STOCK TITAN

Levi Strauss (NYSE: LEVI) EVP Harmit Singh receives RSUs and stock appreciation rights

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Levi Strauss & Co. executive Harmit J. Singh reported new equity awards and related share activity. On January 30, 2026, he acquired 38,787 shares of Class A common stock at $0.00 through restricted stock unit (RSU) settlement, then had 16,986 shares withheld at $19.88 to cover taxes, leaving 380,514 shares directly owned.

He was also granted 116,361 stock appreciation rights at an exercise price of $19.88, each tied to one share of Class A common stock. Both the RSUs and these rights vest in four equal 25% installments on January 29, 2027, January 28, 2028, January 26, 2029, and January 25, 2030, subject to his continued service.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Singh Harmit J

(Last) (First) (Middle)
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LEVI STRAUSS & CO [ LEVI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Fin. & Growth Ofc.
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/30/2026 A(1) 38,787 A $0.00 397,500 D
Class A Common Stock 01/30/2026 F(2) 16,986 D $19.88 380,514 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Rights $19.88 01/30/2026 A 116,361 (3) 01/29/2036 Class A Common Stock 116,361 $0.00 116,361 D
Explanation of Responses:
1. The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 29, 2027, January 28, 2028, January 26, 2029, and January 25, 2030, subject to the Reporting Person's continuous service through each such vesting date.
2. Shares withheld to cover tax obligation from settlement of vested RSUs.
3. Vests in four equal installments of 25% on each of January 29, 2027, January 28, 2028, January 26, 2029, and January 25, 2030, subject to the Reporting Person's continuous service through each such vesting date.
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider equity awards did Levi Strauss (LEVI) EVP Harmit J. Singh receive?

Levi Strauss EVP Harmit J. Singh received 38,787 Class A shares via RSU settlement and 116,361 stock appreciation rights at a $19.88 exercise price. Both awards are tied to continued employment and vest in four equal annual installments from January 2027 through January 2030.

How many Levi Strauss (LEVI) shares does Harmit J. Singh own after this Form 4?

After these transactions, Harmit J. Singh directly owns 380,514 shares of Levi Strauss Class A common stock. This reflects RSU share delivery and 16,986 shares withheld at $19.88 per share to satisfy tax obligations arising from the vesting and settlement of previously granted restricted stock units.

What is the vesting schedule for Harmit J. Singh’s Levi Strauss RSUs and stock appreciation rights?

Both the RSUs and 116,361 stock appreciation rights vest in four equal 25% installments. Vesting dates are January 29, 2027, January 28, 2028, January 26, 2029, and January 25, 2030, and each installment requires Harmit J. Singh’s continuous service with Levi Strauss through the applicable date.

Why were some Levi Strauss (LEVI) shares withheld in Harmit J. Singh’s transaction?

Levi Strauss withheld 16,986 Class A shares at $19.88 per share from Harmit J. Singh. According to the filing, these shares were withheld solely to cover tax obligations that arose when previously granted restricted stock units vested and settled into Class A common stock for the executive.

What are the terms of Harmit J. Singh’s Levi Strauss stock appreciation rights?

Harmit J. Singh received 116,361 stock appreciation rights with a $19.88 exercise price, each linked to one share of Class A common stock. They become exercisable in four equal annual installments from January 2027 to January 2030, contingent on his continued service with Levi Strauss & Co.
Levi Strauss & Co.

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