listing status, business operations, or SEC reporting.
Under NYSE rules, loanDepot has six months from receipt of the notice to regain compliance, which it can do if the stock closes at or above $1.00 and has a 30-trading-day average of at least $1.00 on the last trading day of any calendar month in that period. If it does not regain compliance, the NYSE will begin suspension and delisting procedures. The company stated it intends to cure the deficiency and is considering alternatives, including a potential reverse stock split subject to stockholder approval by its next annual meeting anticipated for early June 2027. Management also highlighted recent operational progress, including last-quarter growth of 25% in unit volume, 18% in revenue, and 33% in purchase market share.
loanDepot, Inc. (LDI) reported that Chief Accounting Officer Darren Graeler settled previously granted restricted stock units into common shares. On August 17, 2026, 39,309 RSUs converted into an equal number of Class A Common shares, following vesting on August 16, 2026. On the same date, 18,035 shares of Class A Common Stock were delivered or withheld to cover the exercise price or tax liability.
loanDepot, Inc. reported that its Chief Financial Officer, David R. Hayes, had 518,867 performance share units cancelled and an equivalent number of restricted stock units granted after a change in award terms. The replacement RSUs vest in three equal annual installments starting March 16, 2027.
The compensation committee also approved an additional grant of 750,000 restricted stock units tied to Class A common stock, expected to be granted on September 15, 2026 and vesting in two equal annual increments. These awards are based on continued service rather than stock-price performance targets.