Fidelity files Form 144 for LEA (NYSE: LEA) listing proposed sales and vestings

Rhea-AI Filing Summary

LEA submitted a Form 144 reporting proposed transactions in Common Stock tied to an affiliate broker and multiple issuer stock vesting events. The filing lists an open market purchase on 03/14/2024 and several restricted stock vesting issuances on 11/07/2024, 01/04/2025, 02/13/2025, 11/07/2025, and 01/04/2026.

The excerpt names Fidelity Brokerage Services LLC as the broker and shows per-event share counts including 2,336 (open market purchase) and vesting amounts of 273, 558, 1,076, 273, and 155 shares on the dates listed. The filing is a notice of proposed sales by an affiliate; cash‑flow treatment and aggregate registration totals are not stated in the provided excerpt.

Insights

Securities Compliance Specialist

Form 144 notice lists proposed affiliate sales and issuer vesting events by date and share count.

The filing names Fidelity Brokerage Services LLC as the broker and records an open market purchase on 03/14/2024 plus multiple restricted stock vesting issuances on specified dates with discrete share counts. These items are customary disclosures when affiliates intend to sell securities.

Timing, aggregate registered amount, and proceeds treatment are not shown in the excerpt; subsequent filings or a complete Form 144 would clarify whether and when sales occur and the aggregate amount to be sold.

Key Figures

Open market purchase: 2,336 shares Restricted stock vesting: 273 shares Restricted stock vesting: 558 shares +3 more

6 metrics

Open market purchase 2,336 shares open market purchase on <date>03/14/2024</date>

Restricted stock vesting 273 shares vesting on <date>11/07/2024</date>

Restricted stock vesting 558 shares vesting on <date>01/04/2025</date>

Restricted stock vesting 1,076 shares vesting on <date>02/13/2025</date>

Restricted stock vesting 273 shares vesting on <date>11/07/2025</date>

Restricted stock vesting 155 shares vesting on <date>01/04/2026</date>

Key Terms

Form 144, Restricted Stock Vesting, Open Market Purchase

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 11/07/2024 | 273"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Open Market Purchase financial

"Open Market Purchase | Issuer | 03/14/2024 | 1 | 03/14/2024"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2336	330252.00	50095099	05/22/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/14/2024	Open Market Purchase	Issuer			1	03/14/2024	Cash
Common	11/07/2024	Restricted Stock Vesting	Issuer			273	11/07/2024	Compensation
Common	01/04/2025	Restricted Stock Vesting	Issuer			558	01/04/2025	Compensation
Common	02/13/2025	Restricted Stock Vesting	Issuer			1076	02/13/2025	Compensation
Common	11/07/2025	Restricted Stock Vesting	Issuer			273	11/07/2025	Compensation
Common	01/04/2026	Restricted Stock Vesting	Issuer			155	01/04/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does LEA's Form 144 disclose?

The filing discloses proposed transactions in common stock, naming Fidelity Brokerage Services LLC as broker. It lists an open market purchase on 03/14/2024 and several restricted stock vesting issuances with specified share counts on listed dates.

Who is the broker listed on the LEA Form 144?

The broker identified is Fidelity Brokerage Services LLC. The excerpt shows their address and involvement in the reported common stock transactions; additional broker terms are not included in the provided excerpt.

What share counts are shown in the excerpt for LEA?

The excerpt includes an open market purchase of 2,336 shares and restricted stock vesting amounts of 273, 558, 1,076, 273, and 155 shares on the dates listed in the filing.

Does the Form 144 excerpt state proceeds or aggregate registration totals for LEA?

No. The provided excerpt does not state aggregate registration totals or proceeds treatment. It lists individual events and counts but does not provide an overall registered amount or proceeds allocation.