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loanDepot, Inc. (LDI) executive chair Hsieh reports Rule 10b5-1 share sales

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

loanDepot, Inc. insider Anthony Hsieh, who is executive chair, CEO, president, director and a 10% owner, reported sales of Class A common stock held by The JLSSAA Trust.

On December 15, 2025, the trust sold 260,251 shares at a weighted average price of $2.4908, and on December 16, 2025 it sold 290,108 shares at a weighted average price of $2.4086, with each sale reported under transaction code S. These trades were effected pursuant to a Rule 10b5-1 trading plan adopted on November 20, 2024. Following the reported transactions, the JLSSAA Trust beneficially owned 749,641 Class A shares, and Hsieh also directly owned 168,283 Class A shares while serving as trustee with voting and investment power over the trust’s assets.

Positive

  • None.

Negative

  • None.
Insider Hsieh Anthony Li
Role Executive Chair, CEO & Pres.
Sold 550,359 shs ($1.35M)
Type Security Shares Price Value
Sale Class A Common Stock 290,108 $2.4086 $699K
Sale Class A Common Stock 260,251 $2.4908 $648K
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 749,641 shares (Indirect, By JLSSAA Trust); Class A Common Stock — 168,283 shares (Direct)
Footnotes (1)
  1. Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.455 to $2.60. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.38 to $2.48. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hsieh Anthony Li
(Last) (First) (Middle)
C/O LOANDEPOT, INC.
6561 IRVINE CENTER DR.
(Street)
IRVINE CA 92618
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
loanDepot, Inc. [ LDI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive Chair, CEO & Pres.
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/15/2025 S(1) 260,251 D $2.4908(2) 1,039,749 I By JLSSAA Trust(3)
Class A Common Stock 12/16/2025 S(1) 290,108 D $2.4086(4) 749,641 I By JLSSAA Trust(3)
Class A Common Stock 168,283 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.
2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.455 to $2.60. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
3. As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").
4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.38 to $2.48. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
Remarks:
/s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh 12/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

Who is the reporting person in the latest loanDepot (LDI) insider transaction?

The reporting person is Anthony Hsieh, who serves as executive chair, CEO, president, director and a 10% owner of loanDepot, Inc..

How many loanDepot (LDI) Class A shares did the JLSSAA Trust sell on December 15, 2025?

On December 15, 2025, The JLSSAA Trust sold 260,251 Class A common shares at a weighted average price of $2.4908, with individual trade prices ranging from $2.455 to $2.60.

What insider share sale occurred on December 16, 2025 for loanDepot (LDI)?

On December 16, 2025, The JLSSAA Trust sold 290,108 loanDepot Class A shares at a weighted average price of $2.4086, with prices ranging from $2.38 to $2.48, reported under transaction code S.

Were the reported loanDepot (LDI) insider sales made under a Rule 10b5-1 plan?

Yes. The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Anthony Hsieh on November 20, 2024, as noted in the footnotes.

What is The JLSSAA Trust and what is Anthony Hsieh’s role in it?

The JLSSAA Trust is identified as the holder of the sold and remaining shares. As trustee, Anthony Hsieh has voting and investment power over the trust’s assets.

How many loanDepot (LDI) shares does Anthony Hsieh beneficially own after these transactions?

After the reported sales, The JLSSAA Trust beneficially owned 749,641 Class A shares, and Anthony Hsieh also directly owned 168,283 Class A shares.