Welcome to our dedicated page for Loandepot SEC filings (Ticker: LDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
loanDepot, Inc. filings document the reporting, capital structure and financing activities of a publicly traded mortgage lender. Form 8-K reports furnish quarterly financial results, investor presentation materials, non-GAAP reconciliations and other material events for the company’s residential mortgage origination and servicing operations.
Other disclosures cover material definitive agreements involving mortgage-related financing structures, including warehouse securitization notes, mortgage servicing rights, excess spread interests and trust subsidiaries. Proxy materials describe board matters, executive compensation and shareholder voting items, while capital-structure filings identify the company’s Class A common stock listed on the New York Stock Exchange and changes involving its common stock classes.
loanDepot, Inc. director Dawn G. Lepore exercised restricted stock units into common shares. On 2026-05-29, she converted 24,607 Restricted Stock Units into 24,607 shares of Class A Common Stock at a stated price of $0.00 per unit, reflecting compensation rather than an open-market purchase.
Following this derivative exercise, her direct holdings of Class A Common Stock increased to 232,958 shares. The RSUs represented a contingent right to receive one share of Class A Common Stock or, at the Compensation Committee’s option, the cash value of one share upon settlement.
loanDepot director Steven Ozonian exercised restricted stock units into common shares. On May 29, 2026, he converted 24,607 RSUs into an equal number of Class A Common Stock shares at a stated price of $0.00 per share, increasing his direct holdings to 217,496 common shares. The RSUs represented a contingent right to receive one share of Class A Common Stock or equivalent cash value at settlement.
loanDepot, Inc. director Pamela H. Patenaude exercised restricted stock units that settled into 24,607 shares of Class A Common Stock. The RSUs converted at a price of $0.00 per unit, reflecting equity compensation rather than an open-market purchase. Following the transaction, she directly holds about 342,899.7285 shares of Class A Common Stock. The corresponding RSU derivative position reported in this filing was fully exhausted, with 0.0000 restricted stock units remaining.
loanDepot, Inc. insiders associated with Parthenon Capital reported the exercise of 49,214 Restricted Stock Units (RSUs), converting them into the same number of shares of Class A Common Stock at a stated price of $0.00 per share. These transactions are coded as derivative exercises and are reported as indirect holdings, with the RSUs held for the benefit of PCP Managers, L.P. pursuant to prior agreements. Following the exercise, indirect holdings reported for one entity total 103,557,072 Class A shares, while a separate indirect entry shows 2,500 Class A shares held of record by the father of director Brian Golson, which he oversees. The reporting persons expressly disclaim beneficial ownership of the securities except to the extent of their pecuniary interests.
loanDepot, Inc. entered into an at-the-market Sales Agreement with BTIG, LLC, allowing it to sell Class A common stock with an aggregate offering price of up to $100,000,000 from time to time. These shares will be issued under its existing shelf registration statement on Form S-3.
The company plans to use any net proceeds, after sales commissions and offering expenses, to reduce outstanding indebtedness and for general corporate purposes, giving it flexible access to additional capital as needed.
loanDepot, Inc. is offering shares of its Class A common stock in an "at-the-market" equity program with an aggregate offering price of up to $100,000,000, to be sold from time to time through BTIG, LLC as sales agent pursuant to an ATM sales agreement dated May 15, 2026.
The prospectus supplement states the Sales Agent may also purchase shares as principal under separate terms, the Sales Agent’s commission is up to 2.0% of gross proceeds, and net proceeds are intended to be used to reduce indebtedness and for general corporate purposes. Shares outstanding immediately prior to the offering were 231,707,950 Class A shares.
loanDepot, Inc. amended a shelf registration to offer up to $250,000,000 of securities, including Class A common stock, preferred stock, debt securities, warrants, depositary shares, purchase contracts and units. The prospectus dated May 15, 2026 is a base prospectus; specific terms, proceeds and timing will be provided in prospectus supplements.
The filing discloses authorized capital structure, depositary share mechanics, general debt indenture features, and that as of May 4, 2026 there were 231,707,950 shares of Class A common stock and 106,115,949 shares of Class B common stock outstanding. Net proceeds use will be set forth in future prospectus supplements.
Hsieh Anthony Li reported acquisition or exercise transactions in this Form 4 filing.
loanDepot, Inc. disclosed that Executive Chair, CEO and President Anthony Li Hsieh agreed to receive an award of 2,000,000 Performance Share Units (PSUs). Each PSU represents a contingent right to receive one share of Class A Common Stock if specified share-price performance conditions are met. The PSU terms were approved by the compensation committee on the transaction date and are expected to be granted on June 15, 2026, with an expiration date of June 15, 2029. The award was recorded at a price of $0.00 per unit as a compensation grant rather than a market purchase.
loanDepot, Inc. filed a Form S-3 shelf registration dated May 7, 2026 to register up to $250,000,000 of securities, including Class A common stock, preferred stock, debt securities, warrants, depositary shares, purchase contracts and units. The prospectus is a shelf; each offering will be described in a later prospectus supplement that will state exact terms, use of proceeds and distribution methods. The prospectus states net proceeds will be used for general corporate purposes, which may include repayment of debt, acquisitions, working capital, capital expenditures and investments in subsidiaries. Capital structure context: as of May 4, 2026 there were 231,707,950 shares of Class A common stock and 106,115,949 shares of Class B common stock outstanding.