LEVI insider filing: 350,000 shares to be sold via Charles Schwab ($9.6M)

Rhea-AI Filing Summary

LEVI STRAUSS & CO. notice reports a proposed Rule 144 sale of 350,000 common shares through The Charles Schwab Corporation, with an aggregate market value of $9,600,000.00. The shares are listed on the NYSE and the filer cites an approximate sale date of 10/01/2025.

The filing shows these shares were acquired by inheritance on 02/14/2007 from Peter E. Haas Sr., and no securities of the issuer were reported sold by the filer in the past three months. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information about the issuer.

Positive

• Full Rule 144 disclosure provided including broker, share count, aggregate value, and acquisition details
• No securities sold in the past three months reported by the filer, clarifying recent activity

Negative

• Proposed sale of $9.6 million in stock could be perceived negatively by some market participants
• No Rule 10b5-1 plan date is indicated, so the filing does not confirm a pre-established trading plan

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 disclosure for an inherited block of shares; procedural compliance is the primary takeaway.

This filing documents a planned sale under Rule 144, identifying the broker, share count, aggregate market value, acquisition method (inheritance), and planned sale date. From a compliance standpoint, the notice meets the core Rule 144 disclosure elements required for public resale by an affiliate or restricted holder. There are no reported sales in the prior three months, which is relevant for aggregation rules. The filing does not disclose any trading plan date (Rule 10b5-1) or other limiting conditions.

Investor Relations Specialist

TL;DR: Information is investor-facing and transparent, but content conveys no new operational or financial developments for LEVI.

The document provides clear transactional details useful to investors monitoring insider-related activity: broker identity, share quantity, gross market value, and exchange. However, it contains no operational metrics, earnings data, or forward-looking commentary about LEVI STRAUSS & CO., so the filing itself is unlikely to be material to the company's valuation absent additional context about the seller's relationship or ongoing sales activity.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	350000	9600000.00	107206840	10/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON CL A	02/14/2007	INHERITANCE	Peter E. Haas Sr.			350000	02/14/2007	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the LEVI Form 144 disclose about the proposed sale?

The filing discloses a proposed sale of 350,000 common shares through The Charles Schwab Corporation with an aggregate market value of $9,600,000.00 and an approximate sale date of 10/01/2025.

How were the shares acquired according to the filing?

The filing states the shares were acquired by inheritance on 02/14/2007 from Peter E. Haas Sr.

Does the filing report any sales in the past three months for the filer?

The filing indicates Nothing to Report for securities sold during the past three months by the person for whose account the securities are to be sold.

Which broker is handling the proposed sale in the Form 144?

The broker named is The Charles Schwab Corporation, 3000 Schwab Way, Westlake TX 76262.

Does the Form 144 confirm a Rule 10b5-1 trading plan?

No plan adoption date or instruction date under Rule 10b5-1 is provided in the filing.