Welcome to our dedicated page for loanDepot SEC filings (Ticker: LDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
loanDepot, Inc. filings document the reporting, capital structure and financing activities of a publicly traded mortgage lender. Form 8-K reports furnish quarterly financial results, investor presentation materials, non-GAAP reconciliations and other material events for the company’s residential mortgage origination and servicing operations.
Other disclosures cover material definitive agreements involving mortgage-related financing structures, including warehouse securitization notes, mortgage servicing rights, excess spread interests and trust subsidiaries. Proxy materials describe board matters, executive compensation and shareholder voting items, while capital-structure filings identify the company’s Class A common stock listed on the New York Stock Exchange and changes involving its common stock classes.
Jeff Alexander Walsh, President, LDI Mortgage at loanDepot, Inc. (LDI), reported two scheduled stock sales under a Rule 10b5-1 plan adopted November 25, 2024. On 08/28/2025 he sold 70,000 shares of Class A common stock at a weighted average price of $2.0298, leaving 4,001,502 shares beneficially owned. On 08/29/2025 he sold another 70,000 shares at a weighted average price of $2.0587, leaving 3,931,502 shares beneficially owned. The filings state the sales were effected pursuant to the 10b5-1 plan and prices reflect multiple transactions within disclosed price ranges. The Form 4 is signed by an attorney-in-fact on 09/02/2025.
Steven Ozonian, a director of loanDepot, Inc. (ticker: LDI), reported receipt of 24,606 restricted stock units (RSUs) on 08/29/2025. The filing shows Mr. Ozonian is a director and the Form 4 was filed by one reporting person. Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the Compensation Committee's option, the cash value of one share. The RSUs are scheduled to vest ratably on Nov 28, 2025, Feb 27, 2026, and May 29, 2026. Following the reported non-derivative transaction, the filing lists 143,677 shares of Class A Common Stock beneficially owned. The filing also reports 73,819 derivative securities beneficially owned following the transaction. The Form 4 is signed by Greg Smith as attorney-in-fact for Mr. Ozonian on 09/02/2025.
Anthony Li Hsieh, Executive Chair, CEO and President of loanDepot, Inc. (LDI), reported sales of Class A common stock under a Rule 10b5-1 trading plan. On 08/28/2025 he sold 250,000 shares at a weighted-average price of $2.031, and on 08/29/2025 he sold 211,079 shares at a weighted-average price of $2.096. After the sales reported on 08/29/2025, the filing shows 9,139,328 shares beneficially owned by Mr. Hsieh indirectly through the JLSSAA Trust.
The filing also reports the grant/settlement of 24,606 restricted stock units (RSUs) on 08/29/2025, which represent rights to receive Class A shares and are scheduled to vest ratably on 11/28/2025, 02/27/2026 and 05/29/2026. The transactions were executed pursuant to a 10b5-1 plan adopted on 11/20/2024. The Form 4 was signed by an attorney-in-fact on 09/02/2025.
John Hoon Lee, a director of loanDepot, Inc. (LDI), was granted 24,606 restricted stock units (RSUs) on 08/29/2025. The filing shows Mr. Lee directly beneficially owns 186,781 shares of Class A common stock and indirectly owns 62,556 shares through Bluestar Family Holdings LP. Each RSU represents a contingent right to one share (or cash at the Compensation Committee's option). The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Lee on 09/02/2025.
Form 144 notice for loanDepot, Inc. (LDI) shows a proposed sale of 210,000 common shares through Goldman Sachs & Co. LLC on 08/28/2025 with an aggregate market value of $428,400. The filing states the shares were acquired on 05/02/2022 via a corporate reorganization from the issuer. The notice lists five prior dispositions by WALSH LIVING TRUST DTD 08/09/2004 during July–August 2025 totaling 172,659 shares for gross proceeds of $346,826.42. The filer affirms no undisclosed material adverse information and certifies compliance with Rule 144 procedures.
Anthony Hsieh, Executive Chair, CEO & President of loanDepot, Inc. (LDI), reported insider sales under a Rule 10b5-1 plan. The Form 4 shows sales on 08/26/2025 totaling 173,124 Class A shares at a weighted average price of $2.025, reducing beneficial ownership to 10,407,792 shares (indirectly held via the JLSSAA Trust). Additional sales on 08/27/2025 disposed of 807,385 Class A shares at a weighted average price of $2.057, with a remaining reported total of 9,600,407 Class A shares indirectly held. The filing states the transactions were effected pursuant to a 10b5-1 plan adopted on November 20, 2024, and discloses weighted price ranges for the multiple trades.
Anthony Hsieh filed Amendment No. 17 to his Schedule 13D for loanDepot, Inc. reporting beneficial ownership of 123,821,948 shares of Class A Common Stock, representing 52.94% of the class based on 112,351,102 shares outstanding as of August 6, 2025. The filing notes Hsieh also holds 1,598,425 unvested RSUs. The amendment discloses a series of open-market sales on August 13–26, 2025 at weighted average prices near $2.00–$2.05, and that on August 22, 2025 Hsieh caused Trilogy Mortgage Holdings, Inc. to exchange 4,000,000 Common Units for 4,000,000 shares of Class A Common Stock, with the corresponding Class C shares cancelled.
Anthony Li Hsieh, Executive Chair, CEO & President of loanDepot, Inc. (LDI), reported reorganization exchanges and Rule 10b5-1 sales. On 08/22/2025 the reporting person elected exchanges of LD Holdings Class A Common Units for Issuer shares that will be effective 09/01/2025, resulting in 4,000,000 Class A shares acquired and 4,000,000 Class C shares cancelled for no consideration. The report shows indirect ownership across several entities, including 31,845,633 Class C shares and 66,404,880 Class A-equivalent units held indirectly by affiliates.
Separately, sales under a Rule 10b5-1 plan executed on 08/22/2025 and 08/25/2025 reduced beneficial Class A holdings held via the JLSSAA Trust by 1,184,108 shares at a weighted average price of $2.038 and 1,017,198 shares at a weighted average price of $2.043, respectively. The filing discloses voting and investment power over shares held by Trilogy-related entities and trustee authority over the JLSSAA Trust.
Anthony Li Hsieh, Executive Chair, CEO and President of loanDepot, Inc. (LDI), reported insider dispositions on 08/20/2025. The filing shows two disposals of Class A common stock: 243 shares sold at $2.00 and a separate disposition of 119,071 shares. After the reported sale(s), the filing lists 8,782,222 Class A shares beneficially owned indirectly through the JLSSAA Trust, where Mr. Hsieh serves as trustee and has voting and investment power. The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on November 20, 2024. The form is signed by an attorney-in-fact on behalf of Mr. Hsieh.
loanDepot, Inc. (LDI) Chief Accounting Officer Darren Graeler had restricted stock units vest and be settled, and executed a small sale of Class A common stock. 39,308 RSUs vested on August 16, 2025 and were settled on August 18, 2025, each RSU converting to one share. Following settlement, Graeler reported beneficial ownership of 339,046 shares, and a subsequent disposition of 19,175 shares at a price of $1.88 reduced his direct holdings to 319,871 shares. The filing notes remaining RSUs scheduled to vest on August 16, 2026. The transactions reported are routine compensation settlement and a partial sale of shares rather than an acquisition or major change in control.