STOCK TITAN

Levi Strauss director Alstead acquires stock rights

The Class A-linked rights vest on the earlier of a meeting-related date or the first grant anniversary; the Class B-linked rights are fully vested and subject to deferred delivery.

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Form Type
4

Rhea-AI Filing Summary

Levi Strauss & Co director Troy Alstead acquired 89 dividend equivalent rights (DERs) tied to Class A Common Stock and 318 DERs tied to Class B Common Stock on November 4, 2026. Each DER is a contingent right to receive one share upon settlement. The 89 Class A-linked DERs vest as to 100% on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the grant. The 318 Class B-linked DERs are fully vested and subject to a deferral delivery feature. Class B shares are convertible into Class A shares one-for-one at the holder’s option and have no expiration date. Reported post-transaction positions were 136,200 Class A shares and 47,700 Class B shares.

Insider Alstead Troy
Role Director
Type Security Shares Price Value
Grant/Award Class B Common Stock F2, F3 318 $0.00 $0.00
Grant/Award Class A Common Stock F1 89 $0.00 $0.00
Holdings After Transaction: Class B Common Stock — 47,700 contracts (Direct); Class A Common Stock — 136,200 shares (Direct)
Footnotes (3)
  1. F1. Represents dividend equivalent rights (DERs), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant of the underlying award.
  2. F2. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  3. F3. Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.
Class A-linked dividend equivalent rights acquired 89 rights November 4, 2026
Class B-linked dividend equivalent rights acquired 318 rights November 4, 2026
Class A shares following transaction 136,200 shares Reported post-transaction position
Class B shares following transaction 47,700 shares Reported post-transaction position
dividend equivalent rights (DERs) financial
"Represents dividend equivalent rights (DERs)"
deferral delivery feature financial
"subject to a deferral delivery feature"
vest financial
"shall vest as to 100% of the shares"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many rights did LEVI director Troy Alstead acquire?

On November 4, 2026, Troy Alstead acquired 89 DERs tied to Class A Common Stock and 318 DERs tied to Class B Common Stock. Each DER represents a contingent right to receive one share upon settlement.

When do LEVI’s Class A-linked dividend equivalent rights vest?

The 89 Class A-linked DERs vest as to 100% on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the grant.

What are the terms of the Class B-linked rights reported by LEVI director Troy Alstead?

The 318 Class B-linked DERs are fully vested, and the underlying Class B shares issuable pursuant to them are subject to a deferral delivery feature. Each Class B share is convertible into one Class A share at the holder’s option and has no expiration date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Alstead Troy

(Last)(First)(Middle)
C/O LEVI STRAUSS & CO
1155 BATTERY STREET

(Street)
SAN FRANCISCO CALIFORNIA 94111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LEVI STRAUSS & CO [ LEVI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock11/04/2026A89(1)A$0.00136,200D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock$0.00(2)11/04/2026A318(3) (2) (2)Class A Common Stock318$0.0047,700D
Explanation of Responses:
1. Represents dividend equivalent rights (DERs), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant of the underlying award.
2. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
3. Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact11/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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